Advisor moves

Arrivals at Nationwide Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy CasoMsi Financial Services, Inc. otherNationwide Securities, LLC no RAUMOtherJan 23, 2009Aug 6, 2010 (560 d)
Albert Barry BurnsAst Investment Services, Inc. otherNationwide Securities, LLC no RAUMOtherDec 3, 2008Jun 14, 2011 (923 d)
Chad Allen MetzgerAst Investment Services, Inc. otherNationwide Securities, LLC no RAUMOtherNov 26, 2008May 3, 2011 (888 d)
Jason Curtis SmithChase Investment Services Corp. otherNationwide Securities, LLC no RAUMOtherSep 17, 2008Nov 4, 2008 (48 d)
Steven Anthony JesenkoNationwide Investment Advisors, LLC otherNationwide Securities, LLC no RAUMOtherSep 12, 2008Jun 21, 2013 (1743 d)
Heinrich Karl BrandtLPL Financial LLC otherNationwide Securities, LLC no RAUMOtherAug 22, 2008Oct 20, 2008 (59 d)
Mark F GriseCitigroup Global Markets Inc. otherNationwide Securities, LLC no RAUMOtherJul 31, 2008Dec 14, 2010 (866 d)
Salvatore LauriPnc Wealth Management otherNationwide Securities, LLC no RAUMOtherJul 22, 2008Aug 6, 2010 (745 d)
Christine Lee EmblingCitigroup Global Markets Inc. otherNationwide Securities, LLC no RAUMOtherJun 23, 2008Aug 8, 2008 (46 d)
Jeffrey Roy McguireWaddell & Reed otherNationwide Securities, LLC no RAUMOtherNov 29, 2007Jul 20, 2011 (1329 d)
Karen Siu Ing HoWealth Development Strategies Investment Advisory, Inc. state registeredNationwide Securities, LLC no RAUMOtherOct 1, 2007Aug 1, 2008 (305 d)
Daniel Sean SpencerAmeriprise Financial Services, LLC national BDNationwide Securities, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 13, 2007Apr 29, 2010 (959 d)
Christopher Scott StantonNationwide Investment Advisors, LLC otherNationwide Securities, LLC no RAUMOtherJun 21, 2007Mar 23, 2009 (641 d)
Dana Wallace GowerOsaic Fa, Inc. otherNationwide Securities, LLC no RAUMOtherApr 11, 2007Feb 9, 2009 (670 d)
David Joseph ConleyVoya Financial Advisors, Inc. otherNationwide Securities, LLC no RAUMOtherDec 31, 2006Oct 5, 2018 (4296 d)
Nadeem AlamRBC Capital Markets, LLC national BDNationwide Securities, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 22, 2006Nov 3, 2008 (712 d)
Matthew Boyd WarntzEquitable Advisors, LLC national BDNationwide Securities, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 8, 2006Apr 29, 2010 (1329 d)
Brian P ClineNationwide Investment Services Corporation unclassifiedNationwide Securities, LLC no RAUMOtherJul 26, 2006Jan 12, 2012 (1996 d)
Steven Mark HortonConcourse Financial Group Advisors otherNationwide Securities, LLC no RAUMOtherJan 6, 2006Oct 2, 2009 (1365 d)
Maria K BannonMorgan Stanley Dw Inc. unclassifiedNationwide Securities, LLC no RAUMOtherOct 3, 2005Nov 7, 2011 (2226 d)
Kevin T RuscherUBS Financial Services Inc. wirehouseNationwide Securities, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 29, 2005Jun 25, 2009 (1427 d)
Jacquelyn Diane RobinsonWaddell & Reed otherNationwide Securities, LLC no RAUMOtherJan 20, 2005Sep 27, 2017 (4633 d)
Daniel Charles CaffreyWells Fargo Advisors wirehouseNationwide Securities, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 8, 2004Nov 17, 2009 (1866 d)
James Ernest FeredayInvesco Aim Private Asset Management, Inc. unclassifiedNationwide Securities, LLC no RAUMOtherAug 31, 2004Aug 21, 2009 (1816 d)
David WoodsLegg Mason Wood Walker, Incorporated unclassifiedNationwide Securities, LLC no RAUMOtherDec 31, 2003Nov 5, 2008 (1771 d)
Scott Howard LevinWilmington Brokerage Services Company unclassifiedNationwide Securities, LLC no RAUMOtherAug 4, 2003Dec 20, 2010 (2695 d)
Jasen Allen HedrickSynergy Investment Group, LLC otherNationwide Securities, LLC no RAUMOtherDec 4, 2002Dec 13, 2017 (5488 d)
Jody David BruceNew England Securities Corporation otherNationwide Securities, LLC no RAUMOtherAug 20, 2002Feb 19, 2015 (4566 d)
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148 moves match.