| Mark Steven Fantasia | Cetera Investment Services LLC other | Cuso Financial Services, L.P. other | Other | Apr 17, 2006 | Apr 20, 2006 |
| Marianna Sada | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Mar 21, 2006 | Mar 21, 2006 |
| Legna Gonzalez | Credit Suisse Securities (USA) LLC other | Cuso Financial Services, L.P. other | Other | Feb 13, 2006 | Sep 29, 2017 (4246 d) |
| Alexandra Fitts Lambert | Hornor, Townsend & Kent, LLC other | Cuso Financial Services, L.P. other | Other | Feb 13, 2006 | Jun 26, 2006 (133 d) |
| Thomas Taylor | Voya Financial Partners, LLC other | Cuso Financial Services, L.P. other | Other | Jan 4, 2006 | May 17, 2006 (133 d) |
| Thoeurn Indy | Wamu Investments, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Nov 1, 2005 | Nov 9, 2005 |
| Jeffrey Kim Lorenz | Pension Planners Securities, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Oct 17, 2005 | Oct 24, 2005 |
| Ferdinand Victa Perez | Cetera Advisor Networks LLC other | Cuso Financial Services, L.P. other | Other | Sep 16, 2005 | Sep 15, 2005 |
| Don Hosea Williams | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Aug 19, 2005 | Mar 6, 2006 (199 d) |
| Kevin Joseph Mcdermott | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | May 5, 2005 | May 2, 2005 |
| Larry Wayne Price | Citicorp Investment Services unclassified | Cuso Financial Services, L.P. other | Other | Apr 21, 2005 | Apr 25, 2005 |
| Aaron Christopher Brown | Morgan Stanley Dw Inc. unclassified | Cuso Financial Services, L.P. other | Other | Jan 27, 2005 | Feb 1, 2005 |
| Monica Daggs | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Jan 21, 2005 | Feb 7, 2005 |
| Michael Steven Gradl | Ifmg Securities, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Jan 20, 2005 | May 5, 2006 (470 d) |
| Mark Otis Givenrod | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. other | Other | Jan 10, 2005 | Oct 2, 2006 (630 d) |
| Sarah Elizabeth Brechbuehl | Morgan Stanley Dw Inc. unclassified | Cuso Financial Services, L.P. other | Other | Jan 3, 2005 | May 8, 2006 (490 d) |
| John Thomas Nicolaus | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 31, 2004 | Jan 21, 2005 |
| Helen Ruth Alexander | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Dec 31, 2004 | Jan 21, 2005 |
| Michael Anthony Canzone | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Dec 9, 2004 | Dec 2, 2004 |
| Tony Graybeal | Raymond James Financial Services, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Dec 7, 2004 | Aug 24, 2006 (625 d) |
| Olabisi Olugbenga Oduguwa | Citicorp Investment Services unclassified | Cuso Financial Services, L.P. other | Other | Nov 3, 2004 | Nov 18, 2004 |
| Daniel Joseph Mahle | Valic Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 26, 2004 | Oct 26, 2004 |
| Daniel R Waldman | Quick & Reilly, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Sep 16, 2004 | Sep 13, 2004 |
| Michael Robert Granja | Citicorp Investment Services unclassified | Cuso Financial Services, L.P. other | Other | Aug 26, 2004 | Sep 1, 2004 |
| Aubrey Arlene Nielsen | Banc Of America Investment Services, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Aug 19, 2004 | Sep 8, 2004 |
| Daniel Edward Rearick | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. other | Other | Jul 28, 2004 | Aug 3, 2004 |
| Joey Sergio Soto | Bancwest Investment Services, Inc. (Bwis) other | Cuso Financial Services, L.P. other | Other | Jul 19, 2004 | Mar 20, 2006 (609 d) |
| Patrick Lee Seal | LPL Financial LLC other | Cuso Financial Services, L.P. other | Other | Jul 8, 2004 | Jun 28, 2004 |
| Caleb Ellis Kennedy | Ameriprise Advisor Services, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Jul 6, 2004 | Jul 7, 2004 |
| Margaret Ruth Taylor | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Other | Jun 9, 2004 | May 23, 2005 (348 d) |
| Mathew Peter Douvikas | Banc One Securities Corporation unclassified | Cuso Financial Services, L.P. BD affiliated | Other | Jun 1, 2004 | Sep 2, 2022 (6667 d) |
| Christopher Matthew Bowen | Ameriprise Advisor Services, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Apr 29, 2004 | Apr 7, 2004 |
| Michael Brescione | Wells Fargo Investments, LLC unclassified | Cuso Financial Services, L.P. other | Other | Feb 27, 2004 | Feb 20, 2004 |
| Anthony Pailun Shiao | UBS Financial Services Inc. wirehouse | Cuso Financial Services, L.P. other | Other | Feb 24, 2004 | Feb 19, 2004 |
| Joseph Mckay Clayton | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Feb 20, 2004 | Feb 12, 2004 |
| Neal Gardner Davis | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Feb 17, 2004 | Feb 12, 2004 |
| Robert David Jones | Sentra Securities Corporation unclassified | Cuso Financial Services, L.P. other | Other | Feb 6, 2004 | May 4, 2006 (818 d) |
| William Kenneth Young Terry | U.S. Bancorp Advisors, LLC other | Cuso Financial Services, L.P. other | Other | Feb 6, 2004 | Dec 4, 2007 (1397 d) |
| Jason Torrey-Payne | UBS Financial Services Inc. wirehouse | Cuso Financial Services, L.P. other | Other | Feb 2, 2004 | Jan 7, 2004 |
| Scott Rossiter Perrone | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. other | Other | Jan 22, 2004 | Jul 8, 2013 (3455 d) |
| Jesse Espinoza | Wamu Investments, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Nov 10, 2003 | Feb 2, 2004 (84 d) |
| John Robert Kuddes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Sep 9, 2003 | Sep 26, 2003 |
| Mark Allen Fitzmorris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Aug 22, 2003 | Apr 7, 2004 (229 d) |
| Michael J Calvelli | Cetera Advisor Networks LLC other | Cuso Financial Services, L.P. other | Other | Aug 19, 2003 | Aug 12, 2003 |
| Timothy Steele Werdel | A. G. Edwards & Sons, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Jul 23, 2003 | Mar 6, 2006 (957 d) |
| Douglas Peter Eng | Citicorp Investment Services unclassified | Cuso Financial Services, L.P. other | Other | Jul 8, 2003 | Sep 10, 2003 (64 d) |
| Jorge Armando Morales | A. G. Edwards & Sons, Inc. unclassified | Cuso Financial Services, L.P. other | Other | Jul 1, 2003 | Mar 23, 2006 (996 d) |
| Steven Michael Dillhoff | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Jun 30, 2003 | Jul 2, 2003 |
| Carolina Silva Rose | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. other | Other | Jun 18, 2003 | Jun 23, 2003 |
| Michael Patrick Haggerty | Citigroup Global Markets Inc. other | Cuso Financial Services, L.P. other | Other | Feb 27, 2003 | Mar 10, 2003 |
| Jeffrey Duane Garrett | Russell Financial Services unclassified | Cuso Financial Services, L.P. other | Other | Dec 31, 2002 | Jan 31, 2003 (31 d) |
| John Anthony Del-Zio | Banc Of America Investment Services, Inc. unclassified | Cuso Financial Services, L.P. BD affiliated | Other | Dec 20, 2002 | May 20, 2020 (6361 d) |
| Melisa Doucette Lindsay-Lipkins | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cuso Financial Services, L.P. other | Other | Nov 1, 2002 | May 23, 2006 (1299 d) |
| Charles Day Lutz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. other | Other | Sep 26, 2002 | Feb 18, 2004 (510 d) |
| John Kinsaku Larry | Cetera Advisor Networks LLC other | Cuso Financial Services, L.P. other | Other | Sep 18, 2002 | Jun 5, 2008 (2087 d) |
| Sandra Eleanor Yates | Charles Schwab & Co., Inc. national BD | Cuso Financial Services, L.P. other | Other | Aug 21, 2002 | Aug 8, 2002 |
| Richard Joseph Ridenour | Pruco Securities, LLC other | Cuso Financial Services, L.P. other | Other | Jul 19, 2002 | Jul 1, 2002 |
| Roberto Antonio Martinez | Morgan Stanley Dw Inc. unclassified | Cuso Financial Services, L.P. other | Other | Jun 27, 2002 | Jun 19, 2002 |
| Neil O'Connor | Wells Fargo Investments, LLC unclassified | Cuso Financial Services, L.P. other | Other | Jun 20, 2002 | Feb 20, 2004 (610 d) |
| Kenneth Robert Butler | U.S. Bancorp Advisors, LLC other | Cuso Financial Services, L.P. other | Other | May 2, 2002 | May 13, 2002 |