DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ep Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karen Leah AsbraRappaport Reiches Capital Management, independent RIAEp Wealth Advisors independent RIARIA to RIAJul 22, 2025Sep 16, 2025 (56 d)
Rhea RavindranRappaport Reiches Capital Management, independent RIAEp Wealth Advisors independent RIARIA to RIAJul 22, 2025Aug 7, 2025
Benjamin Joseph RichterRappaport Reiches Capital Management, independent RIAEp Wealth Advisors independent RIARIA to RIAJul 22, 2025Sep 16, 2025 (56 d)
Conner GrzeniaRappaport Reiches Capital Management, independent RIAEp Wealth Advisors independent RIARIA to RIAJul 22, 2025Sep 16, 2025 (56 d)
Robert John KeanePeninsula Wealth, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJul 15, 2025Apr 8, 2025
Kristina Marie VenturaPeninsula Wealth, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJul 15, 2025Oct 8, 2025 (85 d)
Rahul Niranjan ShahPeninsula Wealth, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJul 15, 2025Apr 8, 2025
Brett Wyeth DavalosPeninsula Wealth, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJul 15, 2025Apr 8, 2025
Maria Angelica Prudente San FelipePeninsula Wealth, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJul 15, 2025Apr 8, 2025
Samuel Eaton TerminelloPeninsula Wealth, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJul 15, 2025Apr 8, 2025
Ross Garrett AllenLPL Financial LLC BD affiliatedEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2025Jul 31, 2025
Austin Cole LovelandSoltis Investment Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJul 2, 2025Jul 29, 2025
Carey Hale McnealBuffington Mohr Mcneal independent RIAEp Wealth Advisors independent RIARIA to RIAJun 27, 2025Jun 11, 2025
Bruce Richard MohrBuffington Mohr Mcneal independent RIAEp Wealth Advisors independent RIARIA to RIAJun 27, 2025Jun 11, 2025
Stephen Michael KovachBuffington Mohr Mcneal independent RIAEp Wealth Advisors independent RIARIA to RIAJun 27, 2025Jun 11, 2025
Joseph Alfred EigurenBuffington Mohr Mcneal independent RIAEp Wealth Advisors independent RIARIA to RIAJun 27, 2025Jun 11, 2025
Daniel Douglas PotterBuffington Mohr Mcneal independent RIAEp Wealth Advisors independent RIARIA to RIAJun 27, 2025Jun 11, 2025
Tyler Stanton LangBuffington Mohr Mcneal independent RIAEp Wealth Advisors independent RIARIA to RIAJun 27, 2025Jun 11, 2025
Nhung Ngoc Hong DangBuffington Mohr Mcneal independent RIAEp Wealth Advisors independent RIARIA to RIAJun 27, 2025Jun 11, 2025
Ryan Lawrence MaloneBuffington Mohr Mcneal independent RIAEp Wealth Advisors independent RIARIA to RIAJun 27, 2025Jun 11, 2025
Casey Michael ConradCapital Client Group, Inc. no RAUMEp Wealth Advisors independent RIAOtherMay 30, 2025Jun 13, 2025
Joseph John CrossanNbs Financial Services, Inc. independent RIAEp Wealth Advisors independent RIARIA to RIAMay 13, 2025May 15, 2025
Joseph Kenneth BrooksNbs Financial Services, Inc. independent RIAEp Wealth Advisors independent RIARIA to RIAMay 13, 2025May 15, 2025
Michael Louis SimonAlphamark Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAApr 25, 2025Nov 6, 2025 (195 d)
Andrew Charles BeckerAlphamark Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAApr 25, 2025Apr 24, 2025
Kelly Elizabeth OwensAlphamark Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAApr 25, 2025Jun 26, 2025 (62 d)
Matthew Warren HeathCerity Partners LLC independent RIAEp Wealth Advisors independent RIARIA to RIAApr 23, 2025Sep 16, 2026 (511 d)
Clinton Ford DemmingThe Holben Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAApr 8, 2025Mar 20, 2025
Jeffrey Merle HolbenThe Holben Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAApr 8, 2025Mar 20, 2025
Patricia P ParkerThe Holben Group, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAApr 8, 2025Mar 20, 2025
Mark Thomas PierceCriterion Capital Advisors LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 28, 2025Feb 20, 2025
Allan Wesley HornerCriterion Capital Advisors LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 28, 2025Feb 20, 2025
Scott Alexander FreemanCriterion Capital Advisors LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 28, 2025Feb 7, 2025
Maxon Thomas SeckmanCriterion Capital Advisors LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 28, 2025Feb 11, 2025
Kyle Alan HurtLPL Financial LLC BD affiliatedEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 27, 2025Mar 20, 2025
Michael James LayExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 14, 2025Jan 2, 2025
Albert Pingree HerzogExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 14, 2025Jan 2, 2025
Kayla Nicole FoltsFidelity Personal And Workplace Advisors BD affiliatedEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2025Apr 25, 2025 (58 d)
Keaton James LeslieCommonwealth Financial Network national BDEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 25, 2025Mar 20, 2025
Michael Corey GoldmanGather Financial Planning independent RIAEp Wealth Advisors independent RIARIA to RIAFeb 7, 2025Dec 6, 2024
Abigail Turner MortonGather Financial Planning independent RIAEp Wealth Advisors independent RIARIA to RIAJan 22, 2025Nov 26, 2024
Mark Andrew RichGather Financial Planning independent RIAEp Wealth Advisors independent RIARIA to RIAJan 22, 2025Feb 6, 2025
Elizabeth Alden WilliamsGather Financial Planning independent RIAEp Wealth Advisors independent RIARIA to RIAJan 22, 2025Nov 26, 2024
Andrew Jason ZehnderExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
Christopher Ronald HopkinsExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
Shawn Adam LawsonExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 3, 2025
Zachary B MessinaExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 3, 2025
Julee Rae SartoExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
John Lawrence BarbrickExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 16, 2025
Daniel Coye WeaverExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 16, 2025
Todd Anthony PerryExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
James Allan PlaskeyExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
Robert Boston LarsenExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
David Michael LawrenceExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 16, 2025
Michael Richard BarberExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
Matthew Craig StojkovExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Aug 31, 2026 (587 d)
Andrew Rocco SzewcExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 3, 2025
Megan Martin HurchesExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
James HoldenKayne Anderson Rudnick Investment Management, LLC otherEp Wealth Advisors independent RIAOtherJan 13, 2025Feb 12, 2025
Douglas Hanson JonesRiley Private Client LLC independent RIAEp Wealth Advisors independent RIARIA to RIANov 22, 2024Nov 26, 2024
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309 moves match.