DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Stephens

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
James Bernard Poole	Stephens other	Wells Fargo Advisors wirehouse	Other	May 30, 2013	May 24, 2013
Waymon Reuben Tipton	Stephens other	Avondale Partners, LLC other	Other	Jan 15, 2013	Jan 14, 2013
Bobby Edward Brown	Stephens other	Raymond James Financial Services Advisors, Inc other	Other	Dec 5, 2012	Dec 5, 2012
James Short Cashmore	Stephens other	D.A. Davidson & Co. other	Other	May 18, 2012	Jun 26, 2013 (404 d)
Ian Edwin French	Stephens other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 27, 2012	Aug 25, 2022 (3863 d)
Tara Margaret Bueno	Stephens other	Stephens Investment Management Group, LLC other	Other	Jan 5, 2012	Sep 29, 2006
Reginald George Pickral	Stephens other	Investment Management Of Virginia, LLC other	Other	Aug 19, 2011	Jun 6, 2014 (1022 d)
Alexander Vaughan Brand	Stephens other	Edmunds White Partners LLC other	Other	Dec 17, 2010	Nov 26, 2013 (1075 d)
Melanie Edith Kregling	Stephens other	Janney Montgomery Scott LLC other	Other	Dec 14, 2010	Dec 9, 2010
Brian Thomas Obremski	Stephens other	Janney Montgomery Scott LLC other	Other	Dec 14, 2010	Dec 9, 2010
Alexandra Forte	Stephens other	Janney Montgomery Scott LLC other	Other	Dec 14, 2010	Dec 9, 2010
Charles Joseph Noble	Stephens other	Janney Montgomery Scott LLC other	Other	Dec 14, 2010	Dec 10, 2010
Thomas C Moss	Stephens other	Ameriprise Financial Services, LLC national BD	Other	Dec 14, 2010	Dec 3, 2010
Alison Rowe Iglehart	Stephens other	Robert W. Baird & Co. Incorporated other	Other	Sep 28, 2010	Sep 24, 2010
Christopher Dane Mahoney	Stephens other	Janney Montgomery Scott LLC other	Other	Sep 28, 2010	Oct 6, 2010
John Joseph Colcolough	Stephens other	Wells Fargo Advisors wirehouse	Other	Dec 23, 2009	Dec 22, 2009
David Kyle Wills	Stephens other	Raymond James & Associates, Inc. national BD	Other	Mar 11, 2008	Mar 7, 2008
Angela M Williams	Stephens other	Raymond James & Associates, Inc. national BD	Other	Mar 11, 2008	Mar 7, 2008
John Steven Piland	Stephens other	Morgan Stanley & Co. LLC unclassified	Other	Feb 8, 2008	Feb 20, 2008
Jason William Reed	Stephens other	Sterne Agee Asset Management, Inc. other	Other	Oct 9, 2007	Oct 9, 2007
Landrum Hazel Henderson	Stephens other	Banc Of America Investment Services, Inc. unclassified	Other	Oct 5, 2007	Sep 27, 2007
Kimberly Ervin James	Stephens other	Banc Of America Investment Services, Inc. unclassified	Other	Oct 5, 2007	Oct 29, 2007
Andrew Alexander Mathes	Stephens other	Farr Miller & Washington LLC other	Other	Sep 20, 2007	Feb 22, 2012 (1616 d)
Frank Oliver Sloan	Stephens other	Sloan Investment Management, L.L.C. other	Other	Apr 2, 2007	Mar 2, 2007
Casey Ward Conway	Stephens other	Sloan Investment Management, L.L.C. other	Other	Mar 8, 2007	Feb 28, 2007
Kimberly Ellen Breslauer	Stephens other	Oppenheimer & Co. Inc. other	Other	Feb 21, 2007	May 9, 2007 (77 d)
Gary Lynn Williams	Stephens other	Citigroup Global Markets Inc. other	Other	Feb 9, 2007	Feb 9, 2007
James Garner	Stephens other	UBS Financial Services Inc. wirehouse	Other	Sep 7, 2006	Sep 6, 2006
Johnny Lynn Taylor	Stephens other	Lieblong & Associates, Inc. other	Other	Jul 7, 2006	Jul 24, 2006
Karen Mcbryde Greer	Stephens other	Morgan Stanley Dw Inc. unclassified	Other	Dec 7, 2005	Dec 5, 2005
Rebecca Lynn Hensley	Stephens other	UBS Financial Services Inc. wirehouse	Other	Oct 18, 2005	Nov 11, 2005
James Raymond Clark	Stephens other	Smh Capital Advisors LLC other	Other	Oct 4, 2005	Oct 3, 2005
Michael Mark Reeves	Stephens other	Allspring Funds Management, LLC other	Other	Mar 31, 2005	Apr 6, 2005
Susan Miller Crosby	Stephens other	Valic Financial Advisors, Inc. other	Other	Oct 26, 2004	Nov 24, 2004
Britton Lane Nowell	Stephens other	LPL Financial LLC other	Other	Aug 23, 2004	Aug 26, 2004
Alvin Kenneth Smith	Stephens other	Sterne Agee Asset Management, Inc. other	Other	May 19, 2004	Dec 7, 2005 (567 d)
John Kirk Hilton Linnartz	Stephens other	Mustang Capital Management, LLC state registered	Other	Feb 11, 2003	Feb 18, 2003
Stuart Laidlaw Brown	Stephens other	Hilltop Securities Inc. other	Other	Feb 4, 2003	Sep 17, 2010 (2782 d)
David Robert Naylor	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Matthew Stephen Prepelka	Stephens other	Columbia Management Advisors, Inc. unclassified	Other	Jan 1, 2003	Sep 2, 2004 (610 d)
Eugene P Sullivan	Stephens other	Columbia Management Advisors, Inc. unclassified	Other	Jan 1, 2003	Sep 1, 2004 (609 d)
Michael Vernon Brown	Stephens other	Citigroup Global Markets Inc. other	Other	Jan 1, 2003	Apr 22, 2003 (111 d)
Lance Fairbanks Hallam	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Margaret Mary Oleary	Stephens other	Columbia Management Advisors, Inc. unclassified	Other	Jan 1, 2003	Aug 26, 2004 (603 d)
Steven Jeffrey Tucker	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Christopher Wayne Eller	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Jason Michael Snow	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Thomas Gray Dyer	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Robert Gregory Ford	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
John W Mcauley	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Mark Jeffrey Dimm	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Kevin Patrick O'Hare	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Jason Rufus Creel	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
John Crudup Perry	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Kevin Patrick Wilson	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
David M Lieberman	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Kristen Sanders Leclair	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Eric Michael Fitch	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Robert James Stark	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003
Rachel Lauren Loiko	Stephens other	Bacap Distributors, LLC unclassified	Other	Jan 1, 2003	Jan 1, 2003

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182 moves match.