DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Essex National Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Scott Robert Hamaguchi	Chase Investment Services Corp. other	Essex National Securities, Inc. other	Other	Feb 9, 2011	Feb 8, 2011
Mark Andrew Ganung	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jan 26, 2011	Feb 9, 2011
Michael Charles Larose	Bancwest Investment Services, Inc. (Bwis) other	Essex National Securities, Inc. other	Other	Jan 7, 2011	Jan 7, 2011
Gary Alan Storie	First Commonwealth Financial Advisors, Inc. other	Essex National Securities, Inc. other	Other	Dec 2, 2010	Jun 7, 2010
Kenneth Jeffrey Hanna	Invest Financial Corporation other	Essex National Securities, Inc. other	Other	Nov 1, 2010	Jan 19, 2011 (79 d)
Michael Caracappa	Chase Investment Services Corp. other	Essex National Securities, Inc. other	Other	Oct 26, 2010	Aug 22, 2011 (300 d)
Jesse Ray Garshak	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Oct 26, 2010	Dec 9, 2010 (44 d)
Nancy Israel Kunz	MML Investors Services, LLC other	Essex National Securities, Inc. other	Other	Oct 7, 2010	Jan 19, 2011 (104 d)
Stephen L Paneral	Citizens Securities, Inc. other	Essex National Securities, Inc. other	Other	Sep 24, 2010	Oct 12, 2010
Kendra Bradford Cain	Hancock Whitney Investment Services Inc. other	Essex National Securities, Inc. other	Other	Aug 3, 2010	Aug 12, 2010
Michelle Lee Hylton	Cuso Financial Services, L.P. other	Essex National Securities, Inc. other	Other	Jul 16, 2010	Jul 30, 2010
Anthony Pagano	Chase Investment Services Corp. other	Essex National Securities, Inc. other	Other	Jul 9, 2010	Jul 16, 2010
Shane William Galino	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Donald Sada	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Jodee Lynn Harris	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
John Patrick Davitt	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Matthew Barratt Main	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Mary Ruth Wilson	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Keith R Fulton	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
John Walter Rekasie	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Michael John Dreveniak	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
David Robert Mcginley	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Jerad Ryan Rosendahl	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Stephanie Lynn Conde	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Melinda J Disque	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Richard Read Applegate	Uvest Financial Services Group, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 2, 2010	Jun 7, 2010
Jerry A Therrel	Waddell & Reed other	Essex National Securities, Inc. other	Other	Apr 27, 2010	Jul 9, 2010 (73 d)
David Logan Wood	Cuso Financial Services, L.P. other	Essex National Securities, Inc. other	Other	Apr 12, 2010	Aug 4, 2010 (114 d)
Anthony Lawrence Henry	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Feb 17, 2010	Feb 16, 2010
Mauricio Guadarrama	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Feb 17, 2010	Feb 17, 2010
Chad Eric Leon	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Feb 17, 2010	Feb 16, 2010
Pedro Villari	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Feb 17, 2010	Feb 18, 2010
Lorraine Sim	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Feb 17, 2010	Feb 17, 2010
Aaron Bitran	Arrowhead Investment Center, LLC unclassified	Essex National Securities, Inc. other	Other	Jan 19, 2010	Jan 19, 2010
Nichol Jo Nadeau	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Essex National Securities, Inc. other	Other	Jan 12, 2010	Mar 15, 2010 (62 d)
Brett Wilson Everhart	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Jan 6, 2010	Jan 7, 2010
Bradley Lewis Peterson	LPL Financial LLC other	Essex National Securities, Inc. other	Other	Dec 3, 2009	Jun 7, 2010 (186 d)
Justin Martin	Edward Jones national BD	Essex National Securities, Inc. other	Other	Oct 21, 2009	Aug 2, 2010 (285 d)
Ricardo Graciano	Bancwest Investment Services, Inc. (Bwis) other	Essex National Securities, Inc. other	Other	Aug 21, 2009	Sep 1, 2009
Jimmy Roman Castrillon	Chase Investment Services Corp. other	Essex National Securities, Inc. other	Other	Aug 18, 2009	Jul 14, 2010 (330 d)
Scott James Hofman	Ameriprise Financial Services, LLC national BD	Essex National Securities, Inc. other	Other	Jul 8, 2009	Aug 12, 2009 (35 d)
Michael Thomas Robinson	Navy Federal Asset Management, LLC other	Essex National Securities, Inc. other	Other	Jun 17, 2009	Jan 12, 2010 (209 d)
Michael William Risko	Blackrock Fund Advisors other	Essex National Securities, Inc. other	Other	Apr 8, 2009	Nov 4, 2009 (210 d)
Chi Mak	Banc Of America Investment Services, Inc. unclassified	Essex National Securities, Inc. other	Other	Mar 26, 2009	Apr 13, 2009
Mandeep Kaur	Wells Fargo Investments, LLC unclassified	Essex National Securities, Inc. other	Other	Jan 22, 2009	Mar 17, 2009 (54 d)
David Chan	Pnc Wealth Management other	Essex National Securities, Inc. other	Other	Jun 27, 2008	Jul 1, 2008
Keith Francis Brady	Chase Investment Services Corp. other	Essex National Securities, Inc. other	Other	May 29, 2008	May 30, 2008
David Laurence Fields	Ifmg Securities, Inc. unclassified	Essex National Securities, Inc. other	Other	Mar 10, 2008	Mar 14, 2008
Todd Charles Galinko	Chase Investment Services Corp. other	Essex National Securities, Inc. other	Other	Jan 2, 2008	Jan 2, 2008
Yuk-Kin Monita Kuan	Citigroup Global Markets Inc. other	Essex National Securities, Inc. other	Other	Dec 21, 2007	Apr 2, 2008 (103 d)
Joseph P Barreca	Concourse Financial Group Advisors other	Essex National Securities, Inc. other	Other	Nov 15, 2007	Nov 26, 2007
Vance Albert Richard	Concourse Financial Group Advisors other	Essex National Securities, Inc. other	Other	Nov 8, 2007	Nov 26, 2007
Phillip Shayne Fontenot	Concourse Financial Group Advisors other	Essex National Securities, Inc. other	Other	Nov 8, 2007	Mar 26, 2013 (1965 d)
Michael Scott Games	UBS Financial Services Inc. wirehouse	Essex National Securities, Inc. other	Other	Jul 25, 2007	Aug 7, 2007
Daniel Louis Lofrese	Citizens Securities, Inc. other	Essex National Securities, Inc. other	Other	Apr 18, 2007	Apr 23, 2007
Bryan George Quinn	Capital One Financial Advisors LLC unclassified	Essex National Securities, Inc. other	Other	Mar 12, 2007	Mar 23, 2007
Irene Tagarelli	Chase Investment Services Corp. other	Essex National Securities, Inc. other	Other	Oct 6, 2006	Oct 11, 2006
Richard Dean Shupick	Fifth Third Securities, Inc. other	Essex National Securities, Inc. other	Other	Aug 1, 2006	Mar 14, 2008 (591 d)
Jonathan Elijah Narloch	Morgan Stanley Dw Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 7, 2006	Mar 12, 2008 (644 d)
Lance Tabbert	Lasalle Financial Services, Inc. unclassified	Essex National Securities, Inc. other	Other	Jun 5, 2006	Mar 25, 2011 (1754 d)

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154 moves match.