DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erin B Price | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 23, 2026 | Aug 9, 2026 |
| Dylan Michael Snyder | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2026 | Aug 7, 2026 |
| Robert Spadetti | Florida Financial Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 27, 2026 |
| Lance Sterling Longwater | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 15, 2026 |
| Traci Beth Havens | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 15, 2026 |
| Christopher Ryan Haffey | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 15, 2026 |
| Peter P Lydzinski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Aug 5, 2026 |
| Benjamin Haenning | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 21, 2026 |
| Jack Boyland | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 15, 2026 |
| Amanda S Infante | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Aug 11, 2026 |
| Charles Hall | Rockefeller Capital Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 16, 2026 |
| Xavier Oliver Steiner | RBC Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 7, 2026 |
| Steven James Landrum | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 2, 2026 |
| Naveed Lalani | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Sep 3, 2026 (50 d) |
| Julia Marie Bica | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 8, 2026 |
| William J Miner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2026 | Jul 7, 2026 |
| Ronda Jean Noel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 8, 2026 | Jul 7, 2026 |
| Mia Ziring | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2026 | Jul 1, 2026 |
| Michael E Rogala | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 30, 2026 | Jul 1, 2026 |
| Adam Michael Mcdermont | Ae Wealth Management, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 30, 2026 |
| Gordon Lee Crenshaw | Stonex Advisors Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jul 6, 2026 |
| Joe David Gentry | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 25, 2026 |
| Thomas M Massey | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2026 | Jun 16, 2026 |
| Michelle Lynn Herman | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2026 | Jun 16, 2026 |
| Lyndsey D Fern | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2026 | Jun 16, 2026 |
| Kurt Edwin Carlson | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 16, 2026 |
| Brian Jesse Koble | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 16, 2026 |
| Kenneth Allen Breaden | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 16, 2026 |
| Cassidy Joy Carlson | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 16, 2026 |
| Roxana Montane Marrero | Equitable Advisors, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jul 9, 2026 |
| Maria C Schnirman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Sep 16, 2026 (92 d) |
| Carole Burns | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jun 17, 2026 |
| Leo Kleban | Frazier Financial Advisors, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 15, 2026 | Sep 3, 2026 (80 d) |
| Kenneth G Montal | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2026 | Jun 3, 2026 |
| Peter Quigley Morris | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2026 | Jun 3, 2026 |
| Edward Lee Winokur | Oppenheimer & Co. Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 11, 2026 |
| Jared Weber | Equitable Advisors, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 11, 2026 |
| John Christopher Vizcarra | RBC Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 12, 2026 |
| Adam E. Pearsall | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2026 | Jun 1, 2026 |
| Melissa Battiste | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2026 | Jun 10, 2026 |
| Sylvia Garcia | RBC Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 9, 2026 | May 12, 2026 |
| Fred Giordan Grischott | RBC Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 9, 2026 | May 12, 2026 |
| Keith A Uhler | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 1, 2026 |
| Anthony Edward Rodriguez | RBC Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 9, 2026 | May 12, 2026 |
| Gregory William Leisey | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 4, 2026 | May 26, 2026 |
| Christy Leone Morrison | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 4, 2026 | May 27, 2026 |
| Kristen D. Kosola-Govantes | Benjamin F. Edwards & Company, Incorporated BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 4, 2026 |
| Jeffrey T Barrick | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 23, 2026 |
| Maredith Elizabeth Houk | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 3, 2026 |
| Kristi-Anna Celeste Abdoo | Schwab Wealth Advisory, Inc. no RAUM | Raymond James & Associates, Inc. national BD | Other | Jun 3, 2026 | Jun 9, 2026 |
| Devon B Quirk | Equitable Advisors, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 30, 2026 |
| Logan T Mulloy | Willis Johnson Wealth independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | May 29, 2026 | Jul 13, 2026 (45 d) |
| Julie Jeret Sabransky | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 26, 2026 | May 21, 2026 |
| Abby Anne Stancik | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 26, 2026 | May 26, 2026 |
| Enrique Rodriguez | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 26, 2026 | Jun 15, 2026 |
| Jeanette Marie Mattiza | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 14, 2026 |
| Madison Tough Maggard | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 14, 2026 |
| Harold John Lesage | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 14, 2026 |
| Christopher Paul Garcia | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 14, 2026 |
| Evan Robert Bloomberg | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | May 22, 2026 | May 13, 2026 |
4,971 moves match.