DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Crowell, Weedon & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven Charles Jackson	Crowell, Weedon & Co. other	D.A. Davidson & Co. other	Other	Nov 14, 2013	Nov 15, 2013
Jarrett James Perez	Crowell, Weedon & Co. other	Two Oaks Investment Management, LLC other	Other	Nov 4, 2013	Jun 8, 2011
Blake Tramill Todd	Crowell, Weedon & Co. other	Two Oaks Investment Management, LLC other	Other	Nov 4, 2013	Jun 8, 2011
Ronald David Coleman	Crowell, Weedon & Co. other	LPL Financial LLC BD affiliated	Other	Oct 9, 2013	Jan 1, 2025 (4102 d)
Stephen James Rohde	Crowell, Weedon & Co. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Oct 2, 2013	Oct 1, 2013
Jay Michael Oldham	Crowell, Weedon & Co. other	Raymond James & Associates, Inc. national BD	Other	Aug 5, 2013	Aug 6, 2013
Jeffrey Forgerson	Crowell, Weedon & Co. other	Northwestern Mutual Investment Services,LLC other	Other	Aug 5, 2013	Aug 16, 2013
Mark Ventresco	Crowell, Weedon & Co. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 20, 2013	Jun 14, 2013
Kelley Noel Bonucci	Crowell, Weedon & Co. other	Wells Fargo Advisors wirehouse	Other	Jun 19, 2013	Jul 17, 2013
Michael Jeffrey Peters	Crowell, Weedon & Co. other	Waddell & Reed other	Other	Jun 6, 2013	Jun 5, 2013
Patricia Hernandez	Crowell, Weedon & Co. other	Empower Advisory Group, LLC BD affiliated	Other	May 17, 2013	Mar 10, 2026 (4680 d)
Mark Ansara	Crowell, Weedon & Co. other	Wells Fargo Advisors wirehouse	Other	Apr 30, 2013	Apr 29, 2013
Lisa Mayer	Crowell, Weedon & Co. other	Wells Fargo Advisors wirehouse	Other	Apr 29, 2013	Apr 29, 2013
Howard Doan	Crowell, Weedon & Co. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 3, 2013	May 31, 2013 (58 d)
Christina Wolfe	Crowell, Weedon & Co. other	Morgan Stanley wirehouse	Other	Jan 28, 2013	Feb 13, 2013
Vincent Joseph Stefano	Crowell, Weedon & Co. other	Wwm Financial other	Other	Jan 15, 2013	Jan 4, 2013
Kevin James Mccarthy	Crowell, Weedon & Co. other	Raymond James & Associates, Inc. national BD	Other	Dec 18, 2012	Dec 14, 2012
Robert Leslie Skaar	Crowell, Weedon & Co. other	LPL Financial LLC BD affiliated	Other	Dec 18, 2012	Jan 1, 2025 (4397 d)
Shannon M Chavez	Crowell, Weedon & Co. other	RBC Securities, Inc. other	Other	Oct 29, 2012	Apr 24, 2014 (542 d)
William Murphy Noonan	Crowell, Weedon & Co. other	Ameriprise Financial Services, LLC national BD	Other	Sep 17, 2012	Sep 17, 2012
Michael Jon Jenny	Crowell, Weedon & Co. other	Chase Investment Services Corp. other	Other	Aug 14, 2012	Sep 5, 2012
Ann Marie Doty-Mitchell	Crowell, Weedon & Co. other	Cetera Advisor Networks LLC other	Other	Jul 24, 2012	Jun 7, 2013 (318 d)
Kathleen M White	Crowell, Weedon & Co. other	Ameritas Advisory Services other	Other	Jun 18, 2012	Apr 2, 2013 (288 d)
David Albert Neiman	Crowell, Weedon & Co. other	Capital Management Partners, LLC unclassified	Other	Apr 3, 2012	Oct 2, 2012 (182 d)
Masa Sekulic	Crowell, Weedon & Co. other	Deutsche Bank Securities Inc. other	Other	Nov 22, 2011	Nov 28, 2011
Evan Hennessy	Crowell, Weedon & Co. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Aug 23, 2011	Aug 22, 2011
Gary Allen Graham	Crowell, Weedon & Co. other	Wedbush Securities Inc. other	Other	Aug 23, 2011	Aug 23, 2011
Caleb Nathaniel Russell	Crowell, Weedon & Co. other	Wedbush Securities Inc. other	Other	Aug 23, 2011	Aug 22, 2011
Joyce Miani	Crowell, Weedon & Co. other	Morgan Stanley wirehouse	Other	Jul 18, 2011	Oct 14, 2011 (88 d)
Sheryl Diane Rados	Crowell, Weedon & Co. other	Fmsi Advisers other	Other	Jul 14, 2011	Jul 11, 2011
James Sidney Herzikoff	Crowell, Weedon & Co. other	Oppenheimer & Co. Inc. other	Other	Jun 14, 2011	Jun 14, 2011
Patricia Valenzuela	Crowell, Weedon & Co. other	Morgan Stanley wirehouse	Other	May 25, 2011	Jun 14, 2011
George Randy Hamilton	Crowell, Weedon & Co. other	Raymond James Financial Services Advisors, Inc other	Other	Mar 7, 2011	Mar 15, 2011
Malcolm Douglas Maclennan	Crowell, Weedon & Co. other	Oppenheimer & Co. Inc. other	Other	Dec 10, 2010	Nov 24, 2010
Gary Domville Robertson	Crowell, Weedon & Co. other	Fmsi Advisers other	Other	Oct 18, 2010	Oct 20, 2010
Gregory Rush Ratchuk	Crowell, Weedon & Co. other	LPL Financial LLC other	Other	Oct 18, 2010	Oct 12, 2010
Daniel Stewart Klein	Crowell, Weedon & Co. other	Pacific West Financial Consultants Inc other	Other	Sep 16, 2010	Sep 3, 2010
Jeffrey Neil Krinsky	Crowell, Weedon & Co. other	Wells Fargo Advisors wirehouse	Other	Sep 16, 2010	Sep 2, 2010
David Irving Anson	Crowell, Weedon & Co. other	Western International Securities other	Other	Jul 19, 2010	Jul 20, 2010
Amita Ramesh Desai	Crowell, Weedon & Co. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 13, 2010	Jul 6, 2010
Aubrey Arlene Nielsen	Crowell, Weedon & Co. other	State Farm Investment Management Corp. asset manager	Other	Jun 17, 2010	Mar 2, 2023 (4641 d)
Aaron Gideon Kirsch	Crowell, Weedon & Co. other	Pacific West Financial Consultants Inc other	Other	Mar 16, 2010	Mar 12, 2010
Norman Richard Sarafian	Crowell, Weedon & Co. other	RBC Capital Markets, LLC national BD	Other	Nov 7, 2009	Feb 25, 2015 (1936 d)
Laurie Brennan Murphy	Crowell, Weedon & Co. other	Raymond James & Associates, Inc. national BD	Other	Jul 23, 2009	Apr 5, 2011 (621 d)
David Walter Krupp	Crowell, Weedon & Co. other	Invest Financial Corporation other	Other	May 1, 2009	Aug 11, 2009 (102 d)
Jeffrey Michael Zuanich	Crowell, Weedon & Co. other	Seia other	Other	Mar 3, 2009	Apr 13, 2010 (406 d)
Mauri Duane Hendrickson	Crowell, Weedon & Co. other	Wedbush Securities Inc. other	Other	Nov 18, 2008	Nov 25, 2008
Richard Howard Case	Crowell, Weedon & Co. other	Western International Securities other	Other	Oct 28, 2008	Oct 21, 2008
Debra Marcy Reda-Cappos	Crowell, Weedon & Co. other	Western International Securities other	Other	Oct 28, 2008	Oct 20, 2008
Jack Charles West	Crowell, Weedon & Co. other	LPL Financial LLC other	Other	Sep 4, 2008	Aug 28, 2008
Surya Joshua Kane Metzler	Crowell, Weedon & Co. other	Newport Wealth Advisors, Inc. independent RIA	Other	Aug 2, 2007	Oct 10, 2007 (69 d)
Wesley James Sutton	Crowell, Weedon & Co. other	Wells Fargo Advisors wirehouse	Other	Mar 15, 2007	Mar 15, 2007
Douglas Clark De Groote	Crowell, Weedon & Co. other	United Capital Financial Advisors other	Other	Oct 5, 2006	Sep 20, 2006
Byron Thomas Sheffield	Crowell, Weedon & Co. other	Wells Fargo Advisors wirehouse	Other	Aug 11, 2006	Jul 26, 2006
Robert Emerson Friedman	Crowell, Weedon & Co. other	First Wall Street Corp. unclassified	Other	Jun 6, 2006	Jun 5, 2006
Barry David Barton Silver	Crowell, Weedon & Co. other	Wells Fargo Advisors wirehouse	Other	Dec 19, 2005	Dec 16, 2005

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56 moves match.