DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Telesis, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Dean ConnellFinancial Telesis, Inc. otherSikich Financial otherOtherSep 2, 2014Oct 7, 2014 (35 d)
Timothy John CooperFinancial Telesis, Inc. otherDeschutes Investment Consulting, LLC otherOtherSep 2, 2014Sep 26, 2014
Richard Peter CordovaFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherSep 2, 2014Sep 24, 2014
George Richard BrickleyFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 29, 2014Aug 27, 2014
Bryce Walker SowitchFinancial Telesis, Inc. otherIfm Capital Advisors, LLC otherOtherAug 28, 2014Aug 29, 2014
Kathleen M DonnellyFinancial Telesis, Inc. otherNext Financial Group, Inc. otherOtherAug 27, 2014Sep 3, 2014
John Frederick PieracciFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 27, 2014Aug 26, 2014
Todd Michael LohmanFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 27, 2014Jun 15, 2010
Gregory Allan GaynierFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 26, 2014May 14, 2013
Marie Schulz MarksFinancial Telesis, Inc. otherKlear Financial, Inc. unclassifiedOtherAug 26, 2014Apr 8, 2014
Eric Anthony WardFinancial Telesis, Inc. otherIndependent Financial Group, LLC otherOtherAug 26, 2014Sep 10, 2014
Steven T WilkinsonFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 25, 2014May 29, 2013
Michael FineFinancial Telesis, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 25, 2014Aug 25, 2014
Jason Colin PatrickFinancial Telesis, Inc. otherKestra Advisory Services, LLC otherOtherAug 22, 2014Apr 19, 2016 (606 d)
Judith Lee DicenzoFinancial Telesis, Inc. otherKestra Advisory Services, LLC otherOtherAug 21, 2014Apr 19, 2016 (607 d)
Duncan Michael PurvisFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 21, 2014Aug 22, 2014
Kevin Donald GrantFinancial Telesis, Inc. otherKestra Advisory Services, LLC otherOtherAug 20, 2014Apr 29, 2016 (618 d)
Chad Aaron WilkinsonFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 20, 2014Aug 14, 2014
Eszter Klara KochFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 20, 2014Sep 5, 2014
John David HarperFinancial Telesis, Inc. otherSagace Wealth Management independent RIAOtherAug 20, 2014Jan 1, 2025 (3787 d)
Donald Jay KaplanFinancial Telesis, Inc. otherCommonwealth Financial Network national BDOtherAug 18, 2014Aug 12, 2014
Paul Phillip NelsonFinancial Telesis, Inc. otherCommonwealth Financial Network national BDOtherAug 18, 2014Aug 12, 2014
Benjamin William WongFinancial Telesis, Inc. otherCommonwealth Financial Network national BDOtherAug 15, 2014Aug 12, 2014
Paul Joseph MccolganFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 15, 2014Oct 19, 2015 (430 d)
Dennis Ray PlylerFinancial Telesis, Inc. otherMid Atlantic Financial Management, Inc. otherOtherAug 15, 2014Aug 15, 2014
Lloyd Vernon CrawfordFinancial Telesis, Inc. otherMid Atlantic Financial Management, Inc. otherOtherAug 15, 2014Aug 15, 2014
Steven Patrick FaggiollyFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 15, 2014Apr 11, 2013
Daniel Anthony TomanFinancial Telesis, Inc. otherCommonwealth Financial Network national BDOtherAug 15, 2014Aug 12, 2014
Ankit M ShahFinancial Telesis, Inc. otherCommonwealth Financial Network national BDOtherAug 15, 2014Aug 12, 2014
Jeremy Shane PlylerFinancial Telesis, Inc. otherMid Atlantic Financial Management, Inc. otherOtherAug 15, 2014Aug 15, 2014
Thomas Patrick FreismuthFinancial Telesis, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 14, 2014Aug 13, 2014
Robert John DevalleFinancial Telesis, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 14, 2014Aug 13, 2014
Denise Rachelle ScherFinancial Telesis, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 14, 2014Aug 13, 2014
Michael Eugene PierceFinancial Telesis, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 14, 2014Aug 6, 2014
Donald Clark HammondFinancial Telesis, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 14, 2014Aug 13, 2014
Jason Lee SmithFinancial Telesis, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 14, 2014Aug 13, 2014
Todd Brooks WhiteFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 14, 2014Apr 11, 2013
Nicholas Daniel DeeringFinancial Telesis, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 14, 2014Aug 13, 2014
Jeremy Arnold PomerFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 14, 2014May 29, 2013
Gary Lee BartonFinancial Telesis, Inc. otherCalton & Associates, Inc. otherOtherAug 14, 2014Aug 15, 2014
Terrence Edward MaryniwFinancial Telesis, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 12, 2014Aug 12, 2014
Phillip Anthony MathesonFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 12, 2014Aug 14, 2014
Marjory Grannis BlackmerFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 12, 2014Aug 8, 2014
Sara Lyn StrasserFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 12, 2014Aug 8, 2014
Jeffrey Jon CullenFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 12, 2014Apr 26, 2012
Frederick James BlockFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 12, 2014Nov 3, 2014 (83 d)
James E MaulfairFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 12, 2014Aug 12, 2014
David De TagyosFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 12, 2014Aug 20, 2014
Frederick James PieracciFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 12, 2014Aug 8, 2014
Timothy Robert Norris BuzziniFinancial Telesis, Inc. otherKestra Advisory Services, LLC otherOtherAug 8, 2014Apr 21, 2016 (622 d)
Mark Richard ForbesFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 8, 2014Aug 8, 2014
Amy Susan HanophyFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 8, 2014Nov 23, 2010
Kristen Ann DeevyFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 8, 2014Aug 8, 2014
Ali H ElnajjarFinancial Telesis, Inc. otherAe Financial & Risk Management, Inc. state registeredOtherAug 8, 2014Aug 6, 2014
Shannon T MaloneyFinancial Telesis, Inc. otherWealthspire Retirement Advisory otherOtherAug 6, 2014Aug 20, 2014
James Mcrae IzettFinancial Telesis, Inc. otherIndependent Financial Group, LLC otherOtherAug 5, 2014Aug 7, 2014
Denise ChisolmFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 1, 2014Aug 1, 2014
Marc Anthony WalkerFinancial Telesis, Inc. otherNfp Advisor Services, LLC otherOtherAug 1, 2014Aug 1, 2014
Douglas Andrew MccarthyFinancial Telesis, Inc. otherAdviseme National Advisors otherOtherAug 1, 2014Sep 9, 2014 (39 d)
Daniel Stuart WatsonFinancial Telesis, Inc. otherAdviseme National Advisors otherOtherAug 1, 2014Sep 4, 2014 (34 d)
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196 moves match.