DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Scott & Stringfellow, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher Michael Walters	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Scott & Stringfellow, LLC other	Other	Jan 13, 2009	Jan 9, 2009
Lisa Marie Sorrentino	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Dec 15, 2008	Dec 15, 2008
Martha Jon Hix-Siceloff	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Dec 15, 2008	Dec 12, 2008
Brett Widney Hoge	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Dec 15, 2008	Dec 12, 2008
David William Kaye	Msi Financial Services, Inc. other	Scott & Stringfellow, LLC other	Other	Oct 7, 2008	Oct 3, 2008
Robert J Kaltenschnee	Ameriprise Financial Services, LLC national BD	Scott & Stringfellow, LLC other	Other	Sep 8, 2008	Aug 25, 2009 (351 d)
Max Lloyd Barnhardt	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Aug 29, 2008	Sep 2, 2008
Lars Edward Lassen	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Scott & Stringfellow, LLC other	Other	Aug 26, 2008	Sep 18, 2008
Ronald Andrew Murad	Citigroup Global Markets Inc. other	Scott & Stringfellow, LLC other	Other	Jul 28, 2008	Jul 17, 2008
Theresa J Manderski	Davenport & Company LLC other	Scott & Stringfellow, LLC other	Other	Jun 11, 2008	Jun 12, 2008
Frank E Robinson	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Apr 8, 2008	Apr 28, 2008
Dorothy Pratt Mannix	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Jan 2, 2008	Jan 3, 2008
Noel Franklin Simons	Banc Of America Investment Services, Inc. unclassified	Scott & Stringfellow, LLC other	Other	Nov 13, 2007	Nov 13, 2007
Betty Davis Deal	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Oct 17, 2007	Oct 31, 2007
Eric Justin Morris	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Aug 31, 2007	Sep 4, 2007
Robert Thomas Rose	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Aug 29, 2007	Aug 29, 2007
Paul Joseph Mitkish	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Aug 29, 2007	Aug 29, 2007
Jennifer Hardcastle	Citigroup Global Markets Inc. other	Scott & Stringfellow, LLC other	Other	Aug 22, 2007	Oct 12, 2007 (51 d)
John Leslie Creamer	Raymond James Financial Services, Inc. unclassified	Scott & Stringfellow, LLC other	Other	Aug 17, 2007	Aug 20, 2007
Randolph Kent Liggitt	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Jul 20, 2007	Jul 24, 2007
Craig Edward Dyson	Citigroup Global Markets Inc. other	Scott & Stringfellow, LLC other	Other	Mar 8, 2007	Mar 8, 2007
James Curtis Baker	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Scott & Stringfellow, LLC other	Other	Feb 6, 2007	Mar 1, 2007
Heather Michelle Lee	A. G. Edwards & Sons, Inc. unclassified	Scott & Stringfellow, LLC other	Other	Oct 13, 2006	Nov 22, 2006 (40 d)
Paula Christine Gunter	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Sep 29, 2006	Dec 5, 2006 (67 d)
John Chadwick Waterworth	UBS Financial Services Inc. wirehouse	Scott & Stringfellow, LLC other	Other	Jul 6, 2006	Jul 6, 2006
Kathy Lynn Banyas	Spire Wealth Management, LLC other	Scott & Stringfellow, LLC other	Other	May 26, 2006	Jul 6, 2006 (41 d)
Leslie Travis Mcintosh	Twinspan Capital Management, LLC unclassified	Scott & Stringfellow, LLC other	Other	Mar 17, 2006	Mar 20, 2006
James Alexander Baber	Legg Mason Wood Walker, Incorporated unclassified	Scott & Stringfellow, LLC other	Other	Feb 14, 2006	Feb 14, 2006
Sandra Rimes Weinbrecht	Credit Suisse Securities (USA) LLC other	Scott & Stringfellow, LLC other	Other	Nov 9, 2005	Jan 23, 2006 (75 d)
James Goolsby	Janney Montgomery Scott LLC other	Scott & Stringfellow, LLC other	Other	Nov 4, 2005	Oct 28, 2005
John Matthew Palko	Legg Mason Wood Walker, Incorporated unclassified	Scott & Stringfellow, LLC other	Other	Nov 4, 2005	Nov 4, 2005
Samuel Reuben Hylton	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Oct 31, 2005	Nov 1, 2005
William Andrews Vestal	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Aug 1, 2005	Aug 2, 2005
Joshua L. Haggerty	Vantage Consulting Group Inc other	Scott & Stringfellow, LLC other	Other	Apr 6, 2005	May 11, 2005 (35 d)
Travis O'Quinn	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Mar 11, 2005	Oct 18, 2006 (586 d)
Sean Erik Ekiert	Davenport & Company LLC other	Scott & Stringfellow, LLC other	Other	Feb 2, 2005	Feb 8, 2005
David Lee Houchins	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Oct 4, 2004	Sep 22, 2004
Robert Ellis Metz	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Oct 4, 2004	Sep 22, 2004
David Philip Kirby	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Oct 4, 2004	Sep 22, 2004
Lee Andrew Ginther	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Oct 4, 2004	Sep 22, 2004
Kathryn M Lester	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Oct 4, 2004	Sep 22, 2004
Bruce Randall Arnett	Truist Securities, Inc. unclassified	Scott & Stringfellow, LLC other	Other	Sep 13, 2004	Sep 14, 2004
Jeffrey Joseph Smith	Morgan Stanley Dw Inc. unclassified	Scott & Stringfellow, LLC other	Other	Feb 11, 2004	Feb 19, 2004
Kevin Matthew James	Ameriprise Financial Services, LLC national BD	Scott & Stringfellow, LLC other	Other	Jan 7, 2004	Jan 14, 2005 (373 d)
Paul Timothy Reidy	Commonwealth Financial Network national BD	Scott & Stringfellow, LLC other	Other	Dec 31, 2003	Nov 17, 2004 (322 d)
Robert David Sturm	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Dec 19, 2003	Jan 2, 2004
Jennifer Hatcher Beaulieu	Raymond James & Associates, Inc. national BD	Scott & Stringfellow, LLC other	Other	Nov 12, 2003	Nov 12, 2003
Kenny Maxwell Dale	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Jul 3, 2003	Jul 8, 2003
Larry Randolph Isley	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Jun 19, 2003	Jun 20, 2003
William Wheeler Nease	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Jun 19, 2003	Jun 20, 2003
Ronald A Cain	UBS Financial Services Inc. wirehouse	Scott & Stringfellow, LLC other	Other	Feb 26, 2003	Apr 29, 2003 (62 d)
Michael Joseph Madden	Wells Fargo Advisors wirehouse	Scott & Stringfellow, LLC other	Other	Nov 18, 2002	Apr 10, 2003 (143 d)
James Burton Trivette	Davenport & Company LLC other	Scott & Stringfellow, LLC other	Other	Jul 2, 2002	Aug 1, 2002
John Sanford Molster	UBS Financial Services Inc. wirehouse	Scott & Stringfellow, LLC other	Other	Jun 13, 2002	Jun 13, 2002

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114 moves match.