DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Charles Schwab & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Diego Cardoso-Pereira | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 16, 2026 |
| Ethan David Cobb | Catalyst Wealth Management LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | May 26, 2026 | Jun 17, 2026 |
| Robert Maher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 23, 2026 | Jun 9, 2026 |
| Agrume T Hamilton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 22, 2026 | Aug 12, 2026 (82 d) |
| Brian T Burt | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 22, 2026 | Jul 30, 2026 (69 d) |
| Stefan Johannes Holczer | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 22, 2026 | Jun 11, 2026 |
| Joshua Schaff | UBS Financial Services Inc. wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 22, 2026 | Jul 17, 2026 (56 d) |
| Nathan Lawrence Barbieri | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 22, 2026 | Jun 30, 2026 (39 d) |
| Aram Amiryan | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | May 21, 2026 | May 21, 2026 |
| Owen Egermayer | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 19, 2026 | May 28, 2026 |
| Cassandra Morris | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 18, 2026 | Jun 9, 2026 |
| Kevin Arthur Loy | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 15, 2026 | May 22, 2026 |
| Jared B Desoto | LPL Financial LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 14, 2026 | Jun 22, 2026 (39 d) |
| Savanna Mckenzie | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 14, 2026 | May 19, 2026 |
| Jayson Zhou | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 14, 2026 | Jul 21, 2026 (68 d) |
| Tyler Kaoru Nishikawa | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 14, 2026 | May 21, 2026 |
| Paul J. Zarkowski | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 7, 2026 | May 15, 2026 |
| Derrick Demond Gipson | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 7, 2026 | May 9, 2026 |
| Robert Adam Armour | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | May 7, 2026 | May 8, 2026 |
| Ghazi Nweiran | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 7, 2026 | Jun 15, 2026 (39 d) |
| Michael Senft | J.P. Morgan Securities LLC wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 7, 2026 | Jun 3, 2026 |
| Sara Imburgia | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 7, 2026 | May 9, 2026 |
| Emma Sutton Alpaugh | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 7, 2026 | Jun 10, 2026 (34 d) |
| Emily Coughlin | Federated Global Investment Management Corp. asset manager | Charles Schwab & Co., Inc. national BD | Other | May 7, 2026 | Jun 11, 2026 (35 d) |
| Thomas Reaves Woddail | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 5, 2026 | Aug 20, 2026 (107 d) |
| Colt Miles | Cambridge Investment Research Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 5, 2026 | May 15, 2026 |
| Huini Li | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 5, 2026 | Jun 2, 2026 |
| Paulina Wong | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 4, 2026 | May 12, 2026 |
| Xavier A Rodriguez | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 4, 2026 | May 29, 2026 |
| Kyle Burch | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 4, 2026 | Jun 5, 2026 (32 d) |
| Blake Smith | W&S Brokerage Services, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 4, 2026 | May 22, 2026 |
| Thomas Schwartz | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 13, 2026 |
| George Spivak | Edward Jones national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Jun 1, 2026 (34 d) |
| Britt Austin Jones | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Apr 27, 2026 | Aug 17, 2026 (112 d) |
| Matthew Cole Plymale | W&S Brokerage Services, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 28, 2026 |
| Joseph M. Leone | J.P. Morgan Securities LLC wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2026 | May 30, 2026 (33 d) |
| Alexandra G Martin | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 29, 2026 |
| Steve Stevens | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Apr 20, 2026 | Apr 20, 2026 |
| James Aquilina | UBS Financial Services Inc. wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2026 | Apr 30, 2026 |
| Issac Cote | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2026 | Apr 28, 2026 |
| Seth Briley | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Jul 2, 2026 (76 d) |
| Daniel Peter Wellman | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Apr 16, 2026 | Apr 16, 2026 |
| Aidan Alexander Turner Kelly | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 27, 2026 |
| Osvaldo Dominguez | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 16, 2026 | May 5, 2026 |
| Cameron Jacoby | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 16, 2026 | May 1, 2026 |
| Chanyoung Lee | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 14, 2026 | Jun 1, 2026 (48 d) |
| Dariel Roque | Florida Financial Advisors, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 17, 2026 |
| Andrew Redhead | Northcoast Asset Management LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Apr 13, 2026 | Apr 29, 2026 |
| Shambrielle Shaquis Speights | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Apr 13, 2026 | Jul 7, 2026 (85 d) |
| Lauren Hoglan Wyatt | Schwab Wealth Advisory, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Apr 10, 2026 | Apr 13, 2026 |
| Benjamin Kurtz | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 29, 2026 |
| Robert Karl Drexel | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 16, 2026 |
| Blake Fanshier | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 29, 2026 |
| Davion Pelmore-Shelton | Wells Fargo Advisors wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 6, 2026 | Apr 9, 2026 |
| Richard Cossa | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 17, 2026 |
| Teresa Patrick | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Jun 11, 2026 (70 d) |
| Tamara Jenene Ramirez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2026 | Apr 9, 2026 |
| Aimee Flatley | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Jun 12, 2026 (79 d) |
| Sydney Vogel | J.P. Morgan Securities LLC wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2026 | Mar 31, 2026 |
| Noam Gans | Valic Financial Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Apr 2, 2026 |
3,854 moves match.