DFX Intelligence
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Garrett Bradford Cunningham | Commonwealth Financial Network national BD | Clearwave Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 2, 2025 | Sep 3, 2025 |
| John M Sammut | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Rachel M. Wood | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Michael Angel Cano | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Kurt Eldon Eakin | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| William Joseph Zaika | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2025 | Sep 2, 2025 |
| Katie Lee Johnston | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Robert John Walczak | Commonwealth Financial Network national BD | Granite State Wealth Management unclassified | Other | Sep 2, 2025 | Aug 14, 2013 |
| Christie Caliva | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Judea Tiffany Seward | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Tressa R Wood | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Brendan Thomas Conry, Jr | Commonwealth Financial Network national BD | Connecticut Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2025 | Sep 15, 2025 |
| Gino P Molettieri | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Sep 2, 2025 |
| Elizabeth Hutton Milardo | Commonwealth Financial Network national BD | Discipline Wealth Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2025 | Sep 15, 2025 |
| Peter W Leonczyk | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Sep 17, 2025 |
| Andy P Bacaylan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Aug 27, 2025 |
| Anthony James Remund | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Aug 27, 2025 |
| Timothy James Havern | Commonwealth Financial Network national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Sep 23, 2025 |
| David Ryan Pagels | Commonwealth Financial Network national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2025 | Aug 29, 2025 |
| Daniel Joseph Flanagan | Commonwealth Financial Network national BD | Canby Financial Advisors unclassified | Other | Aug 25, 2025 | Jun 18, 2015 |
| Brian Dominic Giue | Commonwealth Financial Network national BD | Victory Capital Management Inc. asset manager | Other | Aug 25, 2025 | Sep 18, 2025 |
| Adam Ryan Oates | Commonwealth Financial Network national BD | Peak Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2025 | Mar 10, 2026 (197 d) |
| Joseph Michael Dunn | Commonwealth Financial Network national BD | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2025 | Nov 24, 2025 (95 d) |
| Nathan Lucchino | Commonwealth Financial Network national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Apr 16, 2026 (238 d) |
| Scott Portlock | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Aug 20, 2025 | Jun 4, 2024 |
| Gerard Joseph Longo | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Aug 20, 2025 | Jan 3, 2024 |
| Benjamin Thomas Murphy | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Aug 20, 2025 | Feb 6, 2017 |
| Nicholas Rodriguez | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2025 | Aug 15, 2025 |
| Kamryn Ann Markus | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Aug 20, 2025 | Jun 5, 2024 |
| Craig Gary Richman | Commonwealth Financial Network national BD | Richman Capital Management unclassified | Other | Aug 19, 2025 | Aug 9, 1999 |
| Christopher Winson Judge | Commonwealth Financial Network national BD | Spc BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 19, 2025 |
| Barry M Shapiro | Commonwealth Financial Network national BD | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Aug 18, 2025 |
| David Allen Goins | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 18, 2025 |
| Kyle David Goins | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 20, 2025 |
| Kenneth Elmer Rickelman | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| Thomas Joseph Hine | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| William James Gillett | Commonwealth Financial Network national BD | Spc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| Troy Jean Aucoin | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| Mary Margaret Mccafferty | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 15, 2025 |
| Douglas Michael Newport | Commonwealth Financial Network national BD | Our Investment Guy state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 18, 2025 | Aug 8, 2025 |
| Jordan M Hickey | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| Kelsey C Conklin | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| Patrick Dill | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| Michael Antonio Nicoletti | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| Mark Roland Connell | Commonwealth Financial Network national BD | Connell Financial Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 18, 2025 | Dec 2, 2025 (106 d) |
| Christy Marie Long | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 18, 2025 |
| Matthew Goddu | Commonwealth Financial Network national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2025 | Oct 23, 2025 (66 d) |
| David Russel Burgio | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 15, 2025 |
| Kris Tulane Maksimovich | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Aug 15, 2025 | Oct 20, 2008 |
| Christopher Jon Powers | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Aug 15, 2025 | Sep 9, 2023 |
| Marcus Allan Papajohn | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 25, 2025 |
| Kevin Patrick O'Sullivan | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Sep 3, 2025 |
| Patrick Stephen Beale | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Aug 15, 2025 | Sep 11, 2023 |
| Steven Zachary Dunn | Commonwealth Financial Network national BD | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2025 | Aug 22, 2025 |
| Michael Robert Thomas Malaney | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 15, 2025 |
| David Michael Burgio | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 15, 2025 |
| William Lloyd Mixdorf | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 14, 2025 |
| David James Doherty | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 | Feb 19, 2026 (189 d) |
| Holly O Clarke | Commonwealth Financial Network national BD | Milestone Financial Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 14, 2025 | Aug 3, 2025 |
| Jeffrey Alex Hegedus | Commonwealth Financial Network national BD | Milestone Financial Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 14, 2025 | Aug 3, 2025 |
2,263 moves match.