DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bolton Global Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ricardo QuirosMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankApr 24, 2018May 30, 2018 (36 d)
Luisa E. Oropeza FilardoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankApr 24, 2018May 30, 2018 (36 d)
Manuel MartinezSabadell Securities USA, Inc. unclassifiedBolton Global Asset Management BD affiliatedOtherFeb 26, 2018May 29, 2018 (92 d)
Michael Andrew DejanaJ. Safra Asset Management Corporation otherBolton Global Asset Management otherOtherNov 27, 2017Dec 7, 2017
Olga E LopezMorgan Stanley wirehouseBolton Global Asset Management otherOtherAug 29, 2017Aug 31, 2017
Ariel MaterinMorgan Stanley wirehouseBolton Global Asset Management otherOtherAug 29, 2017Sep 28, 2017
Thomas HolubiakCommonwealth Financial Network national BDBolton Global Asset Management otherOtherJul 11, 2017Oct 11, 2017 (92 d)
Karyn S SoroaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherJun 1, 2017Jun 22, 2017
Jose L GarciaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherMay 26, 2017Jun 19, 2017
Euclides Rafael MorenoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherMay 18, 2017Jul 27, 2017 (70 d)
Jennifer RamosMorgan Stanley wirehouseBolton Global Asset Management otherOtherFeb 17, 2017Sep 15, 2017 (210 d)
Marcelo Elias CharulWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherFeb 3, 2017Apr 4, 2017 (60 d)
Christian FelixMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherDec 15, 2016Jan 24, 2017 (40 d)
Henrique Joao PinheiroWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherSep 8, 2016Dec 21, 2016 (104 d)
Diogo CavalcantiWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherSep 8, 2016Dec 21, 2016 (104 d)
Samuel NunezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherAug 19, 2016Sep 6, 2016
Oscar Enrique GuevaraMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherJul 20, 2016Aug 4, 2016
Alexander Christopher CalvoStratedge Quant Investors LLC unclassifiedBolton Global Asset Management BD affiliatedOtherJul 18, 2016May 15, 2019 (1031 d)
Tanya DuarteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherJun 21, 2016Jul 18, 2016
Archibaldo VasquezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherJun 21, 2016Jul 21, 2016
Arturo VasquezMorgan Stanley wirehouseBolton Global Asset Management otherOtherJun 16, 2016Jun 23, 2016
Felipe Antonio BallestasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAJun 14, 2016Jan 1, 2025 (3123 d)
Alex Alberto AstudilloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherMay 31, 2016Jun 24, 2016
Soraya Batista-GarciaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAMay 3, 2016Jan 1, 2025 (3165 d)
Edilberto MorenoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherMay 3, 2016Jun 22, 2016 (50 d)
Daniel Steven AymerichMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherFeb 3, 2016Mar 24, 2016 (50 d)
Elizabeth M AmarilloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherFeb 2, 2016Mar 18, 2016 (45 d)
Graciela Maria PerezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherNov 10, 2015Dec 14, 2015 (34 d)
Jorge A PerezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherNov 10, 2015Dec 14, 2015 (34 d)
Nancy Marie PetersonCitigroup Global Markets Inc. otherBolton Global Asset Management otherOtherOct 23, 2015Jan 11, 2016 (80 d)
Maria A FernandezCitigroup Global Markets Inc. otherBolton Global Asset Management otherOtherSep 23, 2015Jan 11, 2016 (110 d)
Ricardo Alberto MoreanRBC Capital Markets, LLC national BDBolton Global Asset Management otherOtherMay 28, 2015Oct 27, 2016 (518 d)
Cesar Colis VidalRBC Capital Markets, LLC national BDBolton Global Asset Management otherOtherMay 14, 2015Dec 7, 2015 (207 d)
James Michael JiaoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherApr 27, 2015Dec 16, 2015 (233 d)
Jose Eduardo FerreiraRBC Capital Markets, LLC national BDBolton Global Asset Management otherOtherApr 27, 2015Jun 12, 2015 (46 d)
Carolina AcurioMorgan Stanley wirehouseBolton Global Asset Management otherOtherApr 22, 2015May 26, 2015 (34 d)
Rafael Alberto AlvarezMorgan Stanley wirehouseBolton Global Asset Management otherOtherApr 21, 2015May 29, 2015 (38 d)
Karen Dolan CurranLPL Financial LLC otherBolton Global Asset Management otherOtherNov 18, 2014Nov 19, 2014
Molly Ann KeeganLPL Financial LLC otherBolton Global Asset Management otherOtherNov 18, 2014Nov 19, 2014
Eric Butler LuskCantella & Co., Inc. otherBolton Global Asset Management otherOtherOct 9, 2014Oct 13, 2014
Miguel Andres BallestasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherJul 2, 2014Oct 1, 2014 (91 d)
Jennifer AguerrebereDeutsche Bank Securities Inc. otherBolton Global Asset Management otherOtherMar 11, 2014Jul 29, 2014 (140 d)
Larry Raphael RozasCp Capital Securities, Inc. otherBolton Global Asset Management otherOtherMar 10, 2014Jul 2, 2014 (114 d)
Timothy James EdmondNorthwestern Mutual Investment Services,LLC otherBolton Global Asset Management otherOtherFeb 19, 2014Mar 4, 2014
Gustavo Enrique AlfonsoRBC Capital Markets, LLC national BDBolton Global Asset Management otherOtherOct 2, 2013Oct 9, 2013
Felix Rafael FuertesRBC Capital Markets, LLC national BDBolton Global Asset Management otherOtherOct 2, 2013Oct 9, 2013
Sugeidy V MederosRBC Capital Markets, LLC national BDBolton Global Asset Management otherOtherOct 2, 2013Dec 4, 2013 (63 d)
Adriana M PerezRBC Capital Markets, LLC national BDBolton Global Asset Management otherOtherOct 2, 2013Dec 4, 2013 (63 d)
Ariel Osvaldo KayHsbc Securities (USA) Inc. otherBolton Global Asset Management otherOtherSep 4, 2013Feb 24, 2014 (173 d)
Franklin ChristophersCitigroup Global Markets Inc. otherBolton Global Asset Management otherOtherFeb 14, 2013Jun 3, 2013 (109 d)
Terese A RobertsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherNov 20, 2012Dec 7, 2012
Zonia C PullenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherOct 5, 2012Oct 5, 2012
Carlos Manuel LecourCitigroup Global Markets Inc. otherBolton Global Asset Management otherOtherSep 13, 2012May 23, 2017 (1713 d)
Luis CavazosWells Fargo Advisors wirehouseBolton Global Asset Management otherOtherJul 19, 2012Jul 23, 2012
Manuel UrangaMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAJun 13, 2012Aug 25, 2021 (3360 d)
Cynthia Lee NimsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherJan 5, 2012Jan 6, 2012
Michael Patrick KiziukMorgan Stanley wirehouseBolton Global Asset Management otherOtherJun 17, 2011Jun 15, 2011
Maria Guadalupe NorthamAbshier Webb Donnelly & Baker, Inc. unclassifiedBolton Global Asset Management otherOtherApr 15, 2011Jun 6, 2011 (52 d)
Kimberly A DouglasVoya Financial Partners, LLC otherBolton Global Asset Management otherOtherNov 8, 2010Apr 25, 2011 (168 d)
Tadd Merrill KillpackMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management otherOtherOct 13, 2010Oct 20, 2010
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154 moves match.