DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stratos Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian P Merrick | Stratos Wealth Advisors LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | May 12, 2026 | May 5, 2026 |
| Peter Tyler Grave | Stratos Wealth Advisors LLC independent RIA | August Wealth Advisors LLC no RAUM | RIA to a newly registered adviser | Mar 5, 2026 | Feb 19, 2026 |
| Conor Patrick Keenan | Stratos Wealth Advisors LLC independent RIA | August Wealth Advisors LLC no RAUM | RIA to a newly registered adviser | Mar 3, 2026 | Feb 19, 2026 |
| Howard Charles Greenberg | Stratos Wealth Advisors LLC independent RIA | August Wealth Advisors LLC no RAUM | RIA to a newly registered adviser | Feb 26, 2026 | Feb 19, 2026 |
| Joseph John Cardello | Stratos Wealth Advisors LLC independent RIA | August Wealth Advisors LLC no RAUM | RIA to a newly registered adviser | Feb 25, 2026 | Feb 19, 2026 |
| Eugene Anderson Wozny | Stratos Wealth Advisors LLC independent RIA | Savvy independent RIA | RIA to RIA | Nov 17, 2025 | Dec 2, 2025 |
| Phillip Nuttall | Stratos Wealth Advisors LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2025 | Sep 12, 2025 |
| Jude Christopher Cypher | Stratos Wealth Advisors LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Apr 28, 2025 | Jun 12, 2025 (45 d) |
| Morgan R Allen | Stratos Wealth Advisors LLC independent RIA | Beau Morgan Advisors no RAUM | RIA to a newly registered adviser | Mar 25, 2025 | May 19, 2025 (55 d) |
| Daniel Milton Johnson | Stratos Wealth Advisors LLC independent RIA | Riverbend Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Dec 20, 2024 | Oct 28, 2024 |
| Jeremy Morris Finger | Stratos Wealth Advisors LLC independent RIA | Riverbend Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Dec 20, 2024 | Oct 28, 2024 |
| Paul Saunders | Stratos Wealth Advisors LLC independent RIA | Riverbend Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Dec 20, 2024 | Oct 28, 2024 |
| Dennis Peter Notchick | Stratos Wealth Advisors LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 25, 2024 | Nov 21, 2024 |
| Wellborn Jack | Stratos Wealth Advisors LLC independent RIA | Acme Jack Wealth Management no RAUM | RIA to a newly registered adviser | Jul 1, 2024 | Apr 12, 2024 |
| John Davis Young | Stratos Wealth Advisors LLC independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Jul 24, 2023 |
| Timothy Augustine | Stratos Wealth Advisors LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2024 | Mar 14, 2024 |
| David J King | Stratos Wealth Advisors LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Feb 14, 2024 |
| Gary Earl Augustine | Stratos Wealth Advisors LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2024 | Feb 7, 2024 |
| Zachary Sell | Stratos Wealth Advisors LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2024 | Feb 5, 2024 |
| Cassidy Hill Schmidt | Stratos Wealth Advisors LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2024 | Feb 6, 2024 |
| Phillip Benjamin Friedman | Stratos Wealth Advisors LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jan 3, 2024 | Jan 18, 2024 |
| Louis Robert Civitarese | Stratos Wealth Advisors LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2023 | May 16, 2023 |
| Robert Lawrence Freitas | Stratos Wealth Advisors LLC independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2023 | Mar 9, 2022 |
| Richard Wayne Lowrie | Stratos Wealth Advisors LLC independent RIA | Park Edge Advisors, LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Jun 22, 2022 |
| Matthew Eric Gordillo | Stratos Wealth Advisors LLC independent RIA | Park Edge Advisors, LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Jul 14, 2022 |
| Timothy David O Brien | Stratos Wealth Advisors LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2022 | Oct 6, 2022 |
| David A Stevens | Stratos Wealth Advisors LLC independent RIA | Stevens Capital Partners independent RIA | RIA to RIA | Apr 1, 2022 | Apr 17, 2023 (381 d) |
| Jason Wintersteen | Stratos Wealth Advisors LLC independent RIA | Stevens Capital Partners independent RIA | RIA to RIA | Apr 1, 2022 | May 31, 2022 (60 d) |
| Paige Wyman Pierce | Stratos Wealth Advisors LLC independent RIA | Pierce Wealth Partners, Inc. state registered | RIA to a state-registered adviser | Jan 3, 2022 | Apr 13, 2022 (100 d) |
| Edward Ronald Lara | Stratos Wealth Advisors LLC independent RIA | Pierce Wealth Partners, Inc. state registered | RIA to a state-registered adviser | Jan 3, 2022 | Mar 21, 2023 (442 d) |
| Carlos Emmanuel Salmon | Stratos Wealth Advisors LLC independent RIA | Cic Wealth, LLC independent RIA | RIA to RIA | Dec 16, 2021 | Jan 6, 2022 |
| Christina Marie Pease | Stratos Wealth Advisors LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 3, 2021 | Dec 17, 2021 (44 d) |
| Lisa M Rossi | Stratos Wealth Advisors LLC independent RIA | Gladstone Wealth Partners independent RIA | RIA to RIA | Dec 23, 2020 | Jan 7, 2021 |
| Gary Lee Vogelgesang | Stratos Wealth Advisors LLC independent RIA | Spc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2020 | Sep 24, 2024 (1555 d) |
| Brittan Mawby Leiser | Stratos Wealth Advisors LLC independent RIA | Oneseven independent RIA | RIA to RIA | Mar 10, 2020 | Mar 25, 2020 |
| Walter Thomas Rich | Stratos Wealth Advisors LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2020 | Dec 20, 2019 |
| Daniel Michael Besse | Stratos Wealth Advisors LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2020 | Jan 3, 2020 |
| Justin Peter Mclaughlin | Stratos Wealth Advisors LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2020 | Jan 13, 2020 |
| Michael Blank | Stratos Wealth Advisors LLC independent RIA | B. Riley Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2020 | Jan 3, 2020 |
| Michael Christopher Krueger | Stratos Wealth Advisors LLC independent RIA | Adaptive Financial Consulting, LLC mixed wealth | RIA to RIA | Oct 1, 2019 | Sep 28, 2019 |
| Daniel Ernest Paige | Stratos Wealth Advisors LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2018 | Dec 8, 2025 (2748 d) |
| Jeff Adron Cheek | Stratos Wealth Advisors LLC no RAUM | Advisory Services Network other | Other | Mar 20, 2017 | Mar 21, 2017 |
| Charles Edward Dabrowski | Stratos Wealth Advisors LLC no RAUM | Advisory Services Network other | Other | Mar 20, 2017 | Mar 21, 2017 |
| James Michael Housler | Stratos Wealth Advisors LLC no RAUM | Advisory Services Network other | Other | Mar 20, 2017 | Mar 23, 2017 |
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44 moves match.