DFX Intelligence
RIA Intelligence
Advisor moves
Departures from UBS Financial Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeanette Marie Mattiza | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 14, 2026 |
| Madison Tough Maggard | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 14, 2026 |
| Harold John Lesage | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 14, 2026 |
| Nathan Weber | UBS Financial Services Inc. wirehouse | Thrivent Advisor Network, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | Jun 5, 2026 |
| Christopher Paul Garcia | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 14, 2026 |
| Caroline Patricia Mcneill | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | May 25, 2026 | Jun 9, 2026 |
| Evan Robert Bloomberg | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 22, 2026 | May 13, 2026 |
| Mark Mahon | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 22, 2026 | May 18, 2026 |
| Kevin M Janke | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 22, 2026 | Jun 30, 2026 (39 d) |
| Kristopher Hargraves | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 22, 2026 | May 13, 2026 |
| Jessica R Lavilla | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 22, 2026 | May 26, 2026 |
| Joshua Schaff | UBS Financial Services Inc. wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 22, 2026 | Jul 17, 2026 (56 d) |
| Hailey Jordan Schwartz | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 21, 2026 | Jun 15, 2026 |
| Arthur Thomas Nintzel | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2026 | May 11, 2026 |
| Thomas Patrick Monaghan | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2026 | May 11, 2026 |
| Christopher P Matteo | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2026 | May 11, 2026 |
| Andrew Edward Harper | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2026 | May 11, 2026 |
| Cori Ann Verdino | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2026 | May 11, 2026 |
| Ryan Patrick Monaghan | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2026 | May 11, 2026 |
| Gary Lee Kilbourn | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 19, 2026 | May 8, 2026 |
| Frank J Hurley | UBS Financial Services Inc. wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | May 19, 2026 | May 18, 2026 |
| Rosanna Coviello | UBS Financial Services Inc. wirehouse | Empower Advisory Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 19, 2026 | Jun 8, 2026 |
| Mario Enrique Ros | UBS Financial Services Inc. wirehouse | Mora Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 19, 2026 | May 20, 2026 |
| Garrett Kaumeyer | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 19, 2026 | May 11, 2026 |
| Sophie Chin Evans | UBS Financial Services Inc. wirehouse | Spiderrock Advisors, LLC independent RIA | Wirehouse to independent RIA | May 19, 2026 | Jul 19, 2026 (61 d) |
| Noah Allen | UBS Financial Services Inc. wirehouse | Dimensional Fund Advisors LP asset manager | Other | May 19, 2026 | May 19, 2026 |
| Tek N Dangal | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | May 14, 2026 | May 7, 2026 |
| Glen Michael Mcdermott | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | May 13, 2026 | May 5, 2026 |
| Scott Wolfe | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 13, 2026 | May 1, 2026 |
| Jay D Dorie Arbetter | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 12, 2026 | May 1, 2026 |
| Gregg Robert Trentham | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 12, 2026 | May 1, 2026 |
| Jason E Everett Taraszki | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 12, 2026 | May 4, 2026 |
| Stefan Joseph Contorno | UBS Financial Services Inc. wirehouse | Venture Visionary Partners LLC independent RIA | Wirehouse to independent RIA | May 12, 2026 | May 1, 2026 |
| Rusti D Rogger | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 12, 2026 | May 1, 2026 |
| Henry Wendell Jordan | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 12, 2026 | May 6, 2026 |
| Brad Lee Desormeaux | UBS Financial Services Inc. wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2026 | May 1, 2026 |
| Bernard Salomon Cohen | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2026 | May 1, 2026 |
| Abigail Anne Allsup | UBS Financial Services Inc. wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2026 | May 1, 2026 |
| Evan Edward Taylor | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 12, 2026 | May 1, 2026 |
| Alec Jacob Jordan | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 12, 2026 | May 1, 2026 |
| Shauna Sheree Barrier | UBS Financial Services Inc. wirehouse | Venture Visionary Partners LLC independent RIA | Wirehouse to independent RIA | May 12, 2026 | May 13, 2026 |
| Nicholas Angel Hernandez | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2026 | May 4, 2026 |
| Samantha Noel Galindo | UBS Financial Services Inc. wirehouse | Venture Visionary Partners LLC independent RIA | Wirehouse to independent RIA | May 12, 2026 | May 13, 2026 |
| Rory Michael Banks | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Apr 29, 2026 |
| Katherine Marie Strain | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 11, 2026 | Apr 28, 2026 |
| Sean R Carter | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Apr 29, 2026 |
| Jasmine Evalise Richardson | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | May 19, 2026 |
| Natalie Michelle Traylor | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | May 11, 2026 | May 7, 2026 |
| William M Michael Banks | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Apr 29, 2026 |
| Betty F Deboe | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 8, 2026 | Apr 27, 2026 |
| Jean C Gannon | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2026 | Apr 29, 2026 |
| Katherine Julia Latypov | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2026 | Apr 29, 2026 |
| Douglas Claude Digiorno | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 7, 2026 | Apr 27, 2026 |
| Joseph Daly | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 7, 2026 | Apr 28, 2026 |
| Laura Shelina Besaw | UBS Financial Services Inc. wirehouse | Sequoia Financial Group, L.L.C. independent RIA | Wirehouse to independent RIA | May 7, 2026 | Aug 3, 2026 (88 d) |
| Katherine Louise Golden | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | May 7, 2026 | Apr 27, 2026 |
| William Sellenriek | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 6, 2026 | May 14, 2026 |
| Julian Iragorri | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 5, 2026 | Apr 24, 2026 |
| Lorena Rotalde Garrido Lecca | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 5, 2026 | Apr 24, 2026 |
| Jonathan Tellez Freer | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | May 5, 2026 | Apr 24, 2026 |
11,763 moves match.