DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from U.S. Capital Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Michael Mendenhall | U.S. Capital Wealth Advisors, LLC BD affiliated | Arax Advisory Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 7, 2026 |
| Matthew Brooke West | U.S. Capital Wealth Advisors, LLC BD affiliated | Arax Advisory Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 20, 2026 |
| John Walter Cross | U.S. Capital Wealth Advisors, LLC BD affiliated | Arax Advisory Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Jul 30, 2026 |
| David Michael King | U.S. Capital Wealth Advisors, LLC BD affiliated | Usca Asset Management LLC asset manager | Other | Jul 21, 2026 | Oct 26, 2023 |
| Christian Chance Bauman | U.S. Capital Wealth Advisors, LLC BD affiliated | Usca Asset Management LLC asset manager | Other | Jul 21, 2026 | Nov 3, 2022 |
| Michael E Farrell | U.S. Capital Wealth Advisors, LLC BD affiliated | Piton Investment Management, LP asset manager | Other | Jul 17, 2026 | Sep 29, 2022 |
| Katherine Voitle | U.S. Capital Wealth Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2026 | Aug 9, 2026 |
| Robin Christy Austin | U.S. Capital Wealth Advisors, LLC BD affiliated | Mills Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Dec 3, 2025 |
| George Wilson Howe | U.S. Capital Wealth Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | May 29, 2025 |
| Collin Clark | U.S. Capital Wealth Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | May 29, 2025 |
| Evan O'Leary | U.S. Capital Wealth Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Jul 21, 2026 (453 d) |
| Richard Douglas Sieling | U.S. Capital Wealth Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Nov 1, 2024 |
| Julie Solomon Cotuno | U.S. Capital Wealth Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2023 | Oct 6, 2023 |
| David Michael Harris | U.S. Capital Wealth Advisors, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Jan 25, 2024 (113 d) |
| Dallan Chris Maas | U.S. Capital Wealth Advisors, LLC BD affiliated | Atx Financial Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Jun 30, 2023 |
| Charles William Blanton | U.S. Capital Wealth Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | Jan 17, 2025 (598 d) |
| Steve Howell Gott | U.S. Capital Wealth Advisors, LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Mar 6, 2023 |
| Robert Allen Boswell | U.S. Capital Wealth Advisors, LLC BD affiliated | Avidian Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2022 | Oct 18, 2022 |
| Michael B Irvin | U.S. Capital Wealth Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 6, 2022 | Jun 13, 2022 |
| Ann Estelle Deaton | U.S. Capital Wealth Advisors, LLC BD affiliated | Angeles Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2022 | Jun 15, 2022 (103 d) |
| Michelle Garland Deal | U.S. Capital Wealth Advisors, LLC BD affiliated | White River Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 11, 2022 | Mar 9, 2022 |
| Christi Lynn Van Rite | U.S. Capital Wealth Advisors, LLC BD affiliated | White River Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 4, 2021 | Sep 19, 2021 |
| Joshua Scott Hasselbach | U.S. Capital Wealth Advisors, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2021 | Nov 8, 2024 (1156 d) |
| Raymond Michael Massey | U.S. Capital Wealth Advisors, LLC independent RIA | Atx Financial Planning, LLC independent RIA | RIA to RIA | May 3, 2021 | Dec 16, 2020 |
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24 moves match.