DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Girard Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy James KaiserGirard Securities, Inc. otherWealth Advisors, Inc. independent RIAOtherNov 15, 2017Aug 12, 2019 (635 d)
Christopher Stephen ScottGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
James Chandler KuntzGirard Securities, Inc. otherPacific Wealth Management independent RIAOtherNov 1, 2017Jan 1, 2025 (2618 d)
Marshall Scott HuddlestonGirard Securities, Inc. otherNewcastle Financial Advisors unclassifiedOtherNov 1, 2017Jan 21, 2017
Wayne Edward SprengerGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
Kathleen Ashley TylerGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
Gary Rene SagarnagaGirard Securities, Inc. otherKestra Advisory Services, LLC otherOtherNov 1, 2017Oct 31, 2017
Joseph Richard GertieGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
Guy Jude LandolfiGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
Matthew Jon LumGirard Securities, Inc. otherVida Wealth Partners, Inc. otherOtherNov 1, 2017Oct 12, 2006
Michael Murphy HurtgenGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
James Matthew ChaneyGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
James P DonahueGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Oct 21, 2011
Dwayne Laverne GradyGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Jan 5, 2006
Michael William JarvisGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
John Harrison LindseyGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Dec 2, 2015
Andrew Ross RamseyGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Jun 17, 2013
Romy Michele BrownGirard Securities, Inc. otherBeta Wealth Group, Inc independent RIAOtherNov 1, 2017May 2, 2018 (182 d)
Caroline Marie GirgisGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Mar 3, 2006
Heidi Sarah HirshGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Dec 2, 2015
Michael Alan HayesGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
Brandon M RossGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Oct 21, 2011
Mathew Alex MellierGirard Securities, Inc. otherHardworking Capital Advisors, LLC independent RIAOtherNov 1, 2017Sep 2, 2015
Natasha Cher VerbskyGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
Thad Robert DunnGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherNov 1, 2017Jul 15, 2010
John Matthew SimonGirard Securities, Inc. otherAmerican Money Management, LLC otherOtherNov 1, 2017Aug 11, 2005
Traci SherrodGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
Sherry Jo TaylorGirard Securities, Inc. otherNewcastle Financial Advisors unclassifiedOtherNov 1, 2017Jan 21, 2017
Richard Esteban ToscanoGirard Securities, Inc. otherPacific Capital Associates independent RIAOtherNov 1, 2017Mar 12, 2013
Jay Richard LabarreGirard Securities, Inc. otherRetirement Money Management otherOtherNov 1, 2017Nov 5, 2014
Allen Stuart TaylorGirard Securities, Inc. otherNewcastle Financial Advisors unclassifiedOtherNov 1, 2017Jan 21, 2017
Adam P Corle LandolfiGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
Isaac Michael SullivanGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 1, 2017Jun 29, 2023 (2066 d)
Andrew D MartinGirard Securities, Inc. other7twelve Advisors, LLC otherOtherOct 23, 2017Oct 8, 2009
Mary SchanzlinGirard Securities, Inc. otherUnited Capital Financial Advisors BD affiliatedOtherOct 23, 2017Mar 14, 2021 (1238 d)
Gregory A LopezGirard Securities, Inc. otherGlobal Retirement Partners LLC otherOtherOct 11, 2017Nov 9, 2017
Joan Kelley HolmesGirard Securities, Inc. otherLPL Financial LLC independent RIAOtherOct 3, 2017Nov 16, 2017 (44 d)
Jayne M MansfieldGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherSep 29, 2017Mar 17, 2008
Russell Lee FoxGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherSep 29, 2017Aug 30, 2005
Craig Jamieson SkeelsGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherSep 29, 2017Aug 30, 2005
Davee Nobuyoshi HazamaGirard Securities, Inc. otherNewcastle Financial Advisors unclassifiedOtherSep 25, 2017Jan 21, 2017
Robert Styles DavenportGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherJun 27, 2017Jan 20, 2009
Kwintone Wade Houberg-LawtonGirard Securities, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherJun 19, 2017Jul 19, 2017
Eric John OlneyGirard Securities, Inc. otherShum Financial Group, Inc. otherOtherMay 26, 2017Jan 17, 2018 (236 d)
David John AllredGirard Securities, Inc. otherForesight Wealth Management, LLC otherOtherMay 23, 2017May 24, 2017
Chace Tejler AdamsGirard Securities, Inc. otherForesight Wealth Management, LLC otherOtherMay 10, 2017May 11, 2017
Lori Lynn BaneckGirard Securities, Inc. otherMpc Advisers, LLC otherOtherApr 25, 2017Feb 28, 2011
Emily Regina HaberkernGirard Securities, Inc. otherCg Advisory Services otherOtherApr 12, 2017Apr 24, 2017
Stephanie Anne TrexlerGirard Securities, Inc. otherGrand Wealth Management, LLC independent RIAOtherApr 12, 2017Feb 16, 2018 (310 d)
Cliff Wingyin ShumGirard Securities, Inc. otherShum Financial Group, Inc. independent RIAOtherApr 11, 2017Sep 25, 2019 (897 d)
Elyse Nicole SanchezGirard Securities, Inc. otherShum Financial Group, Inc. independent RIAOtherApr 11, 2017Oct 23, 2025 (3117 d)
Brenna M BonillasGirard Securities, Inc. otherAmeritas Advisory Services, LLC BD affiliatedOtherMar 27, 2017Jun 21, 2023 (2277 d)
Lillian Marie MeyersGirard Securities, Inc. otherMeyers Financial Services state registeredOtherDec 31, 2016Apr 27, 2026 (3404 d)
Douglas Clark De GrooteGirard Securities, Inc. otherDe Groote Financial Group, LLC no RAUMOtherDec 31, 2016Sep 5, 2013
Erin Murray WilliamsGirard Securities, Inc. otherAxis Advisors, Inc. unclassifiedOtherDec 27, 2016Sep 15, 2010
Jason Leroy MadsenGirard Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherOct 28, 2016Jun 29, 2023 (2435 d)
Henry Charles KochanGirard Securities, Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 21, 2016Oct 17, 2016
Daniel Anthony PichardoGirard Securities, Inc. otherAnfield Advisors, LLC otherOtherSep 19, 2016Mar 5, 2015
John B BalmerGirard Securities, Inc. otherAnfield Advisors, LLC otherOtherAug 15, 2016Feb 20, 2015
Konstantin ChrenowGirard Securities, Inc. otherNewcastle Financial Advisors unclassifiedOtherAug 9, 2016Jun 30, 2014
Page 1 of 3Next
150 moves match.