DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Sterne Agee Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bruce Frederick GriggsAnderson & Strudwick, Incorporated otherSterne Agee Asset Management, Inc. otherOtherDec 9, 2011Dec 9, 2011
Ashley Summers TabbWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherNov 7, 2011Feb 3, 2012 (88 d)
Keith John StormsWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherNov 3, 2011Dec 8, 2011 (35 d)
Ann Damon HaasArlington Partners LLC otherSterne Agee Asset Management, Inc. otherOtherNov 2, 2011Nov 15, 2011
Gary Lane GloverMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherNov 1, 2011Nov 21, 2011
Bud NicolSpc otherSterne Agee Asset Management, Inc. otherOtherSep 21, 2011Oct 24, 2011 (33 d)
Laree KennedyMsi Financial Services, Inc. otherSterne Agee Asset Management, Inc. otherOtherSep 15, 2011Sep 9, 2011
Richard Lynn JennessMomentum Independent Network Inc. otherSterne Agee Asset Management, Inc. otherOtherAug 5, 2011Jul 6, 2011
Eugene James YelvertonLPL Financial LLC otherSterne Agee Asset Management, Inc. otherOtherJul 15, 2011Jul 13, 2011
Douglas Charles HeskeNollenberger Capital Partners Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 11, 2011Feb 11, 2011
William Wallace WolfeMomentum Independent Network Inc. otherSterne Agee Asset Management, Inc. otherOtherFeb 17, 2011Mar 24, 2011 (35 d)
Paul Adrian KromhoutNollenberger Capital Partners Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherFeb 14, 2011Feb 11, 2011
Robert B SuttonNollenberger Capital Partners Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherFeb 14, 2011Feb 11, 2011
Achim Michael ChristnerNollenberger Capital Partners Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherFeb 14, 2011Feb 11, 2011
Diane Nomura EndoNollenberger Capital Partners Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherFeb 12, 2011Feb 11, 2011
Alexander William HargraveNollenberger Capital Partners Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherFeb 12, 2011Feb 11, 2011
N. David HooverNollenberger Capital Partners Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherFeb 12, 2011Feb 11, 2011
Justin Trevor AdamsNollenberger Capital Partners Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherFeb 12, 2011Feb 11, 2011
Henry III,Henry Wagner IIINollenberger Capital Investment Advisory Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherDec 31, 2010Feb 11, 2011 (42 d)
Wheelock Richard BinghamSavant Investment Group, LLC otherSterne Agee Asset Management, Inc. otherOtherNov 30, 2010Oct 26, 2011 (330 d)
Eric Christopher SidesSynergy Investment Group, LLC otherSterne Agee Asset Management, Inc. otherOtherNov 16, 2010Nov 1, 2010
Casey Joe HoffmanWaddell & Reed otherSterne Agee Asset Management, Inc. otherOtherAug 20, 2010Nov 17, 2010 (89 d)
Dakota A LawrenceWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherJul 22, 2010Oct 27, 2010 (97 d)
Charles Alan HandWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherJul 13, 2010Nov 18, 2010 (128 d)
Michael Todd AbneySt Johns Wealth Management unclassifiedSterne Agee Asset Management, Inc. otherOtherJul 9, 2010Jun 14, 2011 (340 d)
Thomas Anthony RuggieroJesup & Lamont Advisors unclassifiedSterne Agee Asset Management, Inc. otherOtherJul 8, 2010Oct 27, 2010 (111 d)
Terry Lee KorsNexity Financial Services, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherJun 2, 2010May 18, 2011 (350 d)
Douglas Edward DuchMorgan Stanley wirehouseSterne Agee Asset Management, Inc. otherOtherApr 27, 2010Jun 11, 2010 (45 d)
Mona Delaine MikellMorgan Stanley wirehouseSterne Agee Asset Management, Inc. otherOtherApr 27, 2010May 5, 2010
Christopher Earl CorleyWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherApr 5, 2010May 3, 2010
Norris William DavisGunnallen Financial, Inc unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 29, 2010Mar 31, 2010
William Peter ParrishGunnallen Financial, Inc unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 29, 2010Mar 31, 2010
Shane Jason NealUBS Financial Services Inc. wirehouseSterne Agee Asset Management, Inc. otherOtherMar 25, 2010May 19, 2010 (55 d)
Vicki Elaine CherryUBS Financial Services Inc. wirehouseSterne Agee Asset Management, Inc. otherOtherMar 18, 2010Apr 30, 2010 (43 d)
Philip Dunwoody CoxJ P Turner & Company Capital Management, LLC otherSterne Agee Asset Management, Inc. otherOtherMar 15, 2010Apr 1, 2010
George Wilbur DawkinsGunnallen Financial, Inc unclassifiedSterne Agee Asset Management, Inc. otherOtherMar 10, 2010Nov 9, 2010 (244 d)
Jack Anthony ForlenzaOsaic Wealth, Inc. otherSterne Agee Asset Management, Inc. otherOtherFeb 23, 2010Nov 9, 2010 (259 d)
Brian Christopher HaynesMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherJan 14, 2010Nov 8, 2010 (298 d)
Christopher Harris LaneWaddell & Reed otherSterne Agee Asset Management, Inc. otherOtherDec 21, 2009Jan 22, 2010 (32 d)
Kimberly Armbruster DavisLeavell Investment Management, Inc. otherSterne Agee Asset Management, Inc. otherOtherNov 24, 2009Aug 2, 2010 (251 d)
Whitney HensonMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherNov 18, 2009Nov 13, 2009
Scott Michael BremusMorgan Stanley wirehouseSterne Agee Asset Management, Inc. otherOtherNov 11, 2009Oct 23, 2009
Michael John MccayEmmett A Larkin Company, Inc. unclassifiedSterne Agee Asset Management, Inc. otherOtherOct 30, 2009Nov 11, 2010 (377 d)
Marc J CabrajaMorgan Stanley wirehouseSterne Agee Asset Management, Inc. otherOtherOct 29, 2009Oct 5, 2009
Michael Starr CaputoColonial Asset Management Inc unclassifiedSterne Agee Asset Management, Inc. otherOtherOct 28, 2009Oct 26, 2009
Heather Wilson SmithColonial Asset Management Inc unclassifiedSterne Agee Asset Management, Inc. otherOtherOct 16, 2009Oct 13, 2009
Pelham Hugh HenryColonial Asset Management Inc unclassifiedSterne Agee Asset Management, Inc. otherOtherOct 15, 2009Oct 15, 2009
Thomas Joseph BarkoColonial Asset Management Inc unclassifiedSterne Agee Asset Management, Inc. otherOtherOct 15, 2009Oct 15, 2009
Kerry Leigh MellottRaymond James Financial Services Advisors, Inc otherSterne Agee Asset Management, Inc. otherOtherSep 18, 2009Oct 8, 2009
Steven Richard KahnLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherSep 1, 2009Sep 11, 2009
William Geary MasonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSterne Agee Asset Management, Inc. otherOtherAug 18, 2009Oct 20, 2009 (63 d)
Patrick James DavidLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherAug 3, 2009Jul 31, 2009
John Reese HamnLanark Financial, Inc. otherSterne Agee Asset Management, Inc. otherOtherAug 3, 2009Jul 31, 2009
Jon Kevin ReynoldsWells Fargo Advisors wirehouseSterne Agee Asset Management, Inc. otherOtherJul 6, 2009Jul 6, 2009
Krista Murray ClarkeRaymond James & Associates, Inc. national BDSterne Agee Asset Management, Inc. otherOtherJun 5, 2009Jun 4, 2009
Ralph Lanier AllisonCitigroup Global Markets Inc. otherSterne Agee Asset Management, Inc. otherOtherMay 28, 2009May 22, 2009
Larry Steve WeddleCitigroup Global Markets Inc. otherSterne Agee Asset Management, Inc. otherOtherMay 28, 2009May 22, 2009
James Kennerly WernerCitigroup Global Markets Inc. otherSterne Agee Asset Management, Inc. otherOtherMay 28, 2009May 22, 2009
James Hedges FergusonCitigroup Global Markets Inc. otherSterne Agee Asset Management, Inc. otherOtherMay 28, 2009Jun 3, 2009
Nathan Hugh BuffingtonUBS Financial Services Inc. wirehouseSterne Agee Asset Management, Inc. otherOtherMay 13, 2009Apr 27, 2009
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214 moves match.