DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cincinnati Analysts, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Philip Fredrick	Cincinnati Analysts, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 31, 2008	Jan 2, 2009
Joseph August Frederick	Cincinnati Analysts, Inc other	LPL Financial LLC other	Other	Sep 17, 2008	Sep 16, 2008
Kevin Richard Zemann	Cincinnati Analysts, Inc other	Qa3 Financial LLC unclassified	Other	Sep 2, 2008	Jan 9, 2009 (129 d)
Denise Elizabeth Fries	Cincinnati Analysts, Inc other	Securities America Advisors, Inc. other	Other	Aug 11, 2008	Oct 7, 2008 (57 d)
Robert Elwee Simpton	Cincinnati Analysts, Inc other	Securities America Advisors, Inc. other	Other	Aug 11, 2008	Aug 8, 2008
William Westley James	Cincinnati Analysts, Inc other	Capital Advisory Group other	Other	Jul 24, 2008	May 12, 2008
Jon Darby Pollock	Cincinnati Analysts, Inc other	Woodbury Financial Services, Inc. other	Other	May 30, 2008	Jul 1, 2008 (32 d)
Jason Lee Smith	Cincinnati Analysts, Inc other	Financial Telesis, Inc. other	Other	Apr 18, 2008	Apr 22, 2008
Richard Gerard Lewis	Cincinnati Analysts, Inc other	Osaic Fs, Inc. other	Other	Feb 11, 2008	Apr 16, 2008 (65 d)
Charles William Waddell	Cincinnati Analysts, Inc other	F & S Asset Management Group, Inc. unclassified	Other	Dec 31, 2007	Jan 17, 2008
Ryan Mcclure Newton	Cincinnati Analysts, Inc other	F & S Asset Management Group, Inc. unclassified	Other	Dec 31, 2007	Jan 14, 2008
Jerry Dean Killion	Cincinnati Analysts, Inc other	F & S Asset Management Group, Inc. unclassified	Other	Dec 21, 2007	Jan 14, 2008
David Edmund Skarbek	Cincinnati Analysts, Inc other	Commonwealth Financial Network national BD	Other	Nov 29, 2007	Nov 26, 2007
William Paul St.Clair	Cincinnati Analysts, Inc other	Commonwealth Financial Network national BD	Other	Nov 29, 2007	Nov 26, 2007
Daniel J Mccusker	Cincinnati Analysts, Inc other	Commonwealth Financial Network national BD	Other	Nov 29, 2007	Nov 26, 2007
Joseph Lee England	Cincinnati Analysts, Inc other	Commonwealth Financial Network national BD	Other	Nov 8, 2007	Jul 21, 2010 (986 d)
Alan Bruce Gubernick	Cincinnati Analysts, Inc other	Commonwealth Financial Network national BD	Other	Nov 8, 2007	Jul 21, 2010 (986 d)
Hal Joel Michels	Cincinnati Analysts, Inc other	Commonwealth Financial Network national BD	Other	Nov 8, 2007	Jul 21, 2010 (986 d)
Ronald Keith Moore	Cincinnati Analysts, Inc other	Woodbury Financial Services, Inc. other	Other	Oct 12, 2007	Jan 14, 2008 (94 d)
Robert John Richards	Cincinnati Analysts, Inc other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 1, 2007	Oct 1, 2007
Kathryn Daikeler Bogle	Cincinnati Analysts, Inc other	Morgan Stanley & Co. LLC unclassified	Other	Sep 26, 2007	Sep 27, 2007
Brian Edmund Mcnulty	Cincinnati Analysts, Inc other	Woodbury Financial Services, Inc. other	Other	Aug 27, 2007	Aug 27, 2007
John Ladislav Vrablic	Cincinnati Analysts, Inc other	T.I.P.S. 4 Reps unclassified	Other	Apr 25, 2007	Mar 14, 2008 (324 d)
Robert Jordan Kelly	Cincinnati Analysts, Inc other	Nfp Advisor Services, LLC other	Other	Feb 28, 2007	Feb 28, 2007
Margaret Ann Dubil	Cincinnati Analysts, Inc other	UBS Financial Services Inc. wirehouse	Other	Feb 16, 2007	Sep 23, 2009 (950 d)
Jinsong Chen	Cincinnati Analysts, Inc other	Woodbury Financial Services, Inc. other	Other	Dec 31, 2006	Jan 4, 2007
Zohreh Ghaissari	Cincinnati Analysts, Inc other	Osaic Wealth, Inc. BD affiliated	Other	Dec 31, 2006	Jul 17, 2025 (6773 d)
Robert Walton Stebbins	Cincinnati Analysts, Inc other	Advisory Consulting Group LLC other	Other	Dec 12, 2006	Jan 4, 2007
Brett J Wakasa	Cincinnati Analysts, Inc other	Payden & Rygel other	Other	Nov 6, 2006	Jan 24, 2020 (4827 d)
Daniel Neil Savard	Cincinnati Analysts, Inc other	Main Street Advisors, LLC other	Other	Sep 26, 2006	Nov 15, 2006 (50 d)
Robert Oneill Stachura	Cincinnati Analysts, Inc other	Osaic Fa, Inc. other	Other	Mar 16, 2006	Mar 17, 2006
Jonathon Edward Visscher	Cincinnati Analysts, Inc other	Holloway Wealth Management, LLC other	Other	Feb 10, 2006	Jan 24, 2006
Samuel Norris Holloway	Cincinnati Analysts, Inc other	Holloway Wealth Management, LLC other	Other	Feb 10, 2006	Jan 24, 2006
Caroline Jennings Holloway	Cincinnati Analysts, Inc other	Holloway Wealth Management, LLC other	Other	Feb 10, 2006	Jan 23, 2006
Lee Wayne Lyon	Cincinnati Analysts, Inc other	J. W. Cole Advisors, Inc. other	Other	Jan 19, 2006	Feb 8, 2006
Daniel Michael Kelly	Cincinnati Analysts, Inc other	The Concord Equity Group, LLC unclassified	Other	Dec 2, 2005	Nov 28, 2005
Matthew Ronald Etzler	Cincinnati Analysts, Inc other	Etzler Financial Advisors, LLC state registered	Other	Dec 31, 2004	Apr 15, 2005 (105 d)
Dean Michael Spear	Cincinnati Analysts, Inc other	Ameritas Advisory Services other	Other	Dec 31, 2004	Mar 17, 2005 (76 d)
David Gordon Roberts	Cincinnati Analysts, Inc other	Coldstream Wealth Management other	Other	Dec 31, 2004	Sep 16, 2004
James Frazier Foster	Cincinnati Analysts, Inc other	Kovack Securities Inc. unclassified	Other	Dec 31, 2004	Jan 4, 2005
James Dwight Hiles	Cincinnati Analysts, Inc other	Cbiz Retirement Plan Advisory Services other	Other	Jun 2, 2004	Sep 2, 2004 (92 d)
Claude Damian Nesis	Cincinnati Analysts, Inc other	Kms Financial Services, Inc other	Other	Mar 31, 2004	Mar 30, 2004
William Warren Crozier	Cincinnati Analysts, Inc other	Msi Financial Services, Inc. other	Other	Jan 2, 2004	Dec 9, 2005 (707 d)
David Jay Levine	Cincinnati Analysts, Inc other	United Securities Alliance, Inc. unclassified	Other	Oct 15, 2003	Dec 1, 2003 (47 d)
Jason Alyn Brooks	Cincinnati Analysts, Inc other	Signature Financial Services, Ltd other	Other	Jul 28, 2003	Aug 7, 2003
Michael Shannon Haddaway	Cincinnati Analysts, Inc other	Regis Asset Management LLC unclassified	Other	Jun 20, 2003	Jul 7, 2003
John Michael Entz	Cincinnati Analysts, Inc other	Walnut Street Securities, Inc. other	Other	Feb 13, 2003	Sep 22, 2003 (221 d)

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107 moves match.