DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Rick Durbin | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Nov 6, 2023 |
| Kimberly Kathryn Durbin | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Nov 6, 2023 |
| Barry Wayne Tate | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 6, 2023 |
| Richard Sanchez | Kestra Advisory Services, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Jan 22, 2024 (80 d) |
| Lisa Lynn Schebler | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 2, 2023 | Nov 6, 2023 |
| Mark Vaughn Snider | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Oct 27, 2023 |
| Shane Jarrett | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Oct 29, 2023 |
| Daniel Sean Stroh | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Oct 29, 2023 |
| Tyler Mcalvain | Kestra Advisory Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 18, 2023 | Nov 14, 2023 |
| Marc H. Gusto | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Oct 4, 2023 |
| Keenan Crosby | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Oct 2, 2023 | Aug 8, 2024 (311 d) |
| Michael Ryan Madsen | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Sep 25, 2023 | Oct 2, 2023 |
| Chad Aaron Wilkinson | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Sep 22, 2023 |
| Mary E. Avella | Kestra Advisory Services, LLC BD affiliated | Ascentis Independent Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2023 | Sep 29, 2023 |
| Robert James Phillips | Kestra Advisory Services, LLC BD affiliated | Greater Midwest Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 21, 2023 | Jan 23, 2023 |
| Emily Reed Normandin | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Nov 6, 2023 (47 d) |
| Richard Sidney Schainker | Kestra Advisory Services, LLC BD affiliated | Towers Watson Investment Services, Inc. institutional | Other | Sep 18, 2023 | Oct 31, 2024 (409 d) |
| Scott A Schechinger | Kestra Advisory Services, LLC BD affiliated | Willis Towers Watson Securities, LLC former | Other | Sep 18, 2023 | Dec 21, 2022 |
| Aaron K Kozick | Kestra Advisory Services, LLC BD affiliated | Towers Watson Investment Services, Inc. institutional | Other | Sep 18, 2023 | Oct 24, 2024 (402 d) |
| Brendan A Sanchez | Kestra Advisory Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2023 | Oct 17, 2023 (36 d) |
| Shawn David Baker | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2023 | Oct 12, 2023 (34 d) |
| Jay W Hays | Kestra Advisory Services, LLC BD affiliated | Towers Watson Investment Services, Inc. institutional | Other | Sep 1, 2023 | Oct 15, 2024 (410 d) |
| Pamela Powell Cook | Kestra Advisory Services, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Aug 31, 2023 |
| Daniel H Hein | Kestra Advisory Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2023 | Sep 13, 2023 |
| Blair Clark Stientjes | Kestra Advisory Services, LLC BD affiliated | Accelerate Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2023 | Jan 1, 2025 (505 d) |
| Thomas R Hermann | Kestra Advisory Services, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Jul 30, 2025 (715 d) |
| Carmen Guy Cercone | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 15, 2023 |
| Tyler Allen Brilinski | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 14, 2023 |
| James Lee Bruce | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 15, 2023 |
| Christopher Milton Dock | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 14, 2023 |
| Richard Samuel Liberante | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 14, 2023 |
| Kyle Hess Richardson | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 14, 2023 |
| William Preston Barnes | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Jan 1, 2025 (506 d) |
| Aaron M Gordon | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 24, 2023 |
| Scott Duane Van Wyngarden | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 14, 2023 |
| Ronald Thomas Davies | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 14, 2023 |
| Casey Anne Fox | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 14, 2023 |
| Jacob Guy Cercone | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 15, 2023 |
| Kevin William Hostert | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 14, 2023 |
| Colin Gregory Fine | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Nov 18, 2024 (462 d) |
| Michael Bishop Moore | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 14, 2023 |
| Scott M Turner | Kestra Advisory Services, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Aug 4, 2023 |
| Steven Thomas Klimaszewski | Kestra Advisory Services, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2023 | Aug 7, 2023 |
| Theodore Michael Jenkin | Kestra Advisory Services, LLC BD affiliated | Exit Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2023 | Nov 27, 2024 (483 d) |
| Michael Jared Benson | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 1, 2023 | Sep 12, 2023 (42 d) |
| Tyler Duane Huck | Kestra Advisory Services, LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2023 | Sep 13, 2023 (44 d) |
| Sabrina R Pignataro | Kestra Advisory Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2023 | Sep 1, 2023 (35 d) |
| Daniel Alexander Martin | Kestra Advisory Services, LLC BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Jul 24, 2023 | Aug 15, 2023 |
| Zyon W Jenkins | Kestra Advisory Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2023 | Jan 6, 2026 (901 d) |
| Kimberly Grace Nickel | Kestra Advisory Services, LLC BD affiliated | Las Olas Capital Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2023 | Jan 26, 2024 (192 d) |
| Mark Andrew Gelbman | Kestra Advisory Services, LLC BD affiliated | Strategic Wealth Solutions, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 7, 2023 | Aug 1, 2023 |
| Robert John Bohne | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Jul 24, 2023 |
| Joshua Anthony Willen | Kestra Advisory Services, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2023 | Jul 10, 2023 |
| Matthew Thomas Jones | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 28, 2023 |
| Derek Alexander Ruiz | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 28, 2023 |
| Stephen Michael Nelson | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jul 19, 2023 |
| Blake Donald Floyd | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jul 20, 2023 |
| Gary Edward Shuford | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jun 21, 2023 | Jun 23, 2023 |
| Patrick Ryan Johnson | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jul 20, 2023 |
| Matthew Steven Sopher | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jun 20, 2023 |
925 moves match.