DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Command Financial Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kenneth Duncan Adcox	First Command Financial Planning, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Aug 4, 2010	Jan 9, 2024 (4906 d)
Ashley Kay Durbin	First Command Financial Planning, Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jul 21, 2010	Jul 21, 2010
Mary Lynn Dalton Allred	First Command Financial Planning, Inc. other	Wells Fargo Investments, LLC unclassified	Other	Jun 11, 2010	Dec 6, 2010 (178 d)
Rickey Jack Carlson	First Command Financial Planning, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 11, 2010	Oct 1, 2013 (1208 d)
Melissa Ann Barnes	First Command Financial Planning, Inc. other	LPL Financial LLC other	Other	May 5, 2010	May 24, 2010
Michelle Denise Cooley	First Command Financial Planning, Inc. other	First Allied Securities, Inc. other	Other	May 5, 2010	Mar 15, 2011 (314 d)
Daniel G Pegues	First Command Financial Planning, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 30, 2010	Jul 30, 2010 (91 d)
Peter Jonathan Tartaro	First Command Financial Planning, Inc. other	Osaic Fa, Inc. other	Other	Apr 22, 2010	Jun 2, 2010 (41 d)
Daniel Eaton Plagens	First Command Financial Planning, Inc. other	LPL Financial LLC other	Other	Apr 22, 2010	Jan 21, 2014 (1370 d)
Bavy Uriah Lopez	First Command Financial Planning, Inc. other	MML Investors Services, LLC other	Other	Mar 2, 2010	Feb 26, 2010
Kenneth Douglas Elliott	First Command Financial Planning, Inc. other	Chase Investment Services Corp. other	Other	Feb 17, 2010	Feb 11, 2010
Justin Matthew Thomas	First Command Financial Planning, Inc. other	Tci Wealth Advisors, Inc. other	Other	Feb 2, 2010	Jun 29, 2010 (147 d)
Alexander Joseph Corriere	First Command Financial Planning, Inc. other	Financial West Group other	Other	Jan 28, 2010	Feb 4, 2010
John Edward Penshorn	First Command Financial Planning, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Dec 23, 2009	Jan 5, 2010
Chris Pendrak	First Command Financial Planning, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 12, 2009	Nov 19, 2009
Brandon Thomas Bean	First Command Financial Planning, Inc. other	Fifth Third Securities, Inc. other	Other	Oct 9, 2009	Dec 22, 2009 (74 d)
Matthew Henry Johnson	First Command Financial Planning, Inc. other	Thrivent Investment Management Inc. other	Other	Oct 9, 2009	Oct 27, 2009
Lacey Anne Diekmann	First Command Financial Planning, Inc. other	Crown Capital Securities, L.P. other	Other	Oct 9, 2009	Mar 2, 2011 (509 d)
Michael Stuart Johnson	First Command Financial Planning, Inc. other	Edward Jones national BD	Other	Aug 19, 2009	Oct 21, 2009 (63 d)
Timothy Michael Long	First Command Financial Planning, Inc. other	Hutchinson Financial, Inc. other	Other	Aug 17, 2009	Jan 13, 2012 (879 d)
Stephen Marcus Meyer	First Command Financial Planning, Inc. other	Schwab Wealth Advisory, Inc. other	Other	Aug 13, 2009	Jan 17, 2017 (2714 d)
Mark David Keitel	First Command Financial Planning, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 24, 2009	Apr 23, 2012 (1004 d)
Katie Marie Tickner	First Command Financial Planning, Inc. other	Equitable Advisors, LLC national BD	Other	Jun 17, 2009	Jan 28, 2010 (225 d)
Michael Ray Barclift	First Command Financial Planning, Inc. other	Micg Investment Management, LLC unclassified	Other	Apr 13, 2009	Apr 1, 2009
Nathaniel Phillip Carswell	First Command Financial Planning, Inc. other	Thrivent Investment Management Inc. other	Other	Mar 30, 2009	Mar 31, 2009
Louis James Leyes	First Command Financial Planning, Inc. other	Securities America Advisors, Inc. other	Other	Feb 24, 2009	Feb 25, 2009
Doyel Nmn Price	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Feb 6, 2009	Apr 12, 2004
Christopher Syktich	First Command Financial Planning, Inc. other	Securities America Advisors, Inc. other	Other	Jan 21, 2009	Jan 16, 2009
Rodney William Amicone	First Command Financial Planning, Inc. other	LPL Financial LLC other	Other	Dec 11, 2008	Nov 21, 2008
Shahriar Ahmed Chowdhury	First Command Financial Planning, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Nov 4, 2008	Oct 13, 2008
Ryan Charles Bosler	First Command Financial Planning, Inc. other	Equitable Advisors, LLC national BD	Other	Nov 4, 2008	Nov 5, 2008
Paulsteven R Sumulong	First Command Financial Planning, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 4, 2008	Jun 7, 2024 (5694 d)
Bradley Alan Berger	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Oct 8, 2008	Apr 12, 2004
Harry Parker Consaul	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Oct 8, 2008	Apr 12, 2004
Michael Alan Konzen	First Command Financial Planning, Inc. other	Creative Planning other	Other	Oct 8, 2008	Aug 15, 2016 (2868 d)
Corey Brannum	First Command Financial Planning, Inc. other	Wells Fargo Advisors wirehouse	Other	Aug 15, 2008	Aug 14, 2008
Brentson Sanford Bowlin	First Command Financial Planning, Inc. other	Chase Investment Services Corp. other	Other	Jun 4, 2008	Jun 13, 2008
Curtis J Gray	First Command Financial Planning, Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Jun 4, 2008	Nov 10, 2009 (524 d)
Heather Blaine Brock	First Command Financial Planning, Inc. other	First Command Advisory Services other	Other	May 23, 2008	Dec 15, 2015 (2762 d)
Dennis Lee Fesser	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	May 7, 2008	Apr 12, 2004
Kenneth Matthew Handy	First Command Financial Planning, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Apr 17, 2008	May 6, 2008
Barry Douglas Todd	First Command Financial Planning, Inc. other	Onyx Wealth Advisors, Inc. other	Other	Mar 24, 2008	Mar 12, 2008
Mark Thomas Shelby	First Command Financial Planning, Inc. other	Horter Investment Management, LLC other	Other	Mar 19, 2008	Jan 27, 2010 (679 d)
William Adam Wilkinson	First Command Financial Planning, Inc. other	Wells Fargo Investments, LLC unclassified	Other	Mar 12, 2008	Aug 25, 2008 (166 d)
Monte Clark Ferguson	First Command Financial Planning, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Feb 15, 2008	May 5, 2008 (80 d)
Chad Nicholas Daugherty	First Command Financial Planning, Inc. other	Edward Jones national BD	Other	Dec 20, 2007	Jul 17, 2023 (5688 d)
Thomas Carter Coffin	First Command Financial Planning, Inc. other	Msi Financial Services, Inc. other	Other	Dec 11, 2007	Feb 8, 2008 (59 d)
David Holmes Lamp	First Command Financial Planning, Inc. other	Bbjs Financial Advisors, LLC other	Other	Nov 27, 2007	Nov 22, 2007
Kenneth Andrew Davey	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Nov 6, 2007	Apr 12, 2004
Larry Robert Blades	First Command Financial Planning, Inc. other	Retirement And Investment Solutions, LLC unclassified	Other	Oct 15, 2007	Jun 6, 2017 (3522 d)
John Lawrence Sciancalepore	First Command Financial Planning, Inc. other	Intervest International, Inc. other	Other	Aug 23, 2007	May 12, 2009 (628 d)
Brion Patrick Lawler	First Command Financial Planning, Inc. other	Wells Fargo Advisors wirehouse	Other	Aug 21, 2007	Aug 2, 2011 (1442 d)
Steven Jeffrey Mahler	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Jun 26, 2007	Apr 12, 2004
Phillip Matthew Smerek	First Command Financial Planning, Inc. other	Edward Jones national BD	Other	May 10, 2007	Nov 6, 2007 (180 d)
Sandra L D'Angelo	First Command Financial Planning, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 7, 2007	Sep 4, 2007 (120 d)
Devon Lynn Reynolds	First Command Financial Planning, Inc. other	Eagle Strategies LLC other	Other	May 7, 2007	Jul 20, 2007 (74 d)
Ian Ross Tomlinson	First Command Financial Planning, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Apr 5, 2007	Aug 9, 2007 (126 d)
Scott A Heevner	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Apr 5, 2007	Apr 12, 2004
Christopher Thomas Urness	First Command Financial Planning, Inc. other	Waddell & Reed other	Other	Apr 5, 2007	Dec 18, 2007 (257 d)
Matthew Ashbrook Griffith	First Command Financial Planning, Inc. other	Eagle Strategies LLC other	Other	Feb 21, 2007	Jan 7, 2008 (320 d)

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228 moves match.