DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Foundations Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter Chase MasonFoundations Investment Advisors LLC independent RIAAloha Wealth Partners state registeredRIA to a state-registered adviserMar 24, 2021Oct 1, 2021 (191 d)
Denise Ann-Marie LongshawFoundations Investment Advisors LLC independent RIAAragon Capital LLC independent RIARIA to RIAJun 30, 2020Aug 21, 2020 (52 d)
Brian Thomas GriggFoundations Investment Advisors LLC independent RIAGrigg Financial, LLC state registeredRIA to a state-registered adviserJan 7, 2020May 25, 2022 (869 d)
Michael A GraffFoundations Investment Advisors LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIADec 18, 2019Dec 24, 2019
Ford Mcneill StokesFoundations Investment Advisors LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIADec 12, 2019Dec 5, 2019
Stephen June TingFoundations Investment Advisors LLC independent RIALifepro Asset Management independent RIARIA to RIANov 21, 2019Nov 7, 2019
Omid SassonFoundations Investment Advisors LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankSep 9, 2019Jun 16, 2021 (646 d)
Linda Rose JensenFoundations Investment Advisors LLC independent RIAAsset Care Financial LLC unclassifiedOtherJul 31, 2019Jun 19, 2019
Angelica RoxasFoundations Investment Advisors LLC independent RIAOptivise Advisory Services LLC no RAUMRIA to a newly registered adviserJul 18, 2019Jul 18, 2019
James Andrew SegoFoundations Investment Advisors LLC independent RIASego Wealth Management, LLC state registeredRIA to a state-registered adviserJul 16, 2019Jan 21, 2020 (189 d)
Samuel AdamsFoundations Investment Advisors LLC independent RIAKinetic Investment Management, Inc. independent RIARIA to RIAMay 14, 2019Jun 12, 2019
Alan Dean CantrellFoundations Investment Advisors LLC independent RIAAdvanced Retirement Solutions, Inc. state registeredRIA to a state-registered adviserMay 1, 2019Apr 30, 2019
Laurie Kay SimonsFoundations Investment Advisors LLC independent RIAStrategic Income Group LLC independent RIARIA to RIADec 3, 2018Nov 8, 2019 (340 d)
Sage Vincent CaponeFoundations Investment Advisors LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAOct 23, 2018Oct 22, 2018
Kevin M ChurchillFoundations Investment Advisors LLC otherTrajan Wealth, L.L.C. otherOtherMar 15, 2018Jul 12, 2017
Mark Duane TroyerFoundations Investment Advisors LLC otherAegis Wealth Management, Inc. no RAUMOtherNov 13, 2017Feb 5, 2020 (814 d)
Palmerino Pasquale SantanielloFoundations Investment Advisors LLC otherAe Wealth Management, LLC otherOtherJul 21, 2017Aug 7, 2017
Deborah Waynell AndrewsFoundations Investment Advisors LLC otherQuestar Asset Management, Inc. otherOtherJul 28, 2016Jul 20, 2016
Craig Alan AndersonFoundations Investment Advisors LLC otherHarbour Investments, Inc. otherOtherMar 21, 2016Mar 24, 2016
Philip BrandtFoundations Investment Advisors LLC otherHarbour Investments, Inc. otherOtherMar 21, 2016Mar 30, 2016
Michael Anthony NowakFoundations Investment Advisors LLC otherAdvisory Services Network otherOtherMar 11, 2016Mar 23, 2016
Ryan J SnyderFoundations Investment Advisors LLC otherAdvisory Services Network otherOtherMar 11, 2016Mar 23, 2016
Benjamin Lorain TaylorFoundations Investment Advisors LLC otherAdvisory Services Network otherOtherMar 11, 2016Mar 23, 2016
Samuel Josiah DixonFoundations Investment Advisors LLC otherFreedom Investment Management, Inc. otherOtherDec 16, 2015Dec 15, 2015
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204 moves match.