DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cliftonlarsonallen Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas John AndresenCliftonlarsonallen Wealth Advisors, LLC BD affiliated360 Financial independent RIAAffiliated broker-dealer or bank to independent RIADec 14, 2018Jan 17, 2019 (34 d)
John Thomas DavisCliftonlarsonallen Wealth Advisors, LLC BD affiliatedThreadline Wealth independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2018Jan 30, 2019 (72 d)
Valerie Ann Thomas RuthCliftonlarsonallen Wealth Advisors, LLC BD affiliatedCarlson Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2018Nov 29, 2018
James Paul ClemensenCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2018Jul 23, 2018
Elizabeth G SchneiderCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAdviceperiod, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 25, 2018Sep 17, 2018 (84 d)
Tyler J SwansonCliftonlarsonallen Wealth Advisors, LLC BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherMay 29, 2018May 29, 2018
Robert Geroge HortonCliftonlarsonallen Wealth Advisors, LLC BD affiliatedMariner independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2018May 7, 2018
Thomas William ChichesterCliftonlarsonallen Wealth Advisors, LLC otherCharles Schwab & Co., Inc. national BDOtherDec 5, 2017Mar 27, 2018 (112 d)
Cameron Matthew BradyCliftonlarsonallen Wealth Advisors, LLC otherMichael Brady & Co., LLC otherOtherJun 26, 2017Jul 10, 2017
James Phillip QuinlanCliftonlarsonallen Wealth Advisors, LLC otherWipfli Financial Advisors, LLC otherOtherMay 15, 2017May 16, 2017
Kara M WrightCliftonlarsonallen Wealth Advisors, LLC otherValeo Financial Advisors, LLC independent RIAOtherApr 18, 2017Jun 11, 2018 (419 d)
George Michael HostalCliftonlarsonallen Wealth Advisors, LLC otherMsh Capital Advisors LLC no RAUMOtherJan 3, 2017Jan 4, 2017
Alexander C AndersonCliftonlarsonallen Wealth Advisors, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 27, 2016Feb 6, 2017 (102 d)
Christina Marie BradleyCliftonlarsonallen Wealth Advisors, LLC otherUBS Financial Services Inc. wirehouseOtherOct 26, 2016Feb 19, 2018 (481 d)
Nathan Sorenson KublankCliftonlarsonallen Wealth Advisors, LLC otherAspiriant, LLC otherOtherOct 11, 2016Oct 19, 2016
Drew David HefflefingerCliftonlarsonallen Wealth Advisors, LLC otherPrivate Client Wealth Advisors, LLC state registeredOtherFeb 4, 2016Feb 6, 2016
Cheryl Jean Starman-CoombsCliftonlarsonallen Wealth Advisors, LLC otherRiverbridge otherOtherJan 11, 2016Jan 28, 2016
Rohi B BatraCliftonlarsonallen Wealth Advisors, LLC otherEdelman Financial Services, LLC otherOtherAug 3, 2015Nov 9, 2015 (98 d)
Dale Miles SkogstadCliftonlarsonallen Wealth Advisors, LLC otherDimensional Fund Advisors LP otherOtherMay 1, 2015Jan 5, 2016 (249 d)
Dierdre LlewellynCliftonlarsonallen Wealth Advisors, LLC otherWells Fargo Advisors wirehouseOtherDec 8, 2014Apr 14, 2022 (2684 d)
Quintin Andrew HogrefeCliftonlarsonallen Wealth Advisors, LLC otherLPL Financial LLC otherOtherNov 24, 2014Nov 26, 2014
David M SayersCliftonlarsonallen Wealth Advisors, LLC otherBgm Wealth Management otherOtherOct 31, 2014Nov 17, 2014
Jeffrey John HuizengaCliftonlarsonallen Wealth Advisors, LLC otherDavid Vaughan Investments, LLC otherOtherOct 20, 2014Nov 12, 2014
Donna Jean MurrCliftonlarsonallen Wealth Advisors, LLC otherOrgel Wealth Management, LLC otherOtherAug 19, 2014Sep 16, 2014
Stanley Eugene PoormanCliftonlarsonallen Wealth Advisors, LLC otherMonroe Wealth Management, LLC unclassifiedOtherJun 30, 2014Aug 5, 2014 (36 d)
Marie Anne BurnsCliftonlarsonallen Wealth Advisors, LLC otherVanguard Advisers, Inc. otherOtherMay 1, 2014Jun 4, 2014 (34 d)
Matthew David FoustCliftonlarsonallen Wealth Advisors, LLC otherCjb Financial Group LLC unclassifiedOtherJul 23, 2013Jul 24, 2013
Jeffrey Richard SecordCliftonlarsonallen Wealth Advisors, LLC otherIpi Wealth Management, Inc. otherOtherMay 13, 2013May 30, 2013
Bradley John MuellerCliftonlarsonallen Wealth Advisors, LLC otherWipfli Financial Advisors, LLC otherOtherFeb 25, 2013Mar 27, 2013
Jeanette FioreCliftonlarsonallen Wealth Advisors, LLC otherLPL Financial LLC otherOtherMay 15, 2012May 25, 2012
Justin Steven PrescottCliftonlarsonallen Wealth Advisors, LLC otherAvantax Advisory Services otherOtherFeb 12, 2009Jan 7, 2014 (1790 d)
Dean E FoxCliftonlarsonallen Wealth Advisors, LLC otherVoya Financial Advisors, Inc. otherOtherFeb 12, 2009Sep 3, 2009 (203 d)
Randy Allen RislerCliftonlarsonallen Wealth Advisors, LLC otherCommonwealth Financial Network national BDOtherMar 9, 2006Feb 28, 2005
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93 moves match.