DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citigroup Global Markets Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Seefried | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2024 | Jan 8, 2025 |
| Marco Antonio Escobar | Citigroup Global Markets Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 12, 2024 | Mar 5, 2025 (83 d) |
| William Bermel | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2024 | Nov 14, 2024 |
| Marco Antonio Vieira Sadalla | Citigroup Global Markets Inc. BD affiliated | Bradesco Global Advisors asset manager | Other | Dec 5, 2024 | Dec 16, 2024 |
| Courtney Cain | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Mar 4, 2025 (89 d) |
| Julian Serna | Citigroup Global Markets Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Dec 12, 2024 |
| Nicholas Stork | Citigroup Global Markets Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Dec 12, 2024 |
| Ary Carol Carol Velasco Jr | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2024 | Nov 26, 2024 |
| Raul Rodrigo Riojas | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2024 | Dec 12, 2024 |
| William Pegram | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2024 | Dec 4, 2024 |
| Haiwen Ye | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2024 | Dec 12, 2024 |
| Mario Enrique Ros | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2024 | Dec 17, 2024 |
| Phillip Neal Edwards | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2024 | Dec 12, 2024 |
| Peter Chow | Citigroup Global Markets Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Nov 19, 2024 |
| Jorge Luis Burgos | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2024 | Dec 10, 2024 |
| Douglas Matthew Palmer | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2024 | Dec 10, 2024 |
| Achraf Chikar | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2024 | Nov 29, 2024 |
| Kyle Shannon Potter | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2024 | Nov 18, 2024 |
| Jennifer Tran | Citigroup Global Markets Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Nov 17, 2025 (374 d) |
| Michael Albert Von Borsig | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2024 | Oct 31, 2024 |
| Heather Marie Brewer | Citigroup Global Markets Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 15, 2024 |
| Nandita Chandrasekar | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2024 | Mar 17, 2025 (131 d) |
| Aleksandra Vargas | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 12, 2024 |
| Austin Voorhees Koenen | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 5, 2024 | Dec 5, 2024 |
| Angela Yu Alldredge | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2024 | Oct 25, 2024 |
| Qiqin Zhu | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2024 | Nov 8, 2024 |
| Paul Thomas Ulanich | Citigroup Global Markets Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Oct 21, 2024 |
| Jeffrey Felix | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Dec 16, 2024 (55 d) |
| Lucilo R Palacio | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2024 | Mar 18, 2025 (148 d) |
| Lisa Fiorito Mackessy | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2024 | Oct 31, 2024 |
| Randolph Theodore Lachman | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Dec 11, 2024 (51 d) |
| Edward Lee Jones | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2024 | Sep 27, 2024 |
| Lauren Ashley Stuhmer | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2024 | Oct 22, 2024 |
| Elijah Rawls | Citigroup Global Markets Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 24, 2024 |
| Mei Won Moy | Citigroup Global Markets Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Nov 6, 2024 |
| Ryan Michael Trenz | Citigroup Global Markets Inc. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 21, 2024 |
| Rocio Castillo | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2024 | Sep 30, 2024 |
| Juan Luis Rivera | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2024 | Oct 16, 2024 |
| Randa El-Sayed Haffar | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2024 | Oct 9, 2024 |
| Tania Singh Bari | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2024 | Sep 8, 2026 (699 d) |
| Z Lee Pelayo | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Dec 9, 2024 (62 d) |
| Robyn Lynn Delfierro | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Dec 2, 2024 (55 d) |
| Lucas Peter Hadzima | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Dec 11, 2024 (64 d) |
| Thomas Michael Mcguire | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Dec 11, 2024 (64 d) |
| Owen Ellsworth | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | May 27, 2025 (231 d) |
| Katelyn Henderson Gallanty | Citigroup Global Markets Inc. BD affiliated | Gt Investment Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 8, 2024 | Jun 17, 2026 (617 d) |
| Nicole Nunag | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2024 | Oct 31, 2024 |
| Erica Flores Palmer | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Dec 11, 2024 (65 d) |
| John Andrew Mitchell | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Dec 11, 2024 (65 d) |
| Max Rafael Zelaya | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 2, 2024 |
| Antonio Alejandro Galliani | Citigroup Global Markets Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Jan 3, 2025 (88 d) |
| Colette Michelle Law | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Dec 11, 2024 (65 d) |
| Molalign Daniel | Citigroup Global Markets Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 8, 2024 |
| Mason Allen Brunsmann | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 1, 2024 |
| Marc Adam Danchak | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Sep 4, 2024 |
| Bruna Bonilha Villa Dalla | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Oct 9, 2024 |
| Margaret Kendall Reid | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Dec 11, 2024 (69 d) |
| Kalpana Ram Krishnan | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Dec 11, 2024 (69 d) |
| Andrey Pashayan | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 3, 2024 | Oct 10, 2024 |
| Anthony Whaley | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2024 | Sep 20, 2024 |
5,932 moves match.