DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capitol Securities Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Albert Urovsky	Raymond James Financial Services Advisors, Inc other	Capitol Securities Management, Inc. other	Other	Aug 29, 2011	Mar 1, 2012 (185 d)
Marcus D Gersbach	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	Apr 4, 2011	Apr 1, 2011
William Allen Hunter	Westminster Financial Advisory Corp other	Capitol Securities Management, Inc. other	Other	Nov 17, 2010	Nov 16, 2010
Michael John Capobianco	Raymond James Financial Services Advisors, Inc other	Capitol Securities Management, Inc. other	Other	Sep 27, 2010	Sep 24, 2010
David Jay Morton	Raymond James Financial Services Advisors, Inc other	Capitol Securities Management, Inc. other	Other	Sep 27, 2010	Sep 24, 2010
Randall Jonathan Tavilla	Raymond James Financial Services Advisors, Inc other	Capitol Securities Management, Inc. other	Other	Sep 27, 2010	Sep 27, 2010
Peter Jay Mccarron	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Capitol Securities Management, Inc. other	Other	Jul 12, 2010	Jul 27, 2010
William Wheeler Nease	Scott & Stringfellow, LLC other	Capitol Securities Management, Inc. other	Other	Apr 22, 2010	May 11, 2010
Jonathan D'Alton Thibodeaux	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Capitol Securities Management, Inc. other	Other	Sep 10, 2009	Sep 4, 2009
Blake E Gordon	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	Aug 14, 2009	Aug 7, 2009
Roger James Shawn	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	Aug 14, 2009	Aug 7, 2009
Daniel Marc Peimer	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	Aug 14, 2009	Aug 7, 2009
Malcolm Robert Warneford-Thomson	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	Aug 14, 2009	Aug 7, 2009
Stuart Miller Porterfield	Wealthcare Capital Management LLC other	Capitol Securities Management, Inc. other	Other	Jul 27, 2009	May 6, 2010 (283 d)
Steven Francis Marascia	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	May 29, 2009	May 29, 2009
Robert Joseph Oftring	Jesup & Lamont Securities Corp unclassified	Capitol Securities Management, Inc. other	Other	May 29, 2009	Jun 2, 2009
Angela Hopkins	UBS Financial Services Inc. wirehouse	Capitol Securities Management, Inc. other	Other	May 13, 2009	Apr 24, 2009
John Patrick Walsh	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Capitol Securities Management, Inc. other	Other	Apr 21, 2009	Aug 28, 2012 (1225 d)
Elaine Barkley Miller	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	Apr 3, 2009	Apr 17, 2009
Robert John Garone	Citigroup Global Markets Inc. other	Capitol Securities Management, Inc. other	Other	Mar 26, 2009	Mar 6, 2009
Holly A Sharp	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Capitol Securities Management, Inc. other	Other	Feb 12, 2009	Mar 12, 2009
Robert W Campbell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Capitol Securities Management, Inc. other	Other	Feb 11, 2009	Feb 10, 2009
John Lee Barker	Wells Fargo Advisors wirehouse	Capitol Securities Management, Inc. other	Other	Jan 26, 2009	Aug 10, 2009 (196 d)
Kent Eric Engelke	Davenport & Company LLC other	Capitol Securities Management, Inc. other	Other	Aug 29, 2008	Aug 25, 2008
Joseph Aristotle Jianos	Tier One Partners, Inc. unclassified	Capitol Securities Management, Inc. other	Other	Jul 25, 2008	Jan 11, 2016 (2726 d)
Jeffrey Dominic Dattolo	Pts Brokerage, LLC independent RIA	Capitol Securities Management, Inc. other	Other	Jun 23, 2008	Jun 23, 2008
Katherine Rose Hallberg	Davenport & Company LLC other	Capitol Securities Management, Inc. other	Other	Jun 6, 2008	Apr 6, 2010 (669 d)
Nooshin Mckinney	UBS Financial Services Inc. wirehouse	Capitol Securities Management, Inc. other	Other	May 28, 2008	Apr 28, 2010 (700 d)
James Robert Jones	Janney Montgomery Scott LLC other	Capitol Securities Management, Inc. other	Other	May 20, 2008	May 16, 2008
Christopher Scott Jennings	Bi Investments, LLC unclassified	Capitol Securities Management, Inc. other	Other	Jan 18, 2008	Jan 16, 2008
Thomas Howard Kepley	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	Dec 10, 2007	Jan 8, 2008
David Anthony Shenton	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	Aug 20, 2007	Aug 17, 2007
James Brian Moran	Gunnallen Financial, Inc unclassified	Capitol Securities Management, Inc. other	Other	Aug 6, 2007	Jun 19, 2017 (3605 d)
Ann Marie Prizzi	UBS Financial Services Inc. wirehouse	Capitol Securities Management, Inc. other	Other	Jun 18, 2007	Jun 1, 2007
Holly Smith	The Concord Equity Group, LLC unclassified	Capitol Securities Management, Inc. other	Other	Apr 27, 2007	Nov 13, 2008 (566 d)
Mark David Coffey	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	Mar 27, 2007	Mar 30, 2007
Robert Reese Clippard	United Securities Alliance, Inc. unclassified	Capitol Securities Management, Inc. other	Other	Mar 9, 2007	Apr 4, 2007
Marshall Royal Cassedy	United Securities Alliance, Inc. unclassified	Capitol Securities Management, Inc. other	Other	Feb 28, 2007	Mar 7, 2007
Jesse H Wade	LPL Financial LLC other	Capitol Securities Management, Inc. other	Other	Feb 12, 2007	Apr 8, 2011 (1516 d)
Mark Linwood Granger	Granger Financial Services, LLC unclassified	Capitol Securities Management, Inc. other	Other	Dec 31, 2006	Feb 2, 2007 (33 d)
Jeffrey Leonard Briggs	The Concord Equity Group, LLC unclassified	Capitol Securities Management, Inc. other	Other	Nov 29, 2006	Nov 28, 2006
George Mark Hamby	Anderson & Strudwick, Incorporated other	Capitol Securities Management, Inc. other	Other	Jan 24, 2006	Mar 9, 2006 (44 d)
Matthew Washek	Investors Capital Advisory other	Capitol Securities Management, Inc. other	Other	Dec 21, 2005	Jan 4, 2006
Karen Nunn Horton	Banc Of America Investment Services, Inc. unclassified	Capitol Securities Management, Inc. independent RIA	Other	May 3, 2005	Apr 18, 2018 (4733 d)
Kimberly Shawn Knapp	Wells Fargo Advisors wirehouse	Capitol Securities Management, Inc. other	Other	Mar 21, 2005	Mar 29, 2005
Robert Gerald Stein	Prudential Equity Group, LLC unclassified	Capitol Securities Management, Inc. other	Other	Apr 16, 2003	Apr 14, 2016 (4747 d)

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106 moves match.