DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Origin Investment Advisory LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Andrew Reyes Wong | Ameriprise Financial Services, LLC national BD | Origin Investment Advisory LLC no RAUM | Other | Feb 22, 2022 | Mar 28, 2022 (34 d) |
| Jonel Joseph Tomines | Mariner BD affiliated | Origin Investment Advisory LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2022 | Jun 14, 2022 (118 d) |
| Jennifer Won Jin Kang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Origin Investment Advisory LLC no RAUM | Other | Jan 20, 2022 | Jan 28, 2022 |
| Lindsey Danae Swanson | Intentional Wealth Partners state registered | Origin Investment Advisory LLC no RAUM | Other | Jan 14, 2022 | Jun 24, 2021 |
| Contey Fulinia Smith | Elwood & Goetz independent RIA | Origin Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Dec 17, 2021 | Jan 7, 2022 |
| Corey Anthony Purkat | Purkat Financial unclassified | Origin Investment Advisory LLC no RAUM | Other | Dec 6, 2021 | Jun 24, 2021 |
| Camille Joanne Bouvet | Newfront Retirement Services, Inc. institutional | Origin Investment Advisory LLC no RAUM | Other | Oct 22, 2021 | Dec 6, 2021 (45 d) |
| Matthew Hardy Cobas | Mariner BD affiliated | Origin Investment Advisory LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2021 | Dec 21, 2022 (441 d) |
| Taylor Harrison Embury | Alliant Wealth Advisors independent RIA | Origin Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Oct 1, 2021 | Dec 9, 2021 (69 d) |
| Steven Lee Jacobsmeier | Crestwood Advisors independent RIA | Origin Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Jul 6, 2021 | Mar 8, 2022 (245 d) |
| Nicholas A Tilli | The Mather Group, LLC independent RIA | Origin Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Jun 24, 2021 | Jul 12, 2021 |
| Monique Michelle Morrison | Charles Schwab & Co., Inc. national BD | Origin Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 14, 2021 | Nov 12, 2021 (212 d) |
| Brittany Troka Wolff | Raymond James & Associates, Inc. national BD | Origin Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2021 | Nov 2, 2021 (216 d) |
| Magdalena Doemeny | Wealth In Hand, LLC unclassified | Origin Investment Advisory LLC no RAUM | Other | Feb 16, 2021 | Aug 28, 2020 |
| Anthony Robert Watson | Liberty Wealth Advisors, LLC independent RIA | Origin Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Nov 16, 2020 | Oct 11, 2021 (329 d) |
| Christopher Paul Shoup | Charles Schwab & Co., Inc. national BD | Origin Investment Advisory LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2020 | Jan 28, 2023 (813 d) |
| Krista J Winograd | Aurochs Financial Group, LLC unclassified | Origin Investment Advisory LLC independent RIA | Other | Jul 30, 2020 | Apr 13, 2022 (622 d) |
| Brent Allen Bell | Planning Alternatives Ltd independent RIA | Origin Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Jun 29, 2020 | Jun 24, 2021 (360 d) |
| Victor Evans Gersten | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Origin Investment Advisory LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 17, 2020 | Feb 12, 2021 (240 d) |
| Antonio Lisi | Edelman Financial Engines independent RIA | Origin Investment Advisory LLC independent RIA | RIA to RIA | Dec 16, 2019 | Apr 12, 2022 (848 d) |
| Jiyao Xu | Confidence Wealth Management, Inc. independent RIA | Origin Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Sep 23, 2019 | Jun 28, 2021 (644 d) |
| Tracey J Breaux | Charles Schwab & Co., Inc. national BD | Origin Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 12, 2019 | Jun 24, 2021 (804 d) |
| Todd Christopher Moritz | Questar Asset Management, Inc. BD affiliated | Origin Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 25, 2019 | Nov 2, 2021 (1012 d) |
| Heather Nicole Comella | Symphony Financial Planning LLC independent RIA | Origin Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Mar 30, 2018 | Feb 1, 2020 (673 d) |
| Vinee Taneja Mehta | Mwm other | Origin Investment Advisory LLC no RAUM | Other | Jul 30, 2016 | Jan 12, 2022 (1992 d) |
| Johnny Chu-Hyon Pak | Searchlight Investments, LLC unclassified | Origin Investment Advisory LLC no RAUM | Other | Jan 20, 2016 | Jun 24, 2021 (1982 d) |
| Simon Patrick Brady | Raymond James Financial Services Advisors, Inc other | Origin Investment Advisory LLC no RAUM | Other | Dec 23, 2015 | Jun 25, 2021 (2011 d) |
| Samantha Craig Vient | Learnvest Planning Services, LLC no RAUM | Origin Investment Advisory LLC no RAUM | Other | Jun 24, 2013 | Feb 12, 2021 (2790 d) |
| Valencia Brown Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Origin Investment Advisory LLC independent RIA | Wirehouse to independent RIA | Feb 12, 2009 | Jun 2, 2022 (4858 d) |
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89 moves match.