Arrivals at Osaic Institutions, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

808 moves

Advisor	From	To	Type	Left	Registered
John Thomas Quiggle	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	Mar 31, 2014	Apr 2, 2014
Richard Michael Waters	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Mar 12, 2014	Feb 28, 2014
James Patrick Clancy	Voya Investment Management Co. LLC other	Osaic Institutions, Inc. other	Other	Mar 3, 2014	Mar 11, 2014
Justin Brooks Bunting	Bb&T Investment Services, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Mar 3, 2014	Mar 4, 2014
Clayton William Mckown	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Feb 25, 2014	Feb 4, 2014
Bradley Lewis Peterson	H. Beck, Inc. other	Osaic Institutions, Inc. other	Other	Feb 20, 2014	Feb 20, 2014
Steven Wayne Aiken	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Feb 19, 2014	Feb 18, 2014
Thomas James Dillon	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Dec 31, 2013	Nov 21, 2013
Robert Ernest Velardi	Osaic Fa, Inc. other	Osaic Institutions, Inc. other	Other	Dec 26, 2013	Dec 18, 2013
Robert Granberry Tatum	Bancorpsouth Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Dec 9, 2013	Dec 2, 2013
John L Cogan	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Dec 3, 2013	Feb 18, 2014 (77 d)
Christian Harvey Johnston	Bancorpsouth Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Dec 2, 2013	Dec 2, 2013
Michael Glenn Chandler	Bancorpsouth Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Dec 2, 2013	Dec 2, 2013
John New	Bancorpsouth Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Dec 2, 2013	Dec 2, 2013
Daniel Lee Jones	Bancorpsouth Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Dec 2, 2013	Dec 2, 2013
Mary Renee Holcomb	Bancorpsouth Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Dec 2, 2013	Dec 2, 2013
George Bradley Moore	Bancorpsouth Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Dec 2, 2013	Dec 2, 2013
Shannon Louise Lusk	Bancorpsouth Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Dec 2, 2013	Dec 2, 2013
Kevin H Christopher	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 21, 2013	Nov 21, 2013
James Jerry Nocerino	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Mark Joseph Leonard	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Robert Henry Cathcart	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 25, 2013
Ralph Alfonso Giansanti	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 26, 2013
Bury Barbier	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Lee Harrison Norman	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Michael Christopher Ludwin	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Dec 3, 2013
Wallie Dexter Feliciano	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Matthew Reid Rich	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Darien Sherman Lewie	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 30, 2013
Matthew Mark Glatt	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Gary A Gardner	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	May 23, 2017 (1280 d)
Jaclyn A Hissick	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Theresa Timmerman	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Corbin Couture	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Garry Clemons Helyer	Harvest Capital Advisors, LLC unclassified	Osaic Institutions, Inc. other	Other	Nov 20, 2013	Nov 20, 2013
Eric William D'Dio	Pnc Wealth Management other	Osaic Institutions, Inc. other	Other	Nov 4, 2013	Nov 1, 2013
Steven Michael Damiani	Investment Professionals, Inc. other	Osaic Institutions, Inc. other	Other	Oct 21, 2013	Oct 30, 2013
Mark Stuart Schaffer	Edelman Financial Services, LLC other	Osaic Institutions, Inc. other	Other	Oct 10, 2013	Feb 25, 2014 (138 d)
Michael John Dreveniak	First Commonwealth Financial Advisors, Inc. other	Osaic Institutions, Inc. other	Other	Oct 7, 2013	Oct 14, 2015 (737 d)
Kenneth Lee Harvey	Madison Avenue Securities, LLC other	Osaic Institutions, Inc. other	Other	Sep 3, 2013	Sep 3, 2013
Jennifer Lynn Eastbourne	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	Aug 29, 2013	Nov 7, 2013 (70 d)
Christopher Adam Stockert	Edward Jones national BD	Osaic Institutions, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 23, 2013	Apr 6, 2023 (3513 d)
Brady Morgan Smith	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	Aug 20, 2013	Aug 19, 2013
Robert James Ramsay	Bmo Asset Management Corp. other	Osaic Institutions, Inc. other	Other	Aug 13, 2013	May 16, 2014 (276 d)
David George Hanafin	Sentinel Pension Advisors, LLC. other	Osaic Institutions, Inc. other	Other	Jun 24, 2013	Jun 24, 2013
Bonnie Baldauf Parker	Suntrust Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Mar 28, 2013	Jun 18, 2013 (82 d)
Matthew H Dewildt	Pnc Wealth Management other	Osaic Institutions, Inc. other	Other	Mar 19, 2013	Apr 4, 2013
Chris Elliotte Bailey	Edward Jones national BD	Osaic Institutions, Inc. other	Other	Mar 12, 2013	Mar 5, 2013
Kevin Paul Judge	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Mar 6, 2013	Mar 13, 2013
Heather Ann Banks	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Feb 21, 2013	Feb 23, 2013
Angela Taylor Eddins	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Feb 20, 2013	Feb 19, 2013
Audra Webb Lubawski	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Feb 20, 2013	Feb 19, 2013
Robert Andrew Hardin	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Feb 20, 2013	Feb 19, 2013
John Thomas Quiggle	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Feb 20, 2013	Feb 19, 2013
David R Pierce	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Feb 20, 2013	Feb 19, 2013
Faron Scott Miller	Td Ameritrade, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Feb 12, 2013	Apr 3, 2013 (50 d)
Jonathan Richard Ferrell	Cetera Investment Services LLC other	Osaic Institutions, Inc. other	Other	Feb 7, 2013	Feb 15, 2013
Anthony Joseph Scola	Mascoma Savings Bank, Fsb Dba Mascoma Wealth Management unclassified	Osaic Institutions, Inc. other	Other	Jan 10, 2013	Sep 16, 2014 (614 d)
John Patrick Dennis	Suntrust Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Jan 9, 2013	Jan 2, 2013
Ronald J Holtz	Gilford Financial Corp. other	Osaic Institutions, Inc. other	Other	Jan 3, 2013	Jan 23, 2013

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