DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Deutsche Bank Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matt MegaryDeutsche Bank Securities Inc. otherWells Fargo Advisors wirehouseOtherApr 24, 2014Apr 1, 2014
Erin Blaze MccarthyDeutsche Bank Securities Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 24, 2014Apr 9, 2014
Jennifer AguerrebereDeutsche Bank Securities Inc. otherBolton Global Asset Management otherOtherMar 11, 2014Jul 29, 2014 (140 d)
Theodore Cooke Waters IIIDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherFeb 24, 2014Feb 14, 2014
Timothy Joseph SchereDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherFeb 24, 2014Feb 14, 2014
Paul D GladkowskiDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherFeb 24, 2014Feb 14, 2014
Dana Josephine WheelerDeutsche Bank Securities Inc. otherAllstate Financial Advisors, LLC no RAUMOtherFeb 6, 2014Feb 24, 2014
Khadijah Bey JenkinsDeutsche Bank Securities Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 27, 2014Feb 12, 2014
Kristen Noelle RoderDeutsche Bank Securities Inc. otherLeucadia Asset Management LLC otherOtherJan 7, 2014Jan 7, 2014
Thomas Francis JacksonDeutsche Bank Securities Inc. otherBarclays Capital Inc. otherOtherJan 2, 2014Dec 13, 2013
Lemuel Lee DanielsDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherDec 19, 2013Dec 13, 2013
Jacob Paul AsplundhDeutsche Bank Securities Inc. otherGreenspring Advisors, LLC otherOtherOct 25, 2013Dec 3, 2015 (769 d)
Scott T BerthaDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherSep 27, 2013Jun 16, 2021 (2819 d)
Keith LarkinDeutsche Bank Securities Inc. otherWells Fargo Advisors wirehouseOtherSep 24, 2013Sep 18, 2013
Lissette Julmir EspanaDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherSep 24, 2013Mar 11, 2014 (168 d)
Angela Jean MarcheschiDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherSep 9, 2013Oct 2, 2013
David Whitman FlemingDeutsche Bank Securities Inc. otherBarclays Capital Inc. otherOtherSep 4, 2013Aug 13, 2013
Joseph Blaine Arbogast, Sr.Deutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherAug 26, 2013Aug 13, 2013
Erik Heinz LembckeDeutsche Bank Securities Inc. otherJ.P. Morgan Private Wealth Advisors LLC otherOtherAug 26, 2013Jan 10, 2014 (137 d)
Chad Wayne TorielloDeutsche Bank Securities Inc. otherCitigroup Global Markets Inc. otherOtherJul 19, 2013Jul 26, 2013
Raymond Frederick McleanDeutsche Bank Securities Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJun 18, 2013Jun 25, 2013
Melissa WhitneyDeutsche Bank Securities Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJun 12, 2013Jun 4, 2013
Anthony Mark MontenegroDeutsche Bank Securities Inc. otherLPL Financial LLC otherOtherJun 12, 2013Jun 6, 2013
Christa Rosina DibiaseDeutsche Bank Securities Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJun 11, 2013Jun 4, 2013
Ray Larry BurnsDeutsche Bank Securities Inc. otherUBS Financial Services Inc. wirehouseOtherJun 3, 2013Jun 6, 2013
Joseph Kurtz HuntDeutsche Bank Securities Inc. otherWells Fargo Advisors wirehouseOtherMay 6, 2013Apr 26, 2013
Marci Ann RosenfeldDeutsche Bank Securities Inc. otherWells Fargo Advisors wirehouseOtherMay 2, 2013May 30, 2013
Eric Mark BehrDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherMay 1, 2013Apr 19, 2013
Scott Matthew GrenertDeutsche Bank Securities Inc. otherJ.P. Morgan Securities LLC wirehouseOtherApr 23, 2013Mar 18, 2013
James Hunter DrydenDeutsche Bank Securities Inc. otherWells Fargo Advisors wirehouseOtherMar 25, 2013Mar 18, 2013
Ron L GuidiDeutsche Bank Securities Inc. otherRobertson Stephens Advisors no RAUMOtherMar 20, 2013Aug 9, 2013 (142 d)
Michael Thomas HuntsmanDeutsche Bank Securities Inc. otherUBS Financial Services Inc. wirehouseOtherMar 8, 2013Feb 28, 2013
Michael John TusingDeutsche Bank Securities Inc. otherUBS Financial Services Inc. wirehouseOtherMar 8, 2013Feb 28, 2013
David T CanhamDeutsche Bank Securities Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 8, 2013Mar 4, 2013
Thomas HobbsDeutsche Bank Securities Inc. otherUBS Financial Services Inc. wirehouseOtherMar 8, 2013Feb 28, 2013
Wayne Cornelius McculloughDeutsche Bank Securities Inc. otherBenchmark Private Wealth Management, LLC otherOtherMar 5, 2013Mar 20, 2014 (380 d)
Cassandra C FulliloveDeutsche Bank Securities Inc. otherUnited Capital Financial Advisors BD affiliatedOtherFeb 6, 2013Oct 19, 2021 (3177 d)
Sean Patrick EdringtonDeutsche Bank Securities Inc. otherUBS Financial Services Inc. wirehouseOtherDec 5, 2012Nov 29, 2012
Alisa SinghasriDeutsche Bank Securities Inc. otherUBS Financial Services Inc. wirehouseOtherDec 5, 2012Nov 29, 2012
Eric Mitchell FinglesonDeutsche Bank Securities Inc. otherUBS Financial Services Inc. wirehouseOtherDec 5, 2012Nov 29, 2012
Kevin Richard CareyDeutsche Bank Securities Inc. otherJ.P. Morgan Private Wealth Advisors LLC otherOtherNov 19, 2012Nov 16, 2012
Sarine Chake ZenianDeutsche Bank Securities Inc. otherRaymond James & Associates, Inc. national BDOtherNov 6, 2012Nov 27, 2012
Paul (Nmn) FultonDeutsche Bank Securities Inc. otherWesthampton Capital otherOtherOct 11, 2012Dec 18, 2012 (68 d)
Timothy C PilarskiDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherOct 9, 2012Apr 23, 2013 (196 d)
Scott Thomas HoskinsDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherOct 5, 2012Mar 11, 2013 (157 d)
Karen Anne CacioppoDeutsche Bank Securities Inc. otherCredit Suisse Securities (USA) LLC otherOtherOct 4, 2012Dec 4, 2013 (426 d)
Jay PickettDeutsche Bank Securities Inc. otherWells Fargo Advisors wirehouseOtherOct 2, 2012Sep 21, 2012
Christopher L OrtizDeutsche Bank Securities Inc. otherHsbc Securities (USA) Inc. otherOtherSep 19, 2012Jul 7, 2014 (656 d)
Peter Nicholas TortoriciDeutsche Bank Securities Inc. otherWestend Advisors, LLC independent RIAOtherSep 13, 2012Dec 13, 2022 (3743 d)
William Russell ThompsonDeutsche Bank Securities Inc. otherWaddell & Reed otherOtherSep 13, 2012Dec 6, 2013 (449 d)
Gregory Lynn PlanckDeutsche Bank Securities Inc. otherAmeriprise Financial Services, LLC national BDOtherAug 24, 2012Nov 21, 2012 (89 d)
Nathan Richardson AllenDeutsche Bank Securities Inc. otherA.L. Stuart Investments, LLC otherOtherAug 21, 2012Aug 10, 2012
Martin J TopolDeutsche Bank Securities Inc. otherWells Fargo Advisors wirehouseOtherAug 6, 2012Sep 10, 2012 (35 d)
Dayna MayDeutsche Bank Securities Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJul 3, 2012Jul 2, 2012
Gerald Lawrence LarrDeutsche Bank Securities Inc. otherCerity Partners LLC otherOtherMay 22, 2012Jul 17, 2012 (56 d)
William Joseph ConnDeutsche Bank Securities Inc. otherJ.P. Morgan Securities LLC wirehouseOtherApr 27, 2012Mar 29, 2012
Lisa Ann WalshDeutsche Bank Securities Inc. otherJ.P. Morgan Securities LLC wirehouseOtherApr 17, 2012Mar 29, 2012
Edward John ZobianDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherApr 13, 2012Mar 29, 2012
Tracy A. CarusoDeutsche Bank Securities Inc. otherMorgan Stanley wirehouseOtherApr 13, 2012Mar 29, 2012
Lauren Melissa WilliamsDeutsche Bank Securities Inc. otherUBS Financial Services Inc. wirehouseOtherApr 13, 2012Apr 3, 2012
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417 moves match.