| Thomas Hugh Curry | Esi Financial Advisors other | Woodbury Financial Services, Inc. other | Other | Jun 14, 2006 | Jul 3, 2006 |
| Mark Stephen Sullivan | Cetera Investment Services LLC other | Woodbury Financial Services, Inc. other | Other | Jun 8, 2006 | Jul 17, 2006 (39 d) |
| Cortney Heykoop | Chevy Chase Financial Services unclassified | Woodbury Financial Services, Inc. BD affiliated | Other | Jun 6, 2006 | Nov 20, 2019 (4915 d) |
| Cory M Gresham | Wells Fargo Investments, LLC unclassified | Woodbury Financial Services, Inc. BD affiliated | Other | May 22, 2006 | Nov 17, 2021 (5658 d) |
| Thomas Ray Bates | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | May 18, 2006 | May 16, 2006 |
| Steven Thomas Beals | Transamerica Financial Advisors, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | May 8, 2006 | May 18, 2006 |
| Harris Scott Green | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | May 5, 2006 | Jun 17, 2009 (1139 d) |
| Larry Dean Queen | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | May 5, 2006 | Oct 2, 2008 (881 d) |
| Lawrence Earle Emmons | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | May 3, 2006 | May 1, 2006 |
| William Clinton Naramore | Banc Of America Investment Services, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | May 3, 2006 | May 9, 2006 |
| Audrey Ivy Pierson | Morgan Stanley Dw Inc. unclassified | Woodbury Financial Services, Inc. other | Other | May 2, 2006 | Apr 28, 2006 |
| Richard Joseph Robinson | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Apr 7, 2006 | Jan 24, 2007 (292 d) |
| Jocelyn Whittington Holzwarth | Independent Planning Associates, LLC unclassified | Woodbury Financial Services, Inc. other | Other | Mar 31, 2006 | Feb 1, 2006 |
| Robert Keller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. other | Other | Mar 30, 2006 | Feb 13, 2008 (685 d) |
| Susan Lorraine Tate | Tower Square Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Mar 8, 2006 | May 4, 2006 (57 d) |
| Michael Scott Neal | Raymond James Financial Services, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | Mar 8, 2006 | Mar 3, 2006 |
| Windall Lancaster | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Mar 6, 2006 | Mar 3, 2006 |
| Karen M Fleming | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Feb 7, 2006 | Apr 18, 2006 (70 d) |
| Michael Gary Conaway | Legg Mason Wood Walker, Incorporated unclassified | Woodbury Financial Services, Inc. other | Other | Feb 3, 2006 | Apr 16, 2009 (1168 d) |
| Ronald Frederick Troyan | Troyan & Associates, Inc unclassified | Woodbury Financial Services, Inc. other | Other | Feb 3, 2006 | Feb 3, 2006 |
| Richard Deane Abbe | Pruco Securities, LLC other | Woodbury Financial Services, Inc. other | Other | Jan 10, 2006 | Mar 10, 2006 (59 d) |
| Thomas Patrick Flanagan | Chase Investment Services Corp. other | Woodbury Financial Services, Inc. BD affiliated | Other | Jan 10, 2006 | Jun 21, 2019 (4910 d) |
| Elizabeth Saldana Festejo | Sagepoint Financial, Inc. other | Woodbury Financial Services, Inc. other | Other | Jan 9, 2006 | Dec 21, 2005 |
| Hayden Ivan Lipp | Waddell & Reed other | Woodbury Financial Services, Inc. other | Other | Dec 31, 2005 | Jan 11, 2006 |
| Norma Alice Romero-Mitchell | Benefits Plus Advisory Services, LLC unclassified | Woodbury Financial Services, Inc. other | Other | Dec 31, 2005 | Dec 21, 2005 |
| Joel Blanco Gilhang | Tower Square Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 31, 2005 | Jan 3, 2006 |
| Marshall Tyler Ozanne | Probity Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 31, 2005 | Jan 3, 2006 |
| Candace Cuniberti | Tower Square Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 31, 2005 | Jan 3, 2006 |
| Wesley Nathan Price | Private Client Services, LLC other | Woodbury Financial Services, Inc. other | Other | Dec 14, 2005 | Jun 9, 2004 |
| Alfredo Miguel Mesa | Private Client Services, LLC other | Woodbury Financial Services, Inc. other | Other | Dec 14, 2005 | Jul 23, 2003 |
| Peter George Stewart | Edward Jones national BD | Woodbury Financial Services, Inc. other | Other | Dec 7, 2005 | Jan 6, 2006 |
| William Bradley Montgomery | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Nov 23, 2005 | Nov 22, 2005 |
| Thomas Lorenzo Costantiello | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Nov 23, 2005 | Nov 22, 2005 |
| Andrew Michael Panyik | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Nov 23, 2005 | Nov 22, 2005 |
| Angela Marie Berry | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Nov 23, 2005 | Nov 22, 2005 |
| Richard Franklyn Detillio | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Nov 23, 2005 | Nov 22, 2005 |
| Joseph Vincent Murray | Cetera Advisors LLC other | Woodbury Financial Services, Inc. other | Other | Nov 18, 2005 | Jun 29, 2006 (223 d) |
| Karen Rachelle Hansen | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Nov 18, 2005 | Nov 10, 2005 |
| Jack Lamar Hull | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Nov 18, 2005 | Feb 8, 2006 (82 d) |
| Steven Ray Fleck | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Nov 18, 2005 | Jan 10, 2006 (53 d) |
| Nabil Walid Mufti | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Nov 14, 2005 | Nov 15, 2005 |
| Albert Van Cline | Sagepoint Financial, Inc. other | Woodbury Financial Services, Inc. other | Other | Nov 14, 2005 | May 30, 2006 (197 d) |
| David Laurence Fields | Chase Investment Services Corp. other | Woodbury Financial Services, Inc. other | Other | Nov 3, 2005 | Aug 21, 2006 (291 d) |
| Stephen Ray Foster | Pruco Securities, LLC other | Woodbury Financial Services, Inc. other | Other | Oct 25, 2005 | Mar 20, 2007 (511 d) |
| Michael Bruce Bagley | Msi Financial Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Oct 14, 2005 | Apr 5, 2010 (1634 d) |
| Thomas M Henry | 1st Global Advisors Inc other | Woodbury Financial Services, Inc. other | Other | Oct 14, 2005 | Oct 14, 2005 |
| Timothy Wayne Murphrey | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Oct 12, 2005 | Oct 24, 2005 |
| David Charles Haman | Eagle Strategies LLC other | Woodbury Financial Services, Inc. other | Other | Oct 11, 2005 | Oct 24, 2005 |
| Steven Joseph Gessner | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Sep 30, 2005 | Jun 30, 2006 (273 d) |
| Joseph S Pagano | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Sep 26, 2005 | Sep 6, 2005 |
| Jared Andrew Flanagan | MML Investors Services, LLC other | Woodbury Financial Services, Inc. other | Other | Sep 8, 2005 | Sep 2, 2005 |
| Bruce William Stroup | Invest Financial Corporation other | Woodbury Financial Services, Inc. other | Other | Sep 7, 2005 | Oct 16, 2006 (404 d) |
| Michael Glenn Griffin | Invest Financial Corporation other | Woodbury Financial Services, Inc. other | Other | Sep 7, 2005 | Aug 23, 2005 |
| Brett Andrew Bauch | Park Avenue Securities LLC other | Woodbury Financial Services, Inc. other | Other | Sep 6, 2005 | Sep 21, 2005 |
| Sean Christopher Johnston | Transamerica Financial Advisors, LLC other | Woodbury Financial Services, Inc. other | Other | Sep 1, 2005 | Aug 24, 2005 |
| John Douglas Roszell | Morgan Stanley Dw Inc. unclassified | Woodbury Financial Services, Inc. other | Other | Aug 29, 2005 | Aug 18, 2005 |
| Laurel Michelle Packham | Tower Square Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Aug 11, 2005 | Dec 12, 2006 (488 d) |
| Timothy Allen Wissing | Cambridge Investment Research Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Aug 8, 2005 | Aug 15, 2005 |
| William Todd Doran | Chase Investment Services Corp. other | Woodbury Financial Services, Inc. other | Other | Jul 28, 2005 | May 1, 2013 (2834 d) |
| Raymond Paul Scannell | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Jul 14, 2005 | Jul 13, 2005 |