DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Newport Coast Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Leonard Dale WyssNewport Coast Asset Management otherB.B. Graham & Company, Inc. otherOtherSep 1, 2016Sep 8, 2016
Ray Wook KimNewport Coast Asset Management otherWestpark Capital, Inc. independent RIAOtherSep 1, 2016Jan 1, 2026 (3409 d)
Justin Matthew SmithNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherSep 1, 2016Aug 31, 2016
Jeff W WebbNewport Coast Asset Management otherKingstone Capital Partners Texas, LLC independent RIAOtherSep 1, 2016Mar 29, 2017 (209 d)
Phillip Richard AntonNewport Coast Asset Management otherCalton & Associates, Inc. independent RIAOtherAug 30, 2016Jan 7, 2025 (3052 d)
Kathleen Ann CoveyNewport Coast Asset Management otherCovey & Covey state registeredOtherAug 22, 2016Feb 18, 2009
Scot BarringerNewport Coast Asset Management otherApplied Wealth Management, Inc. unclassifiedOtherAug 8, 2016Oct 17, 2011
Edwin Tomohiro SuzukiNewport Coast Asset Management otherWestpark Capital, Inc. independent RIAOtherAug 8, 2016Jan 4, 2025 (3071 d)
Kristopher Charles KesslerNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherAug 2, 2016Jul 13, 2016
Curtis Jerald HabsiegerNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherJul 28, 2016Jul 27, 2016
Richard Colby McfaddenNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherJul 20, 2016Aug 9, 2016
Vikas GoelNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherJul 20, 2016Jul 18, 2016
Austin Bickford KingNewport Coast Asset Management otherWestpark Capital, Inc. otherOtherJul 20, 2016Sep 12, 2016 (54 d)
David Bernard LevinsonNewport Coast Asset Management otherWestpark Capital, Inc. independent RIAOtherJul 20, 2016Mar 27, 2019 (980 d)
Bradford Dale SzczecinskiNewport Coast Asset Management otherCreative Resources Investment Advisors LLC otherOtherMar 29, 2016Apr 3, 2015
Richard Joseph RizzutoNewport Coast Asset Management otherCraft Wealth Management LLC otherOtherJan 25, 2016Mar 22, 2016 (57 d)
Carmencita Protacio CalawayNewport Coast Asset Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 4, 2016Aug 11, 2016 (220 d)
Michael Patrick NixonNewport Coast Asset Management otherPaulson Investment Company, LLC otherOtherDec 8, 2015Mar 24, 2016 (107 d)
Matthew David AlbersNewport Coast Asset Management otherPaulson Investment Company, LLC otherOtherDec 8, 2015Mar 24, 2016 (107 d)
John Joseph MccauleyNewport Coast Asset Management otherLPL Financial LLC otherOtherMar 26, 2015Mar 31, 2015
Anthony Charles SmithNewport Coast Asset Management otherCalton & Associates, Inc. otherOtherFeb 17, 2015Feb 20, 2015
Paul William MurphyNewport Coast Asset Management otherCalton & Associates, Inc. otherOtherFeb 17, 2015Feb 23, 2015
Luis Manuel EspinozaNewport Coast Asset Management otherFirst Financial Equity Corporation otherOtherOct 22, 2014Oct 16, 2014
Kathryn Louise FitzgeraldNewport Coast Asset Management otherMsi Financial Services, Inc. otherOtherJul 25, 2014Jul 28, 2014
Steven Kenneth SmarttNewport Coast Asset Management otherSmartt Wealth Solutions, LLC state registeredOtherMay 28, 2014Jun 16, 2014
Aaron Gregory CookNewport Coast Asset Management otherAmeriprise Financial Services, LLC national BDOtherDec 5, 2013Dec 5, 2013
Terry Tin Sing TangNewport Coast Asset Management otherFinancial West Group otherOtherNov 26, 2013Nov 25, 2013
Michael Thomas RyanNewport Coast Asset Management otherMt Ryan, Inc. state registeredOtherNov 1, 2013Nov 3, 2025 (4385 d)
Cynthia Jacqueline TamNewport Coast Asset Management otherNative Finance Investment Advisory state registeredOtherAug 28, 2013Jan 1, 2026 (4509 d)
Brian Leo SchoenleNewport Coast Asset Management otherWells Fargo Advisors wirehouseOtherSep 10, 2012Sep 20, 2013 (375 d)
Curtis Jerald HabsiegerNewport Coast Asset Management otherPruco Securities, LLC otherOtherJan 26, 2012Feb 2, 2012
Anthony ParkNewport Coast Asset Management otherPanoptic Global Wealth Management, LLC state registeredOtherAug 3, 2011Oct 4, 2011 (62 d)
Amirreza KayyalNewport Coast Asset Management otherQuest Capital Strategies, Inc. otherOtherJul 12, 2011Jul 19, 2011
Gordon Patrick CarlsonNewport Coast Asset Management otherGordon Carlson & Associates otherOtherAug 20, 2009Aug 18, 2009
Kevin LeeNewport Coast Asset Management otherGordon Carlson & Associates otherOtherAug 20, 2009Aug 17, 2009
Sean Robert DignanNewport Coast Asset Management otherWoodbury Financial Services, Inc. otherOtherAug 4, 2009Sep 11, 2009 (38 d)
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36 moves match.