| William Knight Blanchard | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | May 3, 2016 | Apr 7, 2016 |
| Peter Nrekic | Credit Suisse Securities (USA) LLC other | Raymond James & Associates, Inc. national BD | Other | May 3, 2016 | Feb 23, 2017 (296 d) |
| Dominic Joseph Corabi | Credit Suisse Securities (USA) LLC other | Wedmont Private Capital independent RIA | Other | May 3, 2016 | Aug 18, 2020 (1568 d) |
| Aaron Joel Mendelson | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 19, 2016 | Apr 4, 2016 |
| Daniel Reid Horowitz | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 19, 2016 | Apr 1, 2016 |
| Justina Irene Nevel | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 19, 2016 | Apr 8, 2016 |
| Peter Smith | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 19, 2016 | Apr 1, 2016 |
| David Francis Tracy | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 18, 2016 | Mar 31, 2016 |
| Michael Thomas Meyers | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 18, 2016 | Apr 1, 2016 |
| Annick Iwanowski | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 18, 2016 | Dec 23, 2025 (3536 d) |
| Nathalie Tremblay | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 14, 2016 | Mar 28, 2016 |
| John Andrew Hafner | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 12, 2016 | Mar 28, 2016 |
| Todd Anthony Showalter | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 12, 2016 | Mar 21, 2016 |
| Matthew C Mead | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 12, 2016 | Mar 25, 2016 |
| Matthew Walker Fishbone | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 11, 2016 | Mar 18, 2016 |
| Michael Joseph Marino | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 8, 2016 | Mar 17, 2016 |
| Elizabeth Saunders Brozena | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 8, 2016 | Mar 16, 2016 |
| George Joseph Schietinger | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 7, 2016 | Mar 17, 2016 |
| Michael John Brewster | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 6, 2016 | Mar 15, 2016 |
| James Formato | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 5, 2016 | Mar 10, 2016 |
| David Allan Hirsch | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 5, 2016 | Mar 11, 2016 |
| David Brett Horowitz | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 5, 2016 | Mar 10, 2016 |
| Darryl H Tombacher | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 5, 2016 | Mar 10, 2016 |
| James C Kelly | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 5, 2016 | Mar 11, 2016 |
| Craig Daniel Lindquist | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 5, 2016 | Mar 10, 2016 |
| Khalid Salem Attiga | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 5, 2016 | Mar 10, 2016 |
| Roby D Mize | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Apr 1, 2016 | Mar 10, 2016 |
| Scott William Soules | Credit Suisse Securities (USA) LLC other | J.P. Morgan Securities LLC wirehouse | Other | Apr 1, 2016 | Mar 28, 2016 |
| Jonathan Fleischer Peicher | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 1, 2016 | Mar 22, 2016 |
| Leo Biagini | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 31, 2016 | Mar 7, 2016 |
| Fernando A Villarreal | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 31, 2016 | Mar 9, 2016 |
| Michael Neuhoff Flanagan | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 30, 2016 | Mar 7, 2016 |
| James Michael New | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 30, 2016 | Mar 7, 2016 |
| Gabriela Sardi | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 30, 2016 | Mar 9, 2016 |
| Tiani R Hausen | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 29, 2016 | Mar 9, 2016 |
| Alexander Paul Schiess | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 29, 2016 | Mar 7, 2016 |
| Gabriella Ariana Gonzales | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 29, 2016 | Mar 7, 2016 |
| Antonio Giorgetti | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 24, 2016 | Mar 1, 2016 |
| Adrian Laurent | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 24, 2016 | Mar 4, 2016 |
| Lisa Cavanagh | Credit Suisse Securities (USA) LLC other | J.P. Morgan Securities LLC wirehouse | Other | Mar 23, 2016 | Mar 1, 2016 |
| Ruth Elizabeth Salazar | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 23, 2016 | Mar 4, 2016 |
| Jacqueline Leigh Byrne | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 22, 2016 | Mar 4, 2016 |
| Scarlett Alfonzo | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 22, 2016 | Mar 3, 2016 |
| Timothy Darragh | Credit Suisse Securities (USA) LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Mar 15, 2016 | Feb 25, 2016 |
| Graham Walker Curchin | Credit Suisse Securities (USA) LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Mar 15, 2016 | Feb 25, 2016 |
| Michael A Kramley | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 15, 2016 | Mar 4, 2016 |
| Roselin Espinal | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 15, 2016 | Mar 8, 2016 |
| Christopher William Grandieri | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 15, 2016 | Feb 25, 2016 |
| Juan Diego Briceno | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 15, 2016 | Mar 10, 2016 |
| Roberto Redondo | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 14, 2016 | Feb 23, 2016 |
| Lisa Anne Siradas | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 8, 2016 | Feb 16, 2016 |
| Raul U Aguero | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 8, 2016 | Feb 19, 2016 |
| Paul Gerard Vandenheuvel | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 8, 2016 | Feb 16, 2016 |
| Joseph N Bustros | Credit Suisse Securities (USA) LLC other | Eaton Vance Management other | Other | Mar 3, 2016 | Mar 7, 2016 |
| Claudine Marie Choquette | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 3, 2016 | Feb 12, 2016 |
| Alexandra S Lloyd | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 3, 2016 | Oct 26, 2021 (2063 d) |
| Norman Abraham Epstein | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 2, 2016 | Feb 8, 2016 |
| Angela Mello De Mello Keesee | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 2, 2016 | Feb 10, 2016 |
| James Spottswood Tardy | Credit Suisse Securities (USA) LLC other | Rgt Wealth Advisors other | Other | Mar 2, 2016 | May 13, 2016 (72 d) |
| Denise Vanessa Iturrey | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Mar 2, 2016 | Feb 15, 2016 |