DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nancy Lynne Daniel | Raymond James & Associates, Inc. national BD | Cetera Advisor Networks LLC other | Other | May 2, 2007 | Jun 28, 2007 (57 d) |
| Erin Altan Erdil | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Apr 30, 2007 | May 4, 2007 |
| Keith Robert Gerard Conklin | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2007 | Jul 6, 2010 (1177 d) |
| Danny Thomas Ossi | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Apr 16, 2007 | May 8, 2007 |
| Ray Allen Schoonover | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. other | Other | Apr 4, 2007 | Apr 11, 2007 |
| Boyd John Klingler | Raymond James & Associates, Inc. national BD | Howe Barnes Capital Management, Inc. unclassified | Other | Apr 3, 2007 | Apr 3, 2007 |
| Brian Eric Baker | Raymond James & Associates, Inc. national BD | MML Investors Services, LLC other | Other | Apr 2, 2007 | Nov 29, 2010 (1337 d) |
| Jeffrey Buczek | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. other | Other | Mar 27, 2007 | Jan 29, 2008 (308 d) |
| Robert Michael Childs | Raymond James & Associates, Inc. national BD | Morgan Stanley Dw Inc. unclassified | Other | Mar 21, 2007 | Mar 16, 2007 |
| Brian Patrick Thornton | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Mar 20, 2007 | Jun 6, 2007 (78 d) |
| Evan Robin Guido | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Mar 19, 2007 | Apr 4, 2007 |
| Milton Gay Tynch | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2007 | Oct 5, 2007 (207 d) |
| Jamie Beth Zinkhan | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Mar 12, 2007 | Mar 12, 2007 |
| Dean Russell Inman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Mar 5, 2007 | Mar 7, 2007 |
| Ronald John Lumley | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Feb 20, 2007 | Mar 13, 2007 |
| Christopher Lee Blancett | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Feb 20, 2007 | Mar 13, 2007 |
| Brent C Hulling | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 16, 2007 | Aug 9, 2007 (174 d) |
| Scott Charles Bambach | Raymond James & Associates, Inc. national BD | Uvest Financial Services Group, Inc. unclassified | Other | Feb 15, 2007 | Mar 7, 2007 |
| Wesley Mattox Boyce | Raymond James & Associates, Inc. national BD | Elliott Davis Investment Advisory Services, LLC unclassified | Other | Feb 8, 2007 | Mar 22, 2007 (42 d) |
| James August Wesche | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2007 | Nov 23, 2011 (1756 d) |
| Jon Paul Laframboise | Raymond James & Associates, Inc. national BD | Oneamerica Securities, Inc. other | Other | Jan 26, 2007 | Feb 15, 2012 (1846 d) |
| Paul P Martin | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Jan 11, 2007 | Feb 2, 2007 |
| Michael Corbett Milne | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Dec 15, 2006 | Jan 2, 2006 |
| Timothy L Flynn | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 12, 2006 | Aug 3, 2009 (965 d) |
| Guy Gaines Quinn | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 7, 2006 | May 6, 2009 (881 d) |
| William Joseph Mihm | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 7, 2006 | Apr 21, 2009 (866 d) |
| Rodney Dewayne Smith | Raymond James & Associates, Inc. national BD | Chase Investment Services Corp. other | Other | Nov 30, 2006 | Oct 5, 2007 (309 d) |
| Daniel Evan Davis | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2006 | Nov 15, 2006 |
| James Kenneth Dziadziola | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. other | Other | Nov 1, 2006 | Oct 27, 2006 |
| Katie M White | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2006 | Oct 12, 2006 |
| Steven E Wilcox | Raymond James & Associates, Inc. national BD | Investment Advisors International, Inc. unclassified | Other | Oct 13, 2006 | Oct 3, 2006 |
| Thomas Allen Massey | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2006 | Oct 9, 2006 |
| Melvin Maurice Coleman | Raymond James & Associates, Inc. national BD | Essential Wealth Management Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 6, 2006 | Jun 26, 2007 (263 d) |
| Tracy Lee Silpe | Raymond James & Associates, Inc. national BD | Fortigent, LLC other | Other | Sep 28, 2006 | Apr 25, 2008 (575 d) |
| Harold Edward Jones | Raymond James & Associates, Inc. national BD | Ameriprise Advisor Services, Inc. unclassified | Other | Sep 20, 2006 | Sep 18, 2006 |
| Jonathan Murray Tait | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 25, 2006 | Jan 2, 2009 (892 d) |
| Theodore David Beckman | Raymond James & Associates, Inc. national BD | Carnegie Capital Asset Management Company unclassified | Other | Jul 12, 2006 | Jul 24, 2006 |
| Linda G Hilaman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 12, 2006 | May 5, 2009 (1028 d) |
| Michael Sauve Koury | Raymond James & Associates, Inc. national BD | Advisors Asset Management, Inc. other | Other | Jul 6, 2006 | Nov 6, 2012 (2315 d) |
| David Wayne Mckean | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. other | Other | Jun 29, 2006 | Jun 16, 2006 |
| Ann-Marie Sepuka | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Jun 28, 2006 | Jun 26, 2006 |
| Andrew Gordon Phillips | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jun 19, 2006 | May 8, 2009 (1054 d) |
| Jill Dyann Greiner | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2006 | May 25, 2006 |
| Bruce David Cook | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 15, 2006 | Mar 31, 2009 (1051 d) |
| Gerald Michael Lovett | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2006 | Oct 2, 2015 (3427 d) |
| Keith Allan Svendby | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | May 4, 2006 | May 22, 2006 |
| Paul Stephen Wood | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 4, 2006 | Jun 25, 2009 (1148 d) |
| Kerst Philippe Ter Weele | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2006 | May 8, 2006 |
| Sydney Gomez | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 1, 2006 | Mar 31, 2009 (1065 d) |
| Glyn Alan Griffis | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 1, 2006 | Mar 31, 2009 (1065 d) |
| Philip Bradford Kidd | Raymond James & Associates, Inc. national BD | Clark Investment Strategies, Inc. unclassified | Other | May 1, 2006 | Sep 22, 2010 (1605 d) |
| Toni Ann Noto | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Apr 7, 2006 | Dec 5, 2007 (607 d) |
| Kevin Eugene Moore | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Apr 4, 2006 | Apr 11, 2006 |
| Brian Best | Raymond James & Associates, Inc. national BD | Best & Company Investment Management, Inc. unclassified | Other | Mar 22, 2006 | May 30, 2006 (69 d) |
| Dwight Glenn Edwards | Raymond James & Associates, Inc. national BD | Principal Securities, Inc. other | Other | Mar 1, 2006 | Jul 11, 2006 (132 d) |
| Michael Chauncey Glennon | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 14, 2006 | May 15, 2009 (1186 d) |
| Keith David Stoloff | Raymond James & Associates, Inc. national BD | Stoloff Investment Advisory Services, LLC other | Other | Jan 26, 2006 | Mar 30, 2006 (63 d) |
| Andrew John Evans | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 26, 2006 | Apr 26, 2006 (90 d) |
| Joseph Nicholas Trocchio | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jan 20, 2006 | Sep 21, 2010 (1705 d) |
| William James Floyd | Raymond James & Associates, Inc. national BD | Bmo Harris Financial Advisors, Inc other | Other | Dec 9, 2005 | Jan 17, 2006 (39 d) |