| Steven Jay Silver | Advantage Investment Management, LLC other | Waddell & Reed other | Other | Feb 8, 2010 | Jan 29, 2010 |
| Jeffrey S Ballek | Crown Capital Securities, L.P. other | Waddell & Reed other | Other | Feb 5, 2010 | Apr 9, 2010 (63 d) |
| Paula Renae Johnston | Voya Financial Advisors, Inc. other | Waddell & Reed other | Other | Feb 1, 2010 | Jan 10, 2012 (708 d) |
| Jonathan Papac | Equitable Advisors, LLC national BD | Waddell & Reed other | Other | Jan 28, 2010 | May 28, 2010 (120 d) |
| William Glen Newbury | RBC Capital Markets, LLC national BD | Waddell & Reed other | Other | Jan 15, 2010 | Jan 13, 2010 |
| Justin David Kattau | Strategic Advisers LLC national BD | Waddell & Reed other | Other | Jan 11, 2010 | Mar 2, 2010 (50 d) |
| Robert James Reamer | LPL Financial LLC other | Waddell & Reed other | Other | Jan 4, 2010 | Jan 7, 2010 |
| Kelly G Hammond | American Century Advisory Services, Inc. no RAUM | Waddell & Reed other | Other | Dec 21, 2009 | Jan 4, 2010 |
| Daniel James Chung | Courtlandt Wealth Management unclassified | Waddell & Reed other | Other | Dec 8, 2009 | Dec 22, 2009 |
| Elizabeth Snodgrass | Nrp Advisors, Inc. unclassified | Waddell & Reed other | Other | Dec 3, 2009 | Feb 11, 2010 (70 d) |
| Heather Mary Da Cunha | UBS Financial Services Inc. wirehouse | Waddell & Reed other | Other | Dec 2, 2009 | Oct 13, 2010 (315 d) |
| Justin E Weimer | Edward Jones national BD | Waddell & Reed other | Other | Nov 19, 2009 | Mar 22, 2010 (123 d) |
| Tara Jean Showalter | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Nov 13, 2009 | Jun 23, 2010 (222 d) |
| John Fiske Faustino | Ernst & Young Investment Advisers Llp no RAUM | Waddell & Reed other | Other | Nov 11, 2009 | Jan 5, 2010 (55 d) |
| Ryan Michael Ficks | Equitable Advisors, LLC national BD | Waddell & Reed other | Other | Nov 11, 2009 | Jul 21, 2010 (252 d) |
| Stephen Edward Rischall | LPL Financial LLC other | Waddell & Reed other | Other | Nov 9, 2009 | Nov 4, 2009 |
| Jacquelyn Elayne Glenn | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Nov 5, 2009 | Dec 9, 2009 (34 d) |
| Miguel Rodriguez | Edward Jones national BD | Waddell & Reed other | Other | Oct 29, 2009 | Dec 17, 2009 (49 d) |
| Karla Haston | UBS Financial Services Inc. wirehouse | Waddell & Reed other | Other | Oct 14, 2009 | Oct 26, 2009 |
| Jimmy J Suh | LPL Financial LLC other | Waddell & Reed other | Other | Aug 25, 2009 | Sep 9, 2009 |
| Bradley Eugene Singer | New Directions Capital Management unclassified | Waddell & Reed other | Other | Aug 25, 2009 | Dec 3, 2009 (100 d) |
| Jeffrey Lynn Coleman | U.S. Bancorp Investments, Inc. other | Waddell & Reed other | Other | Aug 24, 2009 | Aug 21, 2009 |
| John Kevin Osborne | Edward Jones national BD | Waddell & Reed other | Other | Aug 21, 2009 | Sep 29, 2009 (39 d) |
| Paul Kenneth Foley | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Aug 19, 2009 | Aug 10, 2009 |
| Travis Allbee | Edward Jones national BD | Waddell & Reed other | Other | Aug 19, 2009 | Dec 1, 2009 (104 d) |
| Matthew Christopher Landini | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Aug 18, 2009 | Aug 14, 2009 |
| Valerie Jean Bowman | Cetera Advisor Networks LLC other | Waddell & Reed other | Other | Aug 17, 2009 | Aug 31, 2009 |
| Jarmica Demetrius Reese | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Aug 12, 2009 | Aug 17, 2009 |
| Philip Tibor Shepherd | Wells Fargo Investments, LLC unclassified | Waddell & Reed other | Other | Aug 10, 2009 | Aug 14, 2009 |
| Julius Reynard Moody | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Aug 10, 2009 | Aug 3, 2009 |
| Willard Irvin Caton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Aug 4, 2009 | Jul 31, 2009 |
| Hardit Narayan Chaudhary | U.S. Bancorp Investments, Inc. other | Waddell & Reed other | Other | Jul 21, 2009 | Jul 17, 2009 |
| Coty Channing Backmon | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | Jul 20, 2009 | Jul 24, 2009 |
| Timothy Vincent White | Smith Hayes Advisers Inc other | Waddell & Reed other | Other | Jul 13, 2009 | Jul 17, 2009 |
| Daniel Alexander Lockwood | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jul 13, 2009 | Aug 5, 2009 |
| Veronica Osmonov | Private Asset Advisors, Inc. unclassified | Waddell & Reed other | Other | Jul 10, 2009 | Aug 26, 2009 (47 d) |
| William Clifford Fraley | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | Jul 8, 2009 | Aug 12, 2009 (35 d) |
| Damian Jermaine Lyons | LPL Financial LLC other | Waddell & Reed other | Other | Jun 30, 2009 | Jul 14, 2009 |
| Jeffrey Strittmatter | Wells Fargo Investments, LLC unclassified | Waddell & Reed other | Other | Jun 29, 2009 | Jun 29, 2009 |
| Andrew Abraham Klein | Morgan Stanley wirehouse | Waddell & Reed other | Other | Jun 26, 2009 | Jun 19, 2009 |
| Gregory Michael Vallee | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jun 25, 2009 | Aug 28, 2009 (64 d) |
| Eric Joseph Blake | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jun 18, 2009 | Jul 17, 2009 |
| Fridtjov Markussen | Td Ameritrade Investment Management, LLC other | Waddell & Reed other | Other | Jun 17, 2009 | Sep 8, 2009 (83 d) |
| Daniel Joseph Fulfer | Securian Financial Services, Inc. other | Waddell & Reed other | Other | Jun 15, 2009 | May 3, 2010 (322 d) |
| Fred Ross Rhoads | Pruco Securities, LLC other | Waddell & Reed other | Other | Jun 11, 2009 | Aug 28, 2009 (78 d) |
| Lucas Alexander Van Zandt | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | Jun 10, 2009 | Sep 15, 2009 (97 d) |
| Joseph Charles Godfrey | LPL Financial LLC other | Waddell & Reed other | Other | Jun 10, 2009 | Jun 26, 2009 |
| Leonard Gerald Simon | New England Securities Corporation other | Waddell & Reed other | Other | May 21, 2009 | May 21, 2009 |
| Tristan Edward Dotts | Edward Jones national BD | Waddell & Reed other | Other | May 21, 2009 | Aug 11, 2009 (82 d) |
| Jon William Nieranowski | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | May 20, 2009 | May 13, 2009 |
| Roger Esquibel | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | May 19, 2009 | May 15, 2009 |
| Brian Jacob Wells | Edward Jones national BD | Waddell & Reed other | Other | May 19, 2009 | Feb 2, 2010 (259 d) |
| Keri Jean Vigil | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | May 11, 2009 | Sep 30, 2009 (142 d) |
| Amado Quiroz Rivera | Lwi Financial Inc. other | Waddell & Reed other | Other | May 8, 2009 | Jun 5, 2009 |
| Timothy Warren Bennett | Citigroup Global Markets Inc. other | Waddell & Reed other | Other | May 7, 2009 | Apr 17, 2009 |
| Huong Thi Vo | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | May 7, 2009 | May 12, 2009 |
| Leslie Penka | Vsr Advisory Services other | Waddell & Reed other | Other | May 4, 2009 | Sep 18, 2009 (137 d) |
| Saul Richard Greene | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Apr 29, 2009 | May 13, 2009 |
| Julie Joyce Riemer | Edward Jones national BD | Waddell & Reed other | Other | Apr 23, 2009 | Jun 5, 2009 (43 d) |
| Shawn S. Roghaar | Edward Jones national BD | Waddell & Reed other | Other | Apr 23, 2009 | Feb 11, 2010 (294 d) |