DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Forvis Mazars Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Justin David WheelerStrategic Advisers LLC national BDForvis Mazars Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2014Jan 3, 2024 (3506 d)
Philip Joseph FloydSmith Anglin Financial, LLC otherForvis Mazars Wealth Advisors, LLC otherOtherJan 15, 2014Jan 17, 2014
Paige WilliamsStephens otherForvis Mazars Wealth Advisors, LLC independent RIAOtherNov 14, 2013Jan 3, 2024 (3702 d)
Sergio Mikel CejaMorgan Stanley wirehouseForvis Mazars Wealth Advisors, LLC otherOtherJan 24, 2013Jan 16, 2013
Brandon Scott FalbeJ.P. Morgan Securities LLC wirehouseForvis Mazars Wealth Advisors, LLC otherOtherMay 15, 2012Nov 7, 2012 (176 d)
Gregory SpearsWells Fargo Advisors wirehouseForvis Mazars Wealth Advisors, LLC otherOtherMar 15, 2011Mar 17, 2011
Scott Glen WallochHufford Financial Advisors, LLC unclassifiedForvis Mazars Wealth Advisors, LLC otherOtherFeb 17, 2010Nov 19, 2009
Tiffany VanhookLinscomb Wealth, Inc. otherForvis Mazars Wealth Advisors, LLC otherOtherJun 3, 2009Sep 22, 2008
Brenda Ann BuhrmesterCetera Investment Advisers LLC otherForvis Mazars Wealth Advisors, LLC otherOtherNov 25, 2008Nov 20, 2008
Gretchen Kay CliburnMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseForvis Mazars Wealth Advisors, LLC otherOtherMar 18, 2008Mar 27, 2008
Daniel Ronie FosterPricewaterhousecoopers Investment Advisers LLC no RAUMForvis Mazars Wealth Advisors, LLC otherOtherJan 11, 2007Nov 3, 2006
Darin Michael SnowMorgan Stanley Dw Inc. unclassifiedForvis Mazars Wealth Advisors, LLC otherOtherAug 26, 2003Sep 23, 2003
Teressa Lea RamboA. G. Edwards & Sons, Inc. unclassifiedForvis Mazars Wealth Advisors, LLC otherOtherApr 24, 2003May 10, 2004 (382 d)
Michael Garrett HarveyDemarche no RAUMForvis Mazars Wealth Advisors, LLC otherOtherNov 6, 2002Apr 4, 2008 (1976 d)
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74 moves match.