DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Northland Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Seth Norman KahnNorthland Asset Management independent RIAColliers Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 15, 2026Sep 9, 2026
Justin Taylor DamonNorthland Asset Management independent RIAKerberrose Wealth Management, LLC independent RIARIA to RIAAug 27, 2026Aug 27, 2026
Ashraf Farag HassanNorthland Asset Management independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMar 16, 2026Jul 2, 2026 (108 d)
Bradley SlaughterNorthland Asset Management independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 8, 2026Jan 5, 2026
Robert Anders HerjeNorthland Asset Management independent RIAAegis Capital Corp. BD affiliatedRIA to affiliated broker-dealer or bankDec 16, 2025Jan 5, 2026
Adam Blake ConnorsNorthland Asset Management independent RIACommonwealth Family Office state registeredRIA to a state-registered adviserJan 3, 2024Oct 31, 2025 (667 d)
Quinetta D. Anato-MensahNorthland Asset Management independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 22, 2023Feb 9, 2024 (352 d)
Steven Michael ScharffNorthland Asset Management independent RIABaker Tilly Wealth Management, LLC mixed wealthRIA to RIAAug 31, 2021Sep 24, 2021
Charles David MylreaNorthland Asset Management independent RIAEfs Advisors independent RIARIA to RIAMay 4, 2018May 18, 2018
Stephen DuhrNorthland Asset Management independent RIAKcd Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 6, 2018Mar 10, 2020 (704 d)
Joel Paul EriksonNorthland Asset Management otherU.S. Bancorp Investments, Inc. BD affiliatedOtherFeb 6, 2018May 4, 2018 (87 d)
Benjamin Robert YoungNorthland Asset Management otherCentral States Capital Markets, LLC otherOtherNov 17, 2017Nov 21, 2017
John D KampenNorthland Asset Management otherCreative Financial Designs, Inc. otherOtherNov 15, 2017Nov 22, 2017
Karl Bruce SchmidtkeNorthland Asset Management otherIndependent Advisor Alliance, LLC otherOtherSep 29, 2017Sep 27, 2017
Jeffrey Christopher LehrerNorthland Asset Management otherIndependent Advisor Alliance, LLC otherOtherSep 29, 2017Sep 28, 2017
Aaron Daniel SchmanskiNorthland Asset Management otherPiper Sandler & Co. otherOtherNov 30, 2016Mar 2, 2017 (92 d)
Kathleen Hogan MckeeNorthland Asset Management otherWells Fargo Advisors wirehouseOtherMar 7, 2016Jun 1, 2016 (86 d)
Scott Erik DavisNorthland Asset Management otherLasalle St. Investment Advisors, L.L.C. otherOtherJun 24, 2013Aug 24, 2016 (1157 d)
Nathan James KubikNorthland Asset Management otherCarnick & Kubik, LLC otherOtherJun 13, 2012Mar 7, 2012
David James KubikNorthland Asset Management otherTransform Wealth, LLC otherOtherJun 13, 2012Jun 9, 2016 (1457 d)
Tobin Jay MorrisNorthland Asset Management otherColliers Securities LLC otherOtherDec 12, 2011Dec 19, 2011
Jodie L HallNorthland Asset Management otherLucia Capital Group otherOtherSep 12, 2011Oct 20, 2011 (38 d)
Anthony Robert EdwardsNorthland Asset Management otherChase Investment Services Corp. otherOtherApr 14, 2011Sep 21, 2011 (160 d)
Mark Steven WildemanNorthland Asset Management otherFintegra, LLC otherOtherFeb 3, 2009Feb 11, 2009
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24 moves match.