DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Stifel Independent Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Cynthia Maresca Boyle	Wells Fargo Advisors wirehouse	Stifel Independent Advisors, LLC BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 10, 2021	Nov 8, 2021
Keith L Wood	Westminster Financial Advisory Corp independent RIA	Stifel Independent Advisors, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Oct 22, 2021	Oct 20, 2021
Sarah H Shockley	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 22, 2021	Nov 16, 2020
Hans Thomas Gappy	Westminster Financial Advisory Corp independent RIA	Stifel Independent Advisors, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Oct 22, 2021	Oct 18, 2021
Timothy S Boostrom	Wells Fargo Advisors wirehouse	Stifel Independent Advisors, LLC BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jun 9, 2021	Jun 2, 2021
Alex Marcus David	Wells Fargo Advisors wirehouse	Stifel Independent Advisors, LLC BD affiliated	Wirehouse to affiliated broker-dealer or bank	Apr 15, 2021	Mar 16, 2021
Scott James Metzner	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 1, 2019	Oct 1, 2019
Matthew Richard Wischmeier	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Sep 4, 2019	Jun 12, 2015
Paul Anthony Novelly	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Jun 11, 2018	May 30, 2018
Allison Marie Kantner	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Apr 24, 2018	Feb 23, 2017
Karl C Walz	Morgan Stanley wirehouse	Stifel Independent Advisors, LLC other	Other	Jun 27, 2017	Jun 28, 2017
John William Roskowske	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Apr 20, 2017	Oct 3, 2013
Kyle Goeke	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Apr 4, 2017	Dec 16, 2016
Shelby Erin Terrill	Equitable Advisors, LLC national BD	Stifel Independent Advisors, LLC other	Other	Jun 30, 2016	Jun 29, 2016
Eric Michael Westall	Edward Jones national BD	Stifel Independent Advisors, LLC other	Other	Apr 5, 2016	Apr 5, 2016
James Lee Johnson	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Mar 30, 2016	Mar 29, 2016
Jonathan David Daniels	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Sep 16, 2015	Mar 11, 2016 (177 d)
Michael William Sirianni	LPL Financial LLC other	Stifel Independent Advisors, LLC other	Other	Oct 10, 2014	Oct 3, 2014
Darrick William Duenwald	LPL Financial LLC other	Stifel Independent Advisors, LLC other	Other	Feb 21, 2014	May 20, 2014 (88 d)
Raymond Edward Breckenkamp	Edward Jones national BD	Stifel Independent Advisors, LLC other	Other	Dec 12, 2012	Aug 14, 2014 (610 d)
Janet Margaret Barnes	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Jun 11, 2012	Jun 11, 2012
Rodney Gene Weakley	Edward Jones national BD	Stifel Independent Advisors, LLC other	Other	Jan 5, 2012	Jan 6, 2012
Scott Alan Latshaw	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Jan 14, 2011	Jan 10, 2011
Christopher Russell Svacina	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Oct 1, 2009	Oct 1, 2009
Erin Andrea Ellis	Wells Fargo Advisors wirehouse	Stifel Independent Advisors, LLC other	Other	Jul 17, 2009	Jul 20, 2009
Diane Marie Morrison	Wells Fargo Advisors wirehouse	Stifel Independent Advisors, LLC other	Other	Jul 17, 2009	Jul 20, 2009
Khurshed A Sharifov	UBS Financial Services Inc. wirehouse	Stifel Independent Advisors, LLC other	Other	Jun 26, 2009	Jun 15, 2009
Emmett Dewitt Newton	Wells Fargo Advisors wirehouse	Stifel Independent Advisors, LLC other	Other	Jun 15, 2009	Jun 15, 2009
Richard Joseph Boehm	Citigroup Global Markets Inc. other	Stifel Independent Advisors, LLC other	Other	May 27, 2009	May 22, 2009
Lawrence Ira Reitars	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Apr 24, 2009	Apr 27, 2009
John Jason Bish	Citigroup Global Markets Inc. other	Stifel Independent Advisors, LLC other	Other	Mar 26, 2009	Mar 9, 2009
Duane John Daniels	Community Financial Advisors unclassified	Stifel Independent Advisors, LLC other	Other	Nov 8, 2007	Mar 24, 2006
Richard Buel Bates	Kcd Financial, Inc. other	Stifel Independent Advisors, LLC other	Other	Oct 3, 2007	Oct 1, 2007
Mark Erwin Towne	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	May 17, 2007	May 16, 2007
Robert David Bourland	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Apr 17, 2007	Apr 16, 2007
Gregory Dale Stein	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Apr 2, 2007	Apr 3, 2007
Frederick Richard Warren	Oppenheimer & Co. Inc. other	Stifel Independent Advisors, LLC other	Other	Mar 26, 2007	Mar 19, 2007
Frank Luigi Tenuta	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Dec 6, 2006	Nov 30, 2006
Justin Joseph Frawley	Securian Financial Services, Inc. other	Stifel Independent Advisors, LLC other	Other	Nov 30, 2006	Apr 10, 2007 (131 d)
Timothy Lee Garber	A. G. Edwards & Sons, Inc. unclassified	Stifel Independent Advisors, LLC other	Other	Aug 23, 2006	Aug 15, 2006
Martin Lewis Zygmund	Wells Fargo Advisors wirehouse	Stifel Independent Advisors, LLC other	Other	Jun 22, 2006	Jun 21, 2006
Richard James Graff	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Mar 13, 2006	Mar 13, 2006
Robert John Sawyer	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Mar 6, 2006	Aug 7, 2006 (154 d)
Suzie P Sawyer	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Mar 6, 2006	Apr 7, 2006 (32 d)
Krista Maya Hall	Morgan Keegan & Company, LLC other	Stifel Independent Advisors, LLC other	Other	Oct 3, 2005	Sep 23, 2005
Robert A. Marsh	Natcity Investments, Inc. unclassified	Stifel Independent Advisors, LLC other	Other	Apr 7, 2005	Apr 12, 2005
John Raymond Thomas	Td Ameritrade, Inc. no RAUM	Stifel Independent Advisors, LLC BD affiliated	Other	Apr 6, 2005	Nov 8, 2024 (7156 d)
Jeffrey Joseph Oprondek	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Mar 1, 2005	Mar 1, 2005
James Otis Phillips	Citigroup Global Markets Inc. other	Stifel Independent Advisors, LLC other	Other	Dec 16, 2004	Jan 24, 2005 (39 d)
Daniel Gene Witham	Osaic Wealth, Inc. other	Stifel Independent Advisors, LLC other	Other	Mar 30, 2004	Apr 16, 2004
Les David Frate	Wells Fargo Advisors wirehouse	Stifel Independent Advisors, LLC other	Other	Jan 21, 2004	Jan 28, 2004
Daniel Christopher Schlef	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Dec 31, 2003	Jan 2, 2004
Brian Jay Fruend	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Dec 31, 2003	Jan 2, 2004
Michael Patrick Murray	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Dec 31, 2003	Jan 2, 2004
Richard Buel Bates	Wells Fargo Advisors wirehouse	Stifel Independent Advisors, LLC other	Other	Oct 28, 2003	Oct 17, 2003
James Jebediah Stewart	Raymond James Financial Services, Inc. unclassified	Stifel Independent Advisors, LLC other	Other	Sep 25, 2003	Sep 23, 2003
Ronald Stephan Phillips	Piper Sandler & Co. no RAUM	Stifel Independent Advisors, LLC other	Other	Sep 17, 2003	Sep 8, 2003
Shane Allan Wiehl	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Aug 25, 2003	Aug 22, 2003
Robert Steven Omelina	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Apr 2, 2003	May 15, 2007 (1504 d)
Arthur Gates Merriman	Stifel, Nicolaus & Company, Incorporated national BD	Stifel Independent Advisors, LLC other	Other	Mar 24, 2003	Mar 21, 2003

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123 moves match.