DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Newport Group Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William David RobuckNewport Group Securities, Inc. institutionalBlackgem Advisors, LLC unclassifiedOtherJul 2, 2019Apr 1, 2021 (639 d)
Edward Dean SpeerNewport Group Securities, Inc. otherIronshore Financial no RAUMOtherDec 21, 2017Apr 19, 2018 (119 d)
Joseph Patrick SzathmaryNewport Group Securities, Inc. otherCharles Schwab & Co., Inc. national BDOtherDec 6, 2017Feb 15, 2018 (71 d)
Thomas Ammon CookNewport Group Securities, Inc. otherValmark Advisers, Inc. otherOtherNov 20, 2017Jan 10, 2018 (51 d)
Mendel Allen MelzerNewport Group Securities, Inc. otherThe Newport Group Of North Carolina, Inc. unclassifiedOtherMay 25, 2017Dec 2, 2003
Bryant Willis KirkNewport Group Securities, Inc. otherValmark Advisers, Inc. otherOtherJul 11, 2016Feb 19, 2018 (588 d)
Sheray Ginine OliverNewport Group Securities, Inc. otherMma Securities LLC no RAUMOtherApr 28, 2016Jan 17, 2024 (2820 d)
Peter Scott CahallNewport Group Securities, Inc. otherValmark Advisers, Inc. otherOtherMar 29, 2016Feb 19, 2018 (692 d)
Thomas William ChichesterNewport Group Securities, Inc. otherCliftonlarsonallen Wealth Advisors, LLC otherOtherJan 26, 2016Jan 8, 2016
Rebecca NingNewport Group Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherAug 20, 2015Apr 13, 2023 (2793 d)
Sidney Howard TaylorNewport Group Securities, Inc. otherMorgan Stanley wirehouseOtherJan 8, 2015Jan 20, 2015
Marisa Beth LindseyNewport Group Securities, Inc. otherFirst Citizens Investor Services, Inc. otherOtherAug 9, 2013Aug 12, 2013
Sean Robert GuldiNewport Group Securities, Inc. otherB&C Financial Advisors otherOtherApr 23, 2013May 9, 2013
Brent Joel HartmanNewport Group Securities, Inc. otherCaptrust institutionalOtherDec 7, 2012May 12, 2021 (3078 d)
John Michael NashNewport Group Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 7, 2012Oct 18, 2019 (2597 d)
Deynan Scott StitcherNewport Group Securities, Inc. otherChandler Asset Management Inc institutionalOtherFeb 28, 2012May 9, 2025 (4819 d)
Lawrence GillumNewport Group Securities, Inc. otherRaymond James & Associates, Inc. national BDOtherJul 2, 2010Feb 17, 2011 (230 d)
Eugene Mcmillan MusselwhiteNewport Group Securities, Inc. otherIntercarolina Financial Services, Inc. mixed wealthOtherJan 28, 2009Nov 30, 2010 (671 d)
Kipp ReckNewport Group Securities, Inc. otherTowers Watson Investment Services, Inc. otherOtherDec 2, 2008Mar 29, 2018 (3404 d)
John Vincent StilleyNewport Group Securities, Inc. otherThe Newport Group Of North Carolina, Inc. unclassifiedOtherSep 26, 2008Jul 15, 2004
Guy Roger CollinsNewport Group Securities, Inc. otherAlden Investment Group independent RIAOtherNov 29, 2007Jul 14, 2026 (6802 d)
Sarah Margaret WestbrookNewport Group Securities, Inc. otherTca Financial Group, LLC unclassifiedOtherSep 8, 2006Sep 11, 2006
David John WitzNewport Group Securities, Inc. otherFinancial Telesis, Inc. otherOtherMay 21, 2004Jan 18, 2006 (607 d)
David Angelo DevincenziNewport Group Securities, Inc. otherCharles Schwab & Co., Inc. national BDOtherMay 5, 2004Feb 13, 2018 (5032 d)
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24 moves match.