DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bb&T Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen S. PittsJ.J.B. Hilliard, W.L. Lyons, LLC otherBb&T Investment Services, Inc. otherOtherJul 14, 2016Oct 25, 2016 (103 d)
Edward Joseph CwalinaCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Robert George BemCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Brian Douglas TrainerCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Daniel Joseph FloodCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Gregory Patrick RussoCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Paul ValerioCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Douglas Scott LeonziCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
David Paul DivelyCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 19, 2016
Andrew J MillCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Jennifer Leigh BurkhardtCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Timothy E DeliaCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Kyle Edward FitzpatrickCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Kevin Luke SerensitsCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Martin Edward BraamCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherJul 12, 2016Jul 13, 2016
Lawrence L RichmondMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Investment Services, Inc. otherOtherJun 30, 2016Aug 3, 2016 (34 d)
Luis MunozCuso Financial Services, L.P. otherBb&T Investment Services, Inc. otherOtherJun 16, 2016Jul 7, 2016
John Eric ShermanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Investment Services, Inc. otherOtherJun 14, 2016Jun 22, 2016
David Alan DodsonSalem Partners Wealth Management, LLC otherBb&T Investment Services, Inc. otherOtherJun 3, 2016Jun 24, 2016
Jose Mauricio Lopera-GuevaraSuntrust Investment Services, Inc. otherBb&T Investment Services, Inc. otherOtherMay 17, 2016May 19, 2016
Stephen KerutisCetera Advisors LLC otherBb&T Investment Services, Inc. otherOtherMay 4, 2016May 4, 2016
Jeremy Blaine StaussMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Investment Services, Inc. otherOtherApr 18, 2016Apr 26, 2016
Jason Matthew AdamcikJ.P. Morgan Securities LLC wirehouseBb&T Investment Services, Inc. otherOtherApr 6, 2016Apr 15, 2016
Tanzima AshrafiSuntrust Investment Services, Inc. otherBb&T Investment Services, Inc. otherOtherApr 5, 2016Apr 27, 2016
Jonathan Richard FerrellOsaic Institutions, Inc. otherBb&T Investment Services, Inc. otherOtherApr 4, 2016Apr 20, 2016
Sean HarlanWells Fargo Advisors wirehouseBb&T Investment Services, Inc. otherOtherApr 1, 2016Sep 9, 2016 (161 d)
Kelly Lea WhitlockHuntington Financial Advisors otherBb&T Investment Services, Inc. otherOtherMar 24, 2016Apr 14, 2016
Eleanor Evangeline MillwoodMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Investment Services, Inc. otherOtherMar 8, 2016Jul 13, 2016 (127 d)
Ilir BerberiNationwide Securities, LLC no RAUMBb&T Investment Services, Inc. otherOtherMar 2, 2016Mar 3, 2016
Patrick James TuiteCapital Investment Advisory Services, LLC otherBb&T Investment Services, Inc. otherOtherMar 1, 2016Mar 1, 2016
Steadman Forrest KnightEdward Jones national BDBb&T Investment Services, Inc. otherOtherMar 1, 2016May 3, 2016 (63 d)
Corey Adam HoltzOsaic Institutions, Inc. otherBb&T Investment Services, Inc. otherOtherFeb 24, 2016Mar 1, 2016
Catherine Loretta AzelesPnc Wealth Management otherBb&T Investment Services, Inc. otherOtherFeb 4, 2016Jan 29, 2016
Leslie Hathaway MciverLPL Financial LLC otherBb&T Investment Services, Inc. otherOtherJan 25, 2016Jan 20, 2016
Abraham Eli MarquezLPL Financial LLC otherBb&T Investment Services, Inc. otherOtherJan 25, 2016Jan 13, 2016
Adam C BrayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Investment Services, Inc. otherOtherJan 12, 2016Jan 12, 2016
Patrick Lee HaymanEdward Jones national BDBb&T Investment Services, Inc. otherOtherJan 11, 2016Jan 13, 2016
Frank Joseph VioliniOsaic Institutions, Inc. otherBb&T Investment Services, Inc. otherOtherJan 4, 2016Jan 11, 2016
Frederic Kent AndersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Investment Services, Inc. otherOtherDec 22, 2015Jan 13, 2016
Christian Coe MerrittPnc Wealth Management otherBb&T Investment Services, Inc. otherOtherDec 17, 2015Mar 29, 2016 (103 d)
Johnathan Edwin MitchellSuntrust Investment Services, Inc. otherBb&T Investment Services, Inc. otherOtherDec 8, 2015Dec 11, 2015
Morisea DavisEdward Jones national BDBb&T Investment Services, Inc. otherOtherDec 3, 2015Jan 12, 2016 (40 d)
Mario Guillermo AyalaEdward Jones national BDBb&T Investment Services, Inc. otherOtherNov 27, 2015Dec 7, 2015
Joshua David ForkeySuntrust Investment Services, Inc. otherBb&T Investment Services, Inc. otherOtherNov 13, 2015Aug 2, 2016 (263 d)
Thomas John O'ConnorAdvice And Planning Services otherBb&T Investment Services, Inc. otherOtherNov 10, 2015Nov 2, 2015
Thomas Allen DukesEquitable Advisors, LLC national BDBb&T Investment Services, Inc. otherOtherNov 6, 2015Nov 2, 2015
Tricia Renee MomyerPnc Wealth Management otherBb&T Investment Services, Inc. otherOtherNov 6, 2015Nov 2, 2015
Christopher Michael CorcoranCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 4, 2015
Thomas Francis RitchieCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 19, 2015
Warren Geary MetzgerCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 4, 2015
Sean M IndiveriCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 4, 2015
Kip Thomas SiedlingCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 4, 2015
Jennifer Susan LissCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 5, 2015
Ashlyn M HoodCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 4, 2015
Dwayne Marvin HorstCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 4, 2015
Jess Michael Charles YourkavitchCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 4, 2015
Roger Dean HeidlebaughCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 4, 2015
Ryan Martin KingCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 4, 2015
Lorrie G HillardCetera Investment Advisers LLC otherBb&T Investment Services, Inc. otherOtherNov 3, 2015Nov 4, 2015
David MancusoLPL Financial LLC otherBb&T Investment Services, Inc. no RAUMOtherOct 27, 2015Oct 14, 2015
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616 moves match.