DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Merrill Lynch, Pierce, Fenner & Smith Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Salvatore GuzzettiEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 3, 2026Aug 11, 2026
Clare Margaret Mary SheehanMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Wilson Townsend BullardMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Sonya Elma PrattMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Sherry Lanette TurnerVoya Retirement Advisors, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 31, 2026Aug 13, 2026
Michael William EganMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Douglas Howard KublinMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Jermeir Lechet Jackson StroudFifth Third Securities, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 31, 2026Aug 20, 2026
Christina D CecchinoMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Aug 3, 2026
Martin GaubaMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Jack Dudley BrownMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Jade Michael DagherMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Jul 30, 2026
Davis Colby FoxWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Aug 22, 2026
Esperanza MartinezU.S. Bancorp Advisors, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 30, 2026Aug 18, 2026
Thomas Patrick OconnorRBC Capital Markets, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 30, 2026Aug 14, 2026
Michael James SawyersStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 30, 2026Jul 29, 2026
Dillon John KaneNorthern Trust Securities, Inc BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 29, 2026Jul 23, 2026
Gabriel Alexander GarciaIndependent Financial Partners BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 29, 2026Aug 4, 2026
Jesse HughesWealth Enhancement Advisory Services, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 27, 2026Aug 11, 2026
Benjamin C PieperUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 24, 2026Aug 7, 2026
Marisa B DollardRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 23, 2026Aug 14, 2026
Leroy Dwayne ChambersJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 23, 2026Aug 6, 2026
Ryan Daniel BogarStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 23, 2026Aug 18, 2026
Joseph Thien HuynhMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 22, 2026Jul 23, 2026
Ronald David ParrishWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 20, 2026Jul 10, 2026
James Carter BeeMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 20, 2026Jul 7, 2026
William M PrestTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 20, 2026Aug 18, 2026
Nicole Lee StuartJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 20, 2026Aug 28, 2026 (39 d)
Brandon David GoldbergPark Avenue Securities LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 20, 2026Aug 28, 2026 (39 d)
Sania Azhar ZaidiMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 17, 2026Aug 28, 2026 (42 d)
Kimberly Ann BlaesUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 17, 2026Jul 30, 2026
James Kiet BuiStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 17, 2026Aug 12, 2026
John Albert ArceriCitigroup Global Markets Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 16, 2026Jul 20, 2026
Andrew William TeriberyCetera Investment Advisers LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 16, 2026Aug 18, 2026 (33 d)
Catherine Alejandra MontilvaCitigroup Global Markets Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 15, 2026Jul 29, 2026
Shahryar Ahmad ShaikhWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 15, 2026Jul 22, 2026
Ricardo Waidele UndurragaJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 14, 2026Jul 15, 2026
James Anthony McmasterEdward Jones national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 14, 2026Jul 10, 2026
Macey Taylor JakubikStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 13, 2026Aug 5, 2026
Harris Mitchell KatzWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 13, 2026Aug 14, 2026 (32 d)
James Morgan HarrisEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 13, 2026Aug 11, 2026
Matthew Donald GittingsRobotti & Company Advisors, LLC mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 10, 2026Aug 5, 2026
Philip A LacavaEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 10, 2026Aug 12, 2026 (33 d)
Christopher Dayton JonesMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 8, 2026Jun 11, 2026
Susan I MohaceyMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 8, 2026Jul 14, 2026
Jennifer Suzanne FeeneyMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 8, 2026Jul 8, 2026
Merry P RobinsonRaymond James & Associates, Inc. national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 7, 2026Aug 7, 2026 (31 d)
Jeremy Chad ShaheenStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 7, 2026Jul 20, 2026
Daylen Julius FleitmanMerit Financial Advisors BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 7, 2026Sep 14, 2026 (69 d)
Jack Guy TaylorStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 6, 2026Jul 29, 2026
Stephen Taylor PellVanguard Advisers, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 6, 2026Aug 6, 2026 (31 d)
Jesus Emmanuel AdkinsCitigroup Global Markets Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 6, 2026Aug 4, 2026
Brandon Kyle PribylRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 3, 2026Jun 17, 2026
Peter Yong ChoyUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 3, 2026Jun 25, 2026
Holly Leanne AdamsUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 3, 2026Jun 25, 2026
Tobey Charles PribylRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 3, 2026Jun 17, 2026
Bailey K PribylRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 3, 2026Jun 17, 2026
Weston ZiererUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 3, 2026Jun 25, 2026
Douglas John FischerUBS Financial Services Inc. wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 3, 2026Aug 3, 2026 (31 d)
Harry Javier DominguezMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 2, 2026Jul 20, 2026
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14,757 moves match.