DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,693 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Paul Sciortino | Wells Fargo Advisors wirehouse | Pruco Securities, LLC other | Other | Feb 21, 2007 | Apr 11, 2007 (49 d) |
| Michael T Moore | Keybanc Capital Markets Inc. unclassified | Pruco Securities, LLC other | Other | Feb 20, 2007 | Aug 15, 2007 (176 d) |
| Matthew B Williams | Nrp Financial, Inc. unclassified | Pruco Securities, LLC other | Other | Feb 20, 2007 | Jul 26, 2007 (156 d) |
| Carla Jean Gray-Bedell | Wells Fargo Advisors wirehouse | Pruco Securities, LLC other | Other | Jan 30, 2007 | Mar 2, 2017 (3684 d) |
| David William Souter | Kingsland Capital, LLC unclassified | Pruco Securities, LLC other | Other | Jan 14, 2007 | Oct 30, 2017 (3942 d) |
| Louis Arnold La Medica | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Jan 12, 2007 | Jan 19, 2007 |
| Allan Eugene Cameron | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Jan 5, 2007 | Apr 27, 2007 (112 d) |
| Sandra Kay Engstrom | Ironstone Securities, Inc. unclassified | Pruco Securities, LLC other | Other | Dec 5, 2006 | Dec 19, 2006 |
| Andrae Hampton | Morgan Stanley Dw Inc. unclassified | Pruco Securities, LLC other | Other | Nov 3, 2006 | Sep 7, 2007 (308 d) |
| Delilah Mallare Dijamco | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Oct 24, 2006 | Feb 21, 2007 (120 d) |
| Jose Antonio Fernandez | First Horizon Advisors, Inc other | Pruco Securities, LLC other | Other | Jun 23, 2006 | Mar 18, 2008 (634 d) |
| Connell Joseph Tarr | Principal Securities, Inc. other | Pruco Securities, LLC other | Other | Jun 5, 2006 | Jun 11, 2014 (2928 d) |
| Steve Saul Halsell | Morgan Stanley Dw Inc. unclassified | Pruco Securities, LLC other | Other | May 26, 2006 | Aug 11, 2006 (77 d) |
| Ji Michael Y Chung | Whjr Associates other | Pruco Securities, LLC other | Other | Mar 10, 2006 | Sep 7, 2006 (181 d) |
| Ji Michael Y Chung | Osaic Wealth, Inc. other | Pruco Securities, LLC other | Other | Mar 10, 2006 | Sep 7, 2006 (181 d) |
| James Alexander Wurbs | Vestech Securities, Inc. unclassified | Pruco Securities, LLC other | Other | Feb 22, 2006 | Mar 15, 2007 (386 d) |
| Eric Mark Filippone | New England Securities Corporation other | Pruco Securities, LLC BD affiliated | Other | Feb 21, 2006 | Mar 24, 2021 (5510 d) |
| Zachary David Sabo | Morgan Stanley Dw Inc. unclassified | Pruco Securities, LLC other | Other | Feb 17, 2006 | Aug 14, 2007 (543 d) |
| James Joseph Duffy | Morgan Stanley Dw Inc. unclassified | Pruco Securities, LLC other | Other | Feb 8, 2006 | Sep 8, 2006 (212 d) |
| Eric Bradley Thompson | New England Securities Corporation other | Pruco Securities, LLC other | Other | Jan 31, 2006 | Mar 21, 2006 (49 d) |
| Steven G Trojanov | Eagle Strategies LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 17, 2006 | Dec 10, 2019 (5075 d) |
| Scott Lester Harvey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 11, 2006 | Jan 26, 2024 (6589 d) |
| June Wang Scortino | Osaic Fa, Inc. other | Pruco Securities, LLC BD affiliated | Other | Jan 11, 2006 | Jun 23, 2023 (6372 d) |
| Scott Joseph Thomas | J.P. Morgan Asset Management unclassified | Pruco Securities, LLC BD affiliated | Other | Dec 31, 2005 | Sep 11, 2020 (5368 d) |
| Deborah L Cook | Msi Financial Services, Inc. other | Pruco Securities, LLC BD affiliated | Other | Nov 15, 2005 | Apr 22, 2020 (5272 d) |
| Gregory Blaine Vanmeter | Questar Asset Management, Inc. other | Pruco Securities, LLC other | Other | Oct 17, 2005 | Aug 17, 2011 (2130 d) |
| Erik Martin Blankmeyer | Piedra Capital Ltd unclassified | Pruco Securities, LLC other | Other | Aug 22, 2005 | Dec 21, 2005 (121 d) |
| Stephen W Lee | Wamu Investments, Inc. unclassified | Pruco Securities, LLC other | Other | Aug 16, 2005 | Apr 19, 2007 (611 d) |
| Peter Frederick Acquaro | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Aug 3, 2005 | Feb 1, 2006 (182 d) |
| Celestina Coromoto Curiel-Robb | Waddell & Reed other | Pruco Securities, LLC other | Other | Jun 27, 2005 | Apr 20, 2017 (4315 d) |
| Norbert Lieblang | Osaic Fa, Inc. other | Pruco Securities, LLC BD affiliated | Other | Jun 14, 2005 | Jul 6, 2020 (5501 d) |
| Jason Wesley Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | May 5, 2005 | Jun 9, 2005 (35 d) |
| Timothy Allan Strazinsky | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | Mar 2, 2005 | Feb 13, 2006 (348 d) |
| Victoria Lynnette Swanson | Advice And Planning Services other | Pruco Securities, LLC BD affiliated | Other | Feb 23, 2005 | Apr 30, 2024 (7006 d) |
| Lola Eugenia Eyles | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Dec 6, 2004 | Dec 16, 2004 |
| Brian M Coffey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2004 | Jun 28, 2021 (6051 d) |
| Christopher Freeman Moffat | Banc Of America Investment Services, Inc. unclassified | Pruco Securities, LLC other | Other | Nov 23, 2004 | Dec 19, 2005 (391 d) |
| Amanda Leigh Tabachnick | Suntrust Investment Services, Inc. other | Pruco Securities, LLC other | Other | Nov 15, 2004 | Oct 19, 2005 (338 d) |
| Michael John Omelio | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Oct 21, 2004 | Nov 12, 2004 |
| Vincent J. Colubiale | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Oct 11, 2004 | Feb 3, 2005 (115 d) |
| Jenny Petiote | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Sep 16, 2004 | Oct 11, 2004 |
| Eric T Gudmundson | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Aug 11, 2004 | Nov 2, 2004 (83 d) |
| Marivic Dar | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jul 16, 2004 | Jul 7, 2005 (356 d) |
| Christina K Wilson | Citigroup Global Markets Inc. other | Pruco Securities, LLC other | Other | May 21, 2004 | Jun 8, 2004 |
| Edward Lee Gunnell | Banc One Securities Corporation unclassified | Pruco Securities, LLC other | Other | May 4, 2004 | Aug 19, 2004 (107 d) |
| Fred Tommy Van Dyck | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Jan 15, 2004 | Jun 4, 2004 (141 d) |
| Kevin Dale Frank | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | Aug 27, 2003 | Nov 18, 2003 (83 d) |
| Thomas J D'Amico | Charles Schwab & Co., Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2003 | May 1, 2024 (7573 d) |
| Nancy Anne Davis Harris | Citigroup Global Markets Inc. other | Pruco Securities, LLC other | Other | Jul 11, 2003 | Apr 13, 2006 (1007 d) |
| Richard Hsing-Sheng Wang | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jul 7, 2003 | Oct 7, 2003 (92 d) |
| Amy Marie Gibson | Citigroup Global Markets Inc. other | Pruco Securities, LLC other | Other | Jul 2, 2003 | Aug 19, 2003 (48 d) |
| David L Levitt | Securian Financial Services, Inc. other | Pruco Securities, LLC BD affiliated | Other | May 14, 2003 | Feb 27, 2018 (5403 d) |
| John Martin Fry | Prudential Equity Group, LLC unclassified | Pruco Securities, LLC other | Other | Apr 2, 2003 | Apr 15, 2003 |
| Stephanie Sherman | UBS Financial Services Inc. wirehouse | Pruco Securities, LLC other | Other | Mar 18, 2003 | Apr 28, 2003 (41 d) |
| Michael Emil Chiodini | Prudential Equity Group, LLC unclassified | Pruco Securities, LLC other | Other | Mar 13, 2003 | Mar 28, 2003 |
| Richard Ronald Jensen | Prudential Equity Group, LLC unclassified | Pruco Securities, LLC other | Other | Mar 6, 2003 | Mar 26, 2003 |
| Mary R Salas | Banc One Securities Corporation unclassified | Pruco Securities, LLC other | Other | Feb 27, 2003 | Feb 17, 2004 (355 d) |
| Junwei Liu | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Feb 6, 2003 | Oct 30, 2003 (266 d) |
| Tracy Kuo Shen | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Feb 4, 2003 | Mar 7, 2003 (31 d) |
| Daniel Leder | Pgim Investments LLC other | Pruco Securities, LLC other | Other | Jan 30, 2003 | Feb 10, 2003 |