DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Joseph W Gaudreau	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Russell Investments other	Other	Nov 10, 2017	Nov 21, 2017
Nathaniel Allen Starkey	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sagepoint Financial, Inc. BD affiliated	Other	Nov 10, 2017	Dec 4, 2017
Janae Love	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Strategic Advisers LLC national BD	Other	Nov 10, 2017	Mar 6, 2018 (116 d)
Jason Fox	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Global Financial Private Capital, Inc. BD affiliated	Other	Nov 10, 2017	Jun 11, 2018 (213 d)
Lorraine Mekan Kirk	National Planning Corporation ("Npc Of America" In Fl & Ny) other	J.P. Morgan Securities LLC wirehouse	Other	Nov 10, 2017	Nov 27, 2017
Richard Paul Leblanc	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 10, 2017	Nov 7, 2017
Gary Stephen Radler	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 10, 2017	Nov 7, 2017
John Leonard Grace	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 10, 2017	Nov 8, 2017
George William Kovka	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 9, 2017	Nov 1, 2017
George Julius Moeschlin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 9, 2017	Nov 2, 2017
Robert Lee Milan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Tcfg Investment Advisors, LLC other	Other	Nov 9, 2017	Dec 22, 2017 (43 d)
Douglas Russell Madairy	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 9, 2017	Nov 1, 2017
Michael Albert Gandet	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 9, 2017	Nov 1, 2017
David Louis Metz	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 9, 2017	Nov 27, 2017
Mark Edward Choinski	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 9, 2017	Nov 2, 2017
Jeremy Paul	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Bluesky Investment Management, LLC unclassified	Other	Nov 9, 2017	Sep 1, 2016
Arthur J Sisco	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 9, 2017	Nov 2, 2017
Albert Anthony Pometto	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 9, 2017	Dec 4, 2017
David Anderson Knechtle	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 9, 2017	Dec 20, 2017 (41 d)
Gary Coley Meyerer	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 9, 2017	Nov 1, 2017
Chester Miller Mccord	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 8, 2017	Dec 1, 2017
Mario Anthony Giovannucci	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 8, 2017	Oct 31, 2017
Glen Allen Maleri	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 8, 2017	Oct 31, 2017
Mitchell Lone Mccord	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 8, 2017	Nov 7, 2017
Lawrence Richard Stone	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Financial Security Management, Inc other	Other	Nov 8, 2017	Feb 23, 2016
Scott Joseph Zavatkay	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 8, 2017	Oct 31, 2017
Peter Allan Haupt	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 8, 2017	Oct 31, 2017
Joshua Scott Hyman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 8, 2017	Oct 31, 2017
Roger Allen Pikul	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 8, 2017	Oct 23, 2017
Scott Todd Ferguson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Financial Concepts independent RIA	Other	Nov 8, 2017	Jan 18, 2023 (1897 d)
Mia M Nakagawa	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 8, 2017	Nov 16, 2017
Steven A Down	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Financial Security Management, Inc other	Other	Nov 8, 2017	Feb 23, 2016
Frank Wong	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 7, 2017	Nov 15, 2017
Angeli Aguila Forster	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sagepoint Financial, Inc. BD affiliated	Other	Nov 7, 2017	Oct 31, 2017
William Edward Spriggs	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 7, 2017	Nov 9, 2017
Frank Ralph Lavin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 7, 2017	Nov 3, 2017
Ronald Kenneth Stack	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cobblestone Asset Management no RAUM	Other	Nov 7, 2017	Jul 17, 2023 (2078 d)
David Scott Chorney	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 7, 2017	Nov 2, 2017
William Theodore Brice	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 7, 2017	Oct 31, 2017
Thane Michael Bushong	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 7, 2017	Oct 31, 2017
Brian Jeffrey Mccoy	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 7, 2017	Nov 27, 2017
Brett Daniel Dolan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 7, 2017	Oct 31, 2017
Kenneth W. Carone	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 7, 2017	Oct 31, 2017
David Michael Vaughan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Clearview 401(K) Consultants Inc. unclassified	Other	Nov 7, 2017	Jun 22, 2012
Edward Charles Banks	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 7, 2017	Oct 31, 2017
Richard Robert Krafcik	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cobblestone Asset Management no RAUM	Other	Nov 7, 2017	Jul 14, 2023 (2075 d)
Thomas Patrick Thorndike	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 7, 2017	Nov 8, 2017
George N Sucich	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Osaic Wealth, Inc. BD affiliated	Other	Nov 6, 2017	Jul 25, 2018 (261 d)
James Kevin Wilkins	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Advantage Investment Management, LLC other	Other	Nov 6, 2017	Oct 25, 2011
Randall Todd Williams	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 6, 2017	Oct 27, 2017
Marianne Elizabeth Carter	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 6, 2017	Nov 2, 2017
Travis Lee Buck	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 6, 2017	Nov 1, 2017
Joseph Sean Arnold	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 6, 2017	Nov 1, 2017
Paul Maloy Kelly	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 6, 2017	Nov 1, 2017
Joshua David Nelson	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 6, 2017	Nov 1, 2017
Erica R Lucke	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 6, 2017	Nov 1, 2017
Christopher Wayne Geary	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 6, 2017	Nov 1, 2017
Brett Kusske	National Planning Corporation ("Npc Of America" In Fl & Ny) other	F3logic, LLC no RAUM	Other	Nov 6, 2017	Nov 1, 2017
Matthew Mcdonald	National Planning Corporation ("Npc Of America" In Fl & Ny) other	J.P. Morgan Securities LLC wirehouse	Other	Nov 6, 2017	May 19, 2023 (2020 d)
Jared Jonathan Lester	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Securities America Advisors, Inc. other	Other	Nov 6, 2017	Oct 23, 2017

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1,293 moves match.