DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stifel, Nicolaus & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nick J. Centis | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 26, 2020 | Nov 13, 2020 |
| Placide Paul | Stifel, Nicolaus & Company, Incorporated national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2020 | Sep 27, 2021 (336 d) |
| Crystal Lorrain Barcello | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 16, 2020 | Oct 9, 2020 |
| Lauren Nicole Randazzo | Stifel, Nicolaus & Company, Incorporated national BD | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2020 | Oct 5, 2020 |
| Violeta I Mollova | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2020 | Oct 22, 2020 |
| David Alexander Sweeney | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2020 | Sep 11, 2020 |
| Lawrence Anthony Padron | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 28, 2020 | Sep 4, 2020 |
| Kyle Adam Wenski | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 28, 2020 | Sep 24, 2020 |
| Ryan Daniel Arredondo | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 28, 2020 | Sep 29, 2020 |
| Susan H Marks | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 28, 2020 | Sep 22, 2020 |
| Don Edward Childress | Stifel, Nicolaus & Company, Incorporated national BD | Childress Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 24, 2020 | Sep 2, 2020 |
| Michael Alan Citron | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2020 | Aug 18, 2020 |
| Eric Oscar Zeltner | Stifel, Nicolaus & Company, Incorporated national BD | Mainline Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2020 | Aug 25, 2020 |
| Abigail C Garms | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 17, 2020 | Sep 16, 2020 |
| Carol Robin Horowitz | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2020 | Aug 3, 2021 (365 d) |
| Larry Robert Krmpotich | Stifel, Nicolaus & Company, Incorporated national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2020 | Sep 24, 2020 (62 d) |
| Mario Frank Frisella | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2020 | Jul 17, 2020 |
| Brianne Roy | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 10, 2020 | Aug 3, 2020 |
| Thomas R Kirby | Stifel, Nicolaus & Company, Incorporated national BD | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2020 | Jun 25, 2020 |
| Sarah Nicole Wagner Fiorelli | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2020 | Jul 27, 2020 |
| Christopher David Smith | Stifel, Nicolaus & Company, Incorporated national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2020 | Jun 23, 2020 |
| Michael E Gamber | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2020 | Aug 19, 2021 (409 d) |
| Jeffrey Deane Windes | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 22, 2020 | Jun 12, 2020 |
| Stacy Lynn Hollinger | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2020 | Jul 1, 2020 |
| Teresa Jean Watson | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2020 | Jun 17, 2020 |
| Joseph Michael Coleman | Stifel, Nicolaus & Company, Incorporated national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 8, 2020 | Jul 9, 2020 (31 d) |
| Chari Elizabeth Rigby | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 8, 2020 | Jul 28, 2020 (50 d) |
| Edward Moldaver | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Feb 3, 2021 (253 d) |
| Michael C Amato | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Oct 16, 2020 (143 d) |
| Joseph Peter Bartolomeo | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Aug 17, 2020 (83 d) |
| James J Lee | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Feb 1, 2021 (251 d) |
| Mary Ambrusko Bennett | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Feb 1, 2021 (251 d) |
| Scott Lee Stewart | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Feb 3, 2021 (253 d) |
| Christopher Buckley | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2020 | May 15, 2020 |
| Lauren Chelsea Cantillo | Stifel, Nicolaus & Company, Incorporated national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2020 | May 5, 2020 |
| Gary Steven Domoracki | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2020 | May 13, 2020 |
| Steven Hrones | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2020 | May 20, 2020 |
| Ryan Falk | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2020 | May 7, 2020 |
| Sabrina Ann Carrelli | Stifel, Nicolaus & Company, Incorporated national BD | Neuberger Berman Bd LLC no RAUM | Other | Mar 20, 2020 | Apr 3, 2020 |
| John Joseph Marshall | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2020 | Mar 2, 2020 |
| Haana Brumder Frank | Stifel, Nicolaus & Company, Incorporated national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2020 | Mar 10, 2020 |
| Mark Robert Kaskey | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Feb 24, 2020 |
| Michael Joseph Belloli | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Jul 14, 2022 (867 d) |
| Robert Januarius Cellucci | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Feb 21, 2020 |
| William Jason Beard | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Feb 21, 2020 |
| Michael John Lucchesi | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Feb 19, 2020 |
| James Mccall Tatlow | Stifel, Nicolaus & Company, Incorporated national BD | Barton Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2020 | Mar 5, 2020 |
| Andrew Dino Torto | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 19, 2020 |
| Brian Richard Walsh | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 20, 2020 |
| Thomas Richard Fleck | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 14, 2020 |
| Tony David May | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2020 | Feb 11, 2020 |
| Robert Ralph Buonanno | Stifel, Nicolaus & Company, Incorporated national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2020 | Feb 12, 2020 |
| Kim I Marshall | Stifel, Nicolaus & Company, Incorporated national BD | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Feb 7, 2020 |
| Joseph J Thompson | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Mar 6, 2020 (35 d) |
| John Frederick Mclaughlin | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2020 | Jan 17, 2020 |
| Jeffrey David Rahm | Stifel, Nicolaus & Company, Incorporated national BD | Northland Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2020 | Feb 6, 2020 |
| Todd M Winter | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2020 | Jan 3, 2020 |
| Scott L. Cirelli | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2020 | Jan 17, 2020 |
| Christal R Generoso | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2020 | Jan 17, 2020 |
| Bradley Wright Mcintosh | Stifel, Nicolaus & Company, Incorporated national BD | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Jun 2, 2020 (154 d) |
1,278 moves match.