DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Albert Morris Israel | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2025 | Aug 15, 2025 |
| Mark Ernest Laflamme | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 9, 2025 |
| Jacqueline P Zapicchi-Cloughsey | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 8, 2025 |
| Daniel R Figueiredo | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 25, 2025 |
| David A Malinowsky | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| Kaylee Ann Mcclellan | Ameriprise Financial Services, LLC national BD | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2025 | Sep 11, 2025 |
| Connor James Willis | Ameriprise Financial Services, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Sep 4, 2025 |
| Susan Brooks Orourke | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2025 | Aug 7, 2025 |
| Matthew David Obradovich | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2025 | Aug 7, 2025 |
| David James Dominici | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 6, 2025 |
| Gary Bruce Whittaker | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 20, 2025 |
| Neven Zelich | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 6, 2025 |
| James Joseph Zabatta | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 5, 2025 |
| Dennile Lynne Haddock | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 18, 2025 |
| John Eugene Elgin | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 6, 2025 |
| Travis James Reap | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 14, 2025 |
| Joshua T. Jaffe | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 6, 2025 |
| Bryan Michael Zegar | Ameriprise Financial Services, LLC national BD | Hearthstead Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 15, 2025 | Feb 6, 2026 (175 d) |
| Patrick Michael Carney | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 1, 2025 |
| Richard James Devlin | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Jul 31, 2025 |
| Lindsay Marie Battershell | Ameriprise Financial Services, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 7, 2025 |
| Cory Austin Nye | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 14, 2025 |
| Lucas Robert Hendrickson | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 14, 2025 | Oct 10, 2025 (57 d) |
| Caleb Matthew Bogia-Curles | Ameriprise Financial Services, LLC national BD | Defining Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 14, 2025 | Aug 21, 2025 |
| Anthony Giordano | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2025 | Aug 1, 2025 |
| David Hilliard Satterwhite | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 4, 2025 |
| Anil Kumar Madhyanam | Ameriprise Financial Services, LLC national BD | B.B. Graham & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Nov 26, 2025 (105 d) |
| Frank Dascenzo | Ameriprise Financial Services, LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Sep 3, 2025 |
| Arthur Grossbard | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Jul 28, 2025 |
| Andrew Tsiolas | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Jul 28, 2025 |
| Richard Michael Bintliff | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Jul 28, 2025 |
| Courtney E Rowan | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Jul 28, 2025 |
| Byron Keith Akers | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Jul 28, 2025 |
| Scott Doyle | Ameriprise Financial Services, LLC national BD | Horicon Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 12, 2025 | Jan 12, 2026 (153 d) |
| Gary David Ginsberg | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Daniel John Hopkins | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Vincent John Dotti | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Bryan Howard Kossove | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Manish Mukhi | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Matthew Peter Mckenna | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Anthony Michael D'Auria | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Jeanette Fung Chung | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| James Edward Famula | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 29, 2025 |
| Clifford John Williams | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 28, 2025 |
| Carlos Amilcar Farelo | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Joseph Costello | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 28, 2025 |
| Kevin R Eidell | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Christopher Fetzer | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 28, 2025 |
| Boodram Dave Someria | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Dylan Max Pfeffer | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| David Justin Melnyk | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 28, 2025 |
| Kevin Pfeffer | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Eric Cutler Inge | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 28, 2025 |
| Abraham Cecena | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 25, 2025 |
| Geoffrey Edward Grimsdale | Ameriprise Financial Services, LLC national BD | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2025 | Jan 9, 2026 (151 d) |
| Johnathan Colter Metcalf | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2025 | Aug 19, 2025 |
| George Thomas Varones | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2025 | Aug 8, 2025 |
| John Joseph Yetman | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Jul 25, 2025 |
| Greg M Rosen | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 7, 2025 | Jul 23, 2025 |
| Caroline Deborah Burke | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 7, 2025 | Jul 24, 2025 |