DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nicolet Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremy D BloomfieldNicolet Wealth Management independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 3, 2026Apr 23, 2026 (51 d)
Tara Lynn O'ConnorNicolet Wealth Management independent RIAU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 3, 2025Nov 17, 2025
Randy John ButlerNicolet Wealth Management independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 24, 2025Oct 20, 2025 (118 d)
Jonathan DepreyNicolet Wealth Management independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMar 27, 2025Jun 4, 2025 (69 d)
John M ThorsonNicolet Wealth Management independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 7, 2025Aug 13, 2026 (524 d)
Steve S FaroneNicolet Wealth Management independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAFeb 6, 2025Feb 6, 2025
Riley Paul SiltmanNicolet Wealth Management independent RIAN.E.W. Advisory Services, LLC independent RIARIA to RIANov 19, 2024Feb 6, 2025 (79 d)
Corey G SherfNicolet Wealth Management independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 10, 2024Jul 8, 2024
Darrick Edward MunschNicolet Wealth Management independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJul 1, 2024Jun 28, 2024
Ryan Joseph GregoryNicolet Wealth Management independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJul 1, 2024Jul 12, 2024
Emily Elizabeth SchiltzNicolet Wealth Management independent RIAAssociated Investment Services, Inc. independent RIARIA to RIAJan 12, 2024Mar 1, 2024 (49 d)
Adam Michael MadsonNicolet Wealth Management independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIANov 13, 2023Nov 9, 2023
Jacob Thomas CrosbyNicolet Wealth Management independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIANov 13, 2023Nov 9, 2023
Ariel RequeNicolet Wealth Management independent RIACg Advisory Services independent RIARIA to RIAOct 30, 2023Oct 5, 2023
Robert Joseph MooreNicolet Wealth Management independent RIACopper Harbor Investment Advisors, LLC independent RIARIA to RIAOct 6, 2023Sep 29, 2023
Jill Elizabeth BobinskiNicolet Wealth Management independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAAug 14, 2023Aug 8, 2023
Michelle Ann AtwellNicolet Wealth Management independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJun 22, 2023Feb 22, 2024 (245 d)
Ryan Michael O'LearyNicolet Wealth Management independent RIAN.E.W. Advisory Services, LLC independent RIARIA to RIANov 9, 2022Oct 26, 2022
Alison Ann WalkerNicolet Wealth Management independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankMar 9, 2021Feb 1, 2021
Danny Lee HansonNicolet Wealth Management independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankMar 9, 2021Feb 22, 2021
Brian HartlNicolet Wealth Management independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2020Jan 10, 2020
Eric John TrousilNicolet Wealth Management independent RIAJohnson Wealth Inc. independent RIARIA to RIAAug 15, 2019May 8, 2019
Nadine TarabishiNicolet Wealth Management independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankDec 12, 2018Feb 1, 2019 (51 d)
Michael ChalleNicolet Wealth Management independent RIAMagnetic North Advisors independent RIARIA to RIANov 21, 2018Apr 8, 2021 (869 d)
Amy Ellen ZellnerNicolet Wealth Management independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 19, 2018Nov 21, 2018
Nicholas John SchneiderNicolet Wealth Management otherScottrade Investment Management otherOtherDec 12, 2016Jan 25, 2017 (44 d)
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26 moves match.