DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citigroup Global Markets Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan Squeo | Citigroup Global Markets Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 28, 2026 |
| Adriana Marlene Navarro | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2026 | Aug 5, 2026 |
| Ryan Matthew Robles | Citigroup Global Markets Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 31, 2026 |
| Johnathan Luke Peterson | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 12, 2026 |
| Benjamin Houston Price | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 19, 2026 |
| Harlin Singh Urofsky | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2026 | Aug 28, 2026 |
| Kevin W Diamond | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Jul 28, 2026 |
| William John Grimes | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 29, 2026 |
| Christina Ann Rodriguez | Citigroup Global Markets Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 20, 2026 |
| Wilson Fung | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2026 | Jul 29, 2026 |
| Ross Halpern | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2026 | Jul 22, 2026 |
| John Albert Arceri | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Jul 20, 2026 |
| Catherine Alejandra Montilva | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2026 | Jul 29, 2026 |
| Ryan Glenn Markoe | Citigroup Global Markets Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 14, 2026 | Jul 28, 2026 |
| Jason Brian Smith | Citigroup Global Markets Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 30, 2026 |
| Luis Ramirez | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2026 | Jul 17, 2026 |
| Ashley M Nay | Citigroup Global Markets Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jun 30, 2026 |
| Yi Shen | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2026 | Jul 1, 2026 |
| Jesus Emmanuel Adkins | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2026 | Aug 4, 2026 |
| Michael Thomas Caryl | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 21, 2026 |
| Jonathan Nicholas Charles Forsythe | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2026 | Jul 27, 2026 |
| Cathy Ha | Citigroup Global Markets Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jul 22, 2026 |
| John J. Hayes | Citigroup Global Markets Inc. BD affiliated | Citi Private Advisory, LLC asset manager | Other | Jun 30, 2026 | Jul 11, 2022 |
| Colin Shust | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2026 | Jul 15, 2026 |
| Evian Clutch | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2026 | Jul 14, 2026 |
| Vikas Samir Chauhan | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 20, 2026 |
| Xiaoxiao Chen | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 19, 2026 | Jun 17, 2026 |
| Dao Nguyen | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2026 | Jun 8, 2026 |
| Roger Stanton Best | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2026 | Jun 26, 2026 |
| Hector A Guides | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 19, 2026 |
| Sadegh Farhadi | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2026 | Jun 17, 2026 |
| Gina Marie Bert-Zatto | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 10, 2026 |
| Ana Becker | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2026 | Jun 30, 2026 |
| Keith Allen Fuller | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2026 | Jun 4, 2026 |
| Miguel Perez | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2026 | May 1, 2026 |
| Wahab Shah | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2026 | Apr 22, 2026 |
| Phuong Khanh Thai | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2026 | Apr 27, 2026 |
| Ken Sacks | Citigroup Global Markets Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Aug 31, 2026 (130 d) |
| Sarvar Davronov | Citigroup Global Markets Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 13, 2026 |
| Nicholas Jordan Bahamonde | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2026 | May 27, 2026 (41 d) |
| Corey Menter | Citigroup Global Markets Inc. BD affiliated | Florida Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | May 11, 2026 |
| Jose Baez | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 23, 2026 |
| Jose G Lara | Citigroup Global Markets Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Apr 2, 2026 | Apr 20, 2026 |
| Stephen Van Besien | Citigroup Global Markets Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Apr 17, 2026 |
| Jeffrey Manning | Citigroup Global Markets Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Aug 3, 2026 (136 d) |
| Jason Sadeghbeigi | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 20, 2026 | Mar 20, 2026 |
| Camila Carvalho Queiroz | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 19, 2026 | Mar 27, 2026 |
| Donald Anthony Henry | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2026 | Mar 16, 2026 |
| Maria Irene Fernandez Townsend | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2026 | Sep 13, 2026 (184 d) |
| Damon Ustin | Citigroup Global Markets Inc. BD affiliated | First Manhattan Co. LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2026 | Mar 16, 2026 |
| Joshua Rencher | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2026 | Apr 7, 2026 |
| David Michael Moore | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 11, 2026 | Mar 12, 2026 |
| Fredrick R Lluberes | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 11, 2026 | Feb 11, 2026 |
| Bokhee Chang | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Mar 10, 2026 |
| Emilio C Coppin | Citigroup Global Markets Inc. BD affiliated | Bny Mellon Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2026 | Mar 17, 2026 |
| Renee Dalal Dawson | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 4, 2026 | Feb 25, 2026 |
| Andres Libreros | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2026 | Mar 4, 2026 |
| Christian Keiter | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2026 | Mar 2, 2026 |
| Fabian Bardales | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2026 | Mar 4, 2026 |
| Christopher Powers | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 23, 2026 | Mar 25, 2026 |
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5,929 moves match.