DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Alight Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brent Andrew HannAlphastar Capital Management otherAlight Financial Advisors, LLC otherOtherFeb 6, 2015Sep 23, 2015 (229 d)
Sheila Christine GuzzyMissionsquare Retirement otherAlight Financial Advisors, LLC otherOtherDec 31, 2014Mar 31, 2015 (90 d)
Shayne LaytonAmeriprise Financial Services, LLC national BDAlight Financial Advisors, LLC otherOtherDec 24, 2014Mar 17, 2015 (83 d)
Avery Damon KeittUBS Financial Services Inc. wirehouseAlight Financial Advisors, LLC otherOtherDec 3, 2014Jan 8, 2015 (36 d)
Ronald L PauldingPnc Wealth Management otherAlight Financial Advisors, LLC otherOtherJul 11, 2014Aug 28, 2014 (48 d)
Kenje Miriam MallotVoya Retirement Advisors, LLC otherAlight Financial Advisors, LLC otherOtherJun 24, 2014Sep 30, 2014 (98 d)
Boyd BarnhardtUBS Financial Services Inc. wirehouseAlight Financial Advisors, LLC otherOtherJun 24, 2014Aug 22, 2014 (59 d)
Inna CollinsUBS Financial Services Inc. wirehouseAlight Financial Advisors, LLC otherOtherApr 15, 2014Jun 24, 2014 (70 d)
Joseph F RadackBig Cattle Advisors unclassifiedAlight Financial Advisors, LLC independent RIAOtherDec 31, 2013Nov 4, 2021 (2865 d)
Allison Catherine HallWintrust Investments otherAlight Financial Advisors, LLC independent RIAOtherDec 31, 2013Aug 3, 2021 (2772 d)
Kelly Elizabeth KuberaPnc Wealth Management otherAlight Financial Advisors, LLC otherOtherMay 20, 2013Jun 10, 2013
Brian Darrell FylakAdvice And Planning Services otherAlight Financial Advisors, LLC otherOtherMar 6, 2013Apr 1, 2013
James Michael MatthewsWells Fargo Advisors wirehouseAlight Financial Advisors, LLC otherOtherMar 1, 2013Mar 4, 2013
Jeffrey Joel BarlingMsi Financial Services, Inc. otherAlight Financial Advisors, LLC otherOtherNov 13, 2012Jun 20, 2014 (584 d)
Timothy Patrick BarryJ.P. Morgan Securities LLC wirehouseAlight Financial Advisors, LLC otherOtherMay 15, 2012Aug 12, 2015 (1184 d)
Paul Joseph FaulknerStrategic Advisers LLC national BDAlight Financial Advisors, LLC otherOtherJan 20, 2012Jul 19, 2012 (181 d)
Maurice Michael SeitterAlight Financial Solutions, LLC unclassifiedAlight Financial Advisors, LLC otherOtherMay 24, 2011Jan 4, 2013 (591 d)
Winfield Scott EvensAlight Financial Solutions, LLC unclassifiedAlight Financial Advisors, LLC independent RIAOtherMay 24, 2011Jul 19, 2018 (2613 d)
Jacob EddyAlight Financial Solutions, LLC unclassifiedAlight Financial Advisors, LLC otherOtherMay 24, 2011Feb 20, 2013 (638 d)
Stacey Ann TreanorPrincipal Securities, Inc. otherAlight Financial Advisors, LLC otherOtherMar 15, 2011Mar 2, 2012 (353 d)
Mahendra Singh RathoreMsi Financial Services, Inc. otherAlight Financial Advisors, LLC otherOtherDec 13, 2010Nov 7, 2014 (1425 d)
Donald Christian NielsenEdward Jones national BDAlight Financial Advisors, LLC otherOtherJan 2, 2009May 7, 2013 (1586 d)
Sean Nathaniel LawrenceAdvice And Planning Services otherAlight Financial Advisors, LLC independent RIAOtherJul 30, 2008Aug 29, 2018 (3682 d)
John GillespieCharles Schwab & Co., Inc. national BDAlight Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2008Jul 5, 2018 (3699 d)
Joshua A BauderMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlight Financial Advisors, LLC independent RIAWirehouse to independent RIAJul 24, 2007Jun 15, 2019 (4344 d)
Jeremy David MccordA. G. Edwards & Sons, Inc. unclassifiedAlight Financial Advisors, LLC otherOtherSep 15, 2005Apr 5, 2013 (2759 d)
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86 moves match.