DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Next Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexis Schumann | Next Financial Group, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Apr 27, 2026 (139 d) |
| Julie Ann Martinez | Next Financial Group, Inc. BD affiliated | Alphasource Investment Counsel, Inc other | Other | Oct 27, 2025 | Feb 19, 2013 |
| Alicia Danielle Baxter | Next Financial Group, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Nov 6, 2025 |
| Christopher F. Herrel | Next Financial Group, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2025 | Sep 29, 2025 |
| Susan Michelle Roberts | Next Financial Group, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Jul 22, 2026 (338 d) |
| Janice Ann Webb Lavin | Next Financial Group, Inc. BD affiliated | Blackridge Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 5, 2025 |
| Jay Matthew Vavra | Next Financial Group, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Sep 4, 2025 (34 d) |
| Mark Adam Vuskov | Next Financial Group, Inc. BD affiliated | Alphasource Investment Counsel, Inc other | Other | Aug 1, 2025 | Mar 26, 2013 |
| Allen Thomas Lyttle | Next Financial Group, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Jul 28, 2026 (361 d) |
| Seth Benjamin Schoen | Next Financial Group, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 13, 2025 |
| Christian Gabriel Taylor | Next Financial Group, Inc. BD affiliated | Blackridge Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Oct 27, 2025 (87 d) |
| Edward Connor Maruna | Next Financial Group, Inc. BD affiliated | Blakely Walters Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2025 | Mar 4, 2025 |
| Thomas Guy Fox | Next Financial Group, Inc. BD affiliated | Waterstreet Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 16, 2025 | Dec 31, 2020 |
| Robert Linhart Hughes | Next Financial Group, Inc. BD affiliated | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 18, 2025 |
| Chelsey Lynn Koster | Next Financial Group, Inc. BD affiliated | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 28, 2025 |
| Neal Paul Quon | Next Financial Group, Inc. BD affiliated | Api Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 21, 2025 |
| James Primiano | Next Financial Group, Inc. BD affiliated | Clear View Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 11, 2025 | Aug 13, 2021 |
| Dirk David Rabenold | Next Financial Group, Inc. BD affiliated | Rabenold Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | May 24, 2022 |
| Marie Caldera | Next Financial Group, Inc. BD affiliated | Pageone Financial, Inc. other | Other | Jul 10, 2025 | Sep 5, 2002 |
| Jeffrey Lawrence Jackson | Next Financial Group, Inc. BD affiliated | Heritage Wealth Management, LLC unclassified | Other | Jul 10, 2025 | Aug 30, 2019 |
| Jeffrey Alan Mathis | Next Financial Group, Inc. BD affiliated | Heritage Wealth Management, LLC unclassified | Other | Jul 10, 2025 | Oct 9, 2019 |
| Patrick David Mossman | Next Financial Group, Inc. BD affiliated | Mossman Financial Solutions LLC unclassified | Other | Jul 10, 2025 | Jun 20, 2013 |
| Teresa M. Simmons | Next Financial Group, Inc. BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Oct 15, 2025 (97 d) |
| James Carlyle Blakely | Next Financial Group, Inc. BD affiliated | Blakely Walters Wealth Management no RAUM | Other | Jul 10, 2025 | Jun 12, 2023 |
| Denny Wayne Rudolph | Next Financial Group, Inc. BD affiliated | Heritage Wealth Management, LLC unclassified | Other | Jul 10, 2025 | Aug 25, 2020 |
| Michael C Calisi | Next Financial Group, Inc. BD affiliated | Calisi Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 10, 2025 | May 15, 2025 |
| Sloan Dylan Walters | Next Financial Group, Inc. BD affiliated | Blakely Walters Wealth Management no RAUM | Other | Jul 10, 2025 | Jun 9, 2023 |
| Paul Nicholas Butler | Next Financial Group, Inc. BD affiliated | Blakely Walters Wealth Management no RAUM | Other | Jul 10, 2025 | Jun 12, 2023 |
| Kathryn Swan | Next Financial Group, Inc. BD affiliated | Blakely Walters Wealth Management no RAUM | Other | Jul 10, 2025 | Jun 9, 2023 |
| Mitchell George Rubin | Next Financial Group, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 24, 2025 |
| Archie Anderson Henderson | Next Financial Group, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jun 16, 2025 |
| Teresa Jensen White | Next Financial Group, Inc. BD affiliated | Money Managers, Inc. other | Other | May 30, 2025 | Feb 4, 2009 |
| Randall James Reinagel | Next Financial Group, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Dec 4, 2025 (188 d) |
| Cary Michael Margolis | Next Financial Group, Inc. BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Jun 6, 2025 |
| Cody Thomas Heffron | Next Financial Group, Inc. BD affiliated | Money Managers, Inc. other | Other | May 30, 2025 | May 2, 2023 |
| Kenneth William Wolf | Next Financial Group, Inc. BD affiliated | Sovereign Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2025 | Aug 16, 2017 |
| David Joseph Ungaro | Next Financial Group, Inc. BD affiliated | Sovereign Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2025 | Aug 16, 2017 |
| Shelly Renee Dodge | Next Financial Group, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 19, 2025 | May 19, 2025 |
| John Leroy Roche | Next Financial Group, Inc. BD affiliated | Roche Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 16, 2025 | May 20, 2014 |
| Joshua John Roche | Next Financial Group, Inc. BD affiliated | Roche Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 16, 2025 | May 20, 2014 |
| Alexander Joseph Liepman | Next Financial Group, Inc. BD affiliated | Kingwood Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2025 | May 16, 2025 |
| Douglas White | Next Financial Group, Inc. BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2025 | Aug 21, 2025 (101 d) |
| Jesus Ramos | Next Financial Group, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2025 | May 30, 2025 |
| Gregory Peter Savidge | Next Financial Group, Inc. BD affiliated | Capital Asset Management Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 9, 2025 | Aug 11, 2017 |
| Avery Vanechanos | Next Financial Group, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 14, 2025 |
| Mark Darren Godfrey | Next Financial Group, Inc. BD affiliated | Sunstone Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 5, 2025 | Apr 16, 2021 |
| Darius Rocco Godfrey | Next Financial Group, Inc. BD affiliated | Sunstone Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 14, 2025 | Apr 14, 2025 |
| Samuel Kim | Next Financial Group, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Apr 16, 2025 |
| Benjamin Graham Williams | Next Financial Group, Inc. BD affiliated | Lifecourse Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2025 | Apr 18, 2025 |
| Matthew Howard Kelly | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Apr 10, 2025 |
| Mark Thomas Gregoreski | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Apr 9, 2025 |
| John Richard Hemenway | Next Financial Group, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 9, 2025 |
| Kyle John Heuchert | Next Financial Group, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2025 | Apr 23, 2025 |
| Terri A Canterbury | Next Financial Group, Inc. BD affiliated | Kingwood Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Apr 1, 2025 |
| Kirk Wayne Dahring | Next Financial Group, Inc. BD affiliated | Dahring | Cusmano And Associates no RAUM | Other | Mar 31, 2025 | Sep 4, 2019 |
| Angela Suzanne Cusmano | Next Financial Group, Inc. BD affiliated | Dahring | Cusmano And Associates no RAUM | Other | Mar 31, 2025 | Sep 4, 2019 |
| Ann Marie Shadle | Next Financial Group, Inc. BD affiliated | Dahring | Cusmano And Associates independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Nov 19, 2025 (233 d) |
| Wendy P. Simmons | Next Financial Group, Inc. BD affiliated | Dahring | Cusmano And Associates independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Sep 30, 2025 (183 d) |
| Andrew Anthony Jabro | Next Financial Group, Inc. BD affiliated | Dahring | Cusmano And Associates independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | May 16, 2024 |
| Michael Richard Becht | Next Financial Group, Inc. BD affiliated | Silver Grove Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2025 | Feb 21, 2025 |
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773 moves match.