DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Western Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Van Alan FreemanWwk Wealth Advisors independent RIAWestern Wealth Management LLC independent RIARIA to RIAMar 21, 2019Jan 29, 2019
Marc Eliot SloterWwk Wealth Advisors independent RIAWestern Wealth Management LLC independent RIARIA to RIAMar 21, 2019Jan 29, 2019
William Ellison FairleyWwk Wealth Advisors independent RIAWestern Wealth Management LLC independent RIARIA to RIAMar 21, 2019Jan 29, 2019
Charles Edward RhoadesPinnacle Wealth Management, Inc. independent RIAWestern Wealth Management LLC independent RIARIA to RIADec 31, 2018Sep 6, 2018
Darla Dustin DouglasIndependent Financial Partners independent RIAWestern Wealth Management LLC independent RIARIA to RIAMay 15, 2018Jun 1, 2018
Justin Leigh WooleyWells Fargo Advisors wirehouseWestern Wealth Management LLC independent RIAWirehouse to independent RIANov 30, 2017Nov 21, 2017
Kirk Cameron JonesIndependent Financial Partners otherWestern Wealth Management LLC independent RIAOtherNov 17, 2017Jan 22, 2018 (66 d)
Max PotosmeMML Investors Services, LLC otherWestern Wealth Management LLC independent RIAOtherOct 26, 2017Jul 6, 2022 (1714 d)
Kyle Joseph FrushRaymond James Financial Services Advisors, Inc otherWestern Wealth Management LLC otherOtherMay 5, 2017May 9, 2017
Julia V BourlakovEdward Jones national BDWestern Wealth Management LLC otherOtherApr 3, 2017Mar 31, 2017
Michael Anthony ColemanAmeriprise Financial Services, LLC national BDWestern Wealth Management LLC otherOtherMar 6, 2017Mar 6, 2017
Jonathan David WhiteLPL Financial LLC otherWestern Wealth Management LLC otherOtherFeb 22, 2017Feb 23, 2017
John Matthew PierceLPL Financial LLC otherWestern Wealth Management LLC otherOtherDec 23, 2016Aug 11, 2016
Michael Fulton Sheen HolligerStrategic Advisers LLC national BDWestern Wealth Management LLC otherOtherNov 25, 2016Jan 3, 2017 (39 d)
Michael Devin McdonaldFinancial Advocates Investment Management otherWestern Wealth Management LLC otherOtherNov 9, 2016Oct 21, 2016
Maggie Merrill KirchhoffWisdom Wealth Strategies independent RIAWestern Wealth Management LLC otherOtherOct 7, 2016Oct 10, 2016
Doris Gasca SilvaWells Fargo Advisors wirehouseWestern Wealth Management LLC otherOtherSep 16, 2016Sep 13, 2016
Kim Denise CampbellWells Fargo Advisors wirehouseWestern Wealth Management LLC otherOtherSep 16, 2016Sep 14, 2016
David Elba RicheyCuna Brokerage Services, Inc. otherWestern Wealth Management LLC otherOtherAug 2, 2016Aug 1, 2016
Diana Lynne BobkaEdward Jones national BDWestern Wealth Management LLC otherOtherJul 29, 2016Aug 10, 2016
Bridget Anne HommeyGallacher Capital Management, LLC otherWestern Wealth Management LLC otherOtherJul 5, 2016Jun 20, 2016
John Edward MumfordGallacher Capital Management, LLC otherWestern Wealth Management LLC otherOtherJul 5, 2016Jun 17, 2016
Martin Tory StreetmanGallacher Capital Management, LLC otherWestern Wealth Management LLC otherOtherJul 5, 2016Jun 29, 2016
Jan Francis JumetGallacher Capital Management, LLC otherWestern Wealth Management LLC otherOtherJul 5, 2016Jun 23, 2016
Edward Scott SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWestern Wealth Management LLC otherOtherNov 10, 2015Apr 3, 2017 (510 d)
Rebecca Elizabeth RuaneWaddell & Reed otherWestern Wealth Management LLC otherOtherOct 31, 2015Jul 18, 2016 (261 d)
Ronald Vincent VermillionEdward Jones national BDWestern Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2013Jan 6, 2026 (4750 d)
Cari Anne SmithLPL Financial LLC otherWestern Wealth Management LLC independent RIAOtherApr 23, 2012May 31, 2019 (2594 d)
Adam James MakkaiLPL Financial LLC otherWestern Wealth Management LLC otherOtherDec 12, 2009Jun 28, 2016 (2390 d)
Chad C JensenInsphere Securities, Inc. unclassifiedWestern Wealth Management LLC independent RIAOtherJun 5, 2008Nov 22, 2019 (4187 d)
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90 moves match.