| Brett Johnson | Knox Capital Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Feb 1, 2018 (32 d) |
| Shale William Latter | Captrust Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Jul 14, 2017 |
| Bobby John Frady | Captrust Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Jul 18, 2017 |
| Robert Chase Burkhart | Captrust Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Jul 20, 2017 |
| Lewis Lamont Thomas | Davidson & Garrard Inc other | Captrust other | Other | Dec 31, 2017 | Jan 12, 2018 |
| Michael Anthony Valone | Captrust Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Jul 18, 2017 |
| Marcus Paul Borel | Davidson & Garrard Inc other | Captrust other | Other | Dec 31, 2017 | Jan 12, 2018 |
| Danika Wright Glauser | Knox Capital Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Feb 2, 2018 (33 d) |
| Leland Stanford Mccullough | Knox Capital Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Feb 1, 2018 (32 d) |
| Cheryl Spahr Wickham | UBS Financial Services Inc. wirehouse | Captrust institutional | Other | Dec 19, 2017 | May 22, 2018 (154 d) |
| Sean E Teesdale | Legacy Advisors, LLC other | Captrust other | Other | Dec 19, 2017 | Oct 20, 2017 |
| Jamie Patrick Lynch | Principal Securities, Inc. other | Captrust institutional | Other | Dec 4, 2017 | Oct 26, 2021 (1422 d) |
| Carol Romney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Captrust institutional | Other | Nov 28, 2017 | Nov 7, 2022 (1805 d) |
| Kevin J Barnett | J.P. Morgan Securities LLC wirehouse | Captrust institutional | Other | Nov 16, 2017 | Oct 2, 2019 (685 d) |
| Catherine M Seeber | Wescott Financial Advisory Group LLC other | Captrust other | Other | Oct 9, 2017 | Mar 30, 2017 |
| William Winfree Paxton | Davidson & Garrard Inc other | Captrust other | Other | Sep 27, 2017 | Sep 27, 2017 |
| John Morton Flippin | Davidson & Garrard Inc other | Captrust other | Other | Sep 27, 2017 | Sep 27, 2017 |
| David Evan Goldberger | Equitable Advisors, LLC national BD | Captrust institutional | Other | Sep 12, 2017 | Oct 31, 2018 (414 d) |
| Donn Allan Johnston | The Johnston Group, Inc. other | Captrust other | Other | Sep 6, 2017 | Mar 30, 2017 |
| Katherine F Johnston | The Johnston Group, Inc. other | Captrust other | Other | Sep 6, 2017 | Mar 30, 2017 |
| Donn Allan Johnston | The Johnston Group, Inc. other | Captrust other | Other | Sep 6, 2017 | Mar 30, 2017 |
| David Owen Koch | Windsor Financial Group LLC other | Captrust other | Other | Sep 1, 2017 | Mar 9, 2017 |
| Tiffany Lydia Walker | Windsor Financial Group LLC other | Captrust other | Other | Sep 1, 2017 | Mar 9, 2017 |
| Thomas Saunders | Windsor Financial Group LLC other | Captrust other | Other | Sep 1, 2017 | Mar 9, 2017 |
| Joshua Hill | Windsor Financial Group LLC other | Captrust other | Other | Sep 1, 2017 | Mar 9, 2017 |
| Austin John Hipschen | Morgan Stanley wirehouse | Captrust institutional | Other | Aug 23, 2017 | Nov 25, 2025 (3016 d) |
| Hilary K Wynn | Wells Fargo Advisors wirehouse | Captrust other | Other | Aug 7, 2017 | Aug 11, 2017 |
| Benjamin Guerrant Jones | Ronald Blue & Co., LLC other | Captrust institutional | Other | Aug 1, 2017 | Aug 19, 2022 (1844 d) |
| Jill Johnson Sincebaugh | Beacon Financial Strategies Corp. other | Captrust institutional | Other | Jul 20, 2017 | Aug 6, 2020 (1113 d) |
| Kelly Thomas Brothers | Osaic Wealth, Inc. other | Captrust institutional | Other | Jun 21, 2017 | Jan 25, 2021 (1314 d) |
| Alexander Gilbert Brown | Osaic Wealth, Inc. other | Captrust institutional | Other | Jun 20, 2017 | Jan 25, 2021 (1315 d) |
| Lon Edward Burford | Osaic Wealth, Inc. other | Captrust institutional | Other | Jun 20, 2017 | Jan 25, 2021 (1315 d) |
| Kipp Gordon Small | Wells Fargo Advisors wirehouse | Captrust institutional | Other | Jun 14, 2017 | Jan 2, 2025 (2759 d) |
| Kyle Campbell | Wells Fargo Advisors wirehouse | Captrust other | Other | Jun 12, 2017 | Jul 18, 2017 (36 d) |
| Katie Chambers | Morgan Stanley wirehouse | Captrust other | Other | May 12, 2017 | Jun 9, 2017 |
| Valerie Willetts Young | Bb&T Institutional Investment Advisers, Inc. other | Captrust other | Other | Apr 12, 2017 | Oct 16, 2017 (187 d) |
| Joshua Scott Haire | Bohmer Kilcoyne Wealth Management, LLC other | Captrust other | Other | Jan 3, 2017 | Jan 30, 2017 |
| Deanna Raquel Bamford | World Investment Advisors, LLC other | Captrust institutional | Other | Dec 31, 2016 | Jan 1, 2025 (2923 d) |
| Taria Dawn Agbelusi | World Investment Advisors, LLC other | Captrust other | Other | Dec 31, 2016 | Dec 7, 2015 |
| Peter Jon Rekstad | Navigator Wealth Consultants, LLC unclassified | Captrust institutional | Other | Nov 3, 2016 | Dec 20, 2024 (2969 d) |
| Michele Wostbrock | All Star Financial Inc other | Captrust institutional | Other | Sep 20, 2016 | Feb 3, 2023 (2327 d) |
| Brent Andrew Simpson | First Allied Advisory Services, Inc. other | Captrust other | Other | Sep 14, 2016 | Aug 5, 2016 |
| Ryan William Lee | Advice And Planning Services other | Captrust other | Other | Aug 11, 2016 | Sep 21, 2016 (41 d) |
| Brian Matthew Pollard | Usaa Financial Planning Services no RAUM | Captrust other | Other | Jul 27, 2016 | Sep 14, 2016 (49 d) |
| Kevin Glenn Yoshida | Watershed Investment Consultants Inc no RAUM | Captrust institutional | Other | Jun 6, 2016 | Nov 5, 2021 (1978 d) |
| Michael Alan Hargrove | Northwestern Mutual Investment Services,LLC other | Captrust other | Other | Jan 7, 2016 | Feb 5, 2016 |
| James Melvin Johnson | Parker Carlson & Johnson other | Captrust other | Other | Dec 31, 2015 | Dec 2, 2015 |
| Michael David Molewski | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 15, 2015 |
| Denise Louise Kowitz | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 15, 2015 |
| William Earl Schantz | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 16, 2015 |
| Christopher Donald Butz | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 16, 2015 |
| David Arthur Will | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 15, 2015 |
| Jeffrey Scott Evans | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 15, 2015 |
| Jimmy David Edwards | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 16, 2015 |
| Jennifer Kelly | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 15, 2015 |
| Marcus N Magyar | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 17, 2015 |
| Kyle Thomas Shoemaker | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 16, 2015 |
| Zachary Ryan Mccann | Mfp Strategies other | Captrust other | Other | Dec 23, 2015 | Sep 16, 2015 |
| James Lester Ross II | Lancaster Pollard Investment Advisory Group other | Captrust institutional | Other | Dec 1, 2015 | Jan 7, 2026 (3690 d) |
| Joseph Connell | Securian Financial Services, Inc. other | Captrust other | Other | Nov 13, 2015 | Jul 11, 2017 (606 d) |