Arrivals at Vanderbilt Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Daniel Antenor, Jr	MML Investors Services, LLC BD affiliated	Vanderbilt Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Oct 12, 2018	Oct 22, 2018
David Steven Litras	LPL Financial LLC independent RIA	Vanderbilt Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Jul 20, 2018	Jul 13, 2018
Kerim Tulun	UBS Financial Services Inc. wirehouse	Vanderbilt Advisory Services BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jul 5, 2018	Apr 7, 2021 (1007 d)
Steven Matthew Howe	Consolidated Portfolio Review Corp other	Vanderbilt Advisory Services BD affiliated	Other	Mar 9, 2018	Mar 13, 2018
Sam Kodari	Signator Investors, Inc. other	Vanderbilt Advisory Services BD affiliated	Other	Dec 31, 2017	Jan 5, 2018
Walter C Richardson	Capital Markets Iq, LLC independent RIA	Vanderbilt Advisory Services other	Other	Nov 16, 2017	Nov 15, 2017
Stephen Joseph Agrista	Onpointe Advisory And Financial Services, LLC other	Vanderbilt Advisory Services BD affiliated	Other	Nov 10, 2017	Dec 21, 2018 (406 d)
Max Jacob Mintz	Sagepoint Financial, Inc. other	Vanderbilt Advisory Services other	Other	Aug 31, 2017	Aug 29, 2017
Thomas Francis Ray	Financial West Group other	Vanderbilt Advisory Services other	Other	Aug 11, 2017	Aug 11, 2017
Mehul Mahendra Thakker	Financial West Group other	Vanderbilt Advisory Services other	Other	Jul 27, 2017	Jul 27, 2017
Stuart Taylor Valentine	Financial West Group other	Vanderbilt Advisory Services other	Other	Jul 6, 2017	Jul 6, 2017
Hunter Davidson Brownlie	Financial West Group other	Vanderbilt Advisory Services other	Other	Jul 6, 2017	Jul 26, 2017
Todd Manning Walker	Financial West Group other	Vanderbilt Advisory Services other	Other	Jul 6, 2017	Jul 10, 2017
Jina Amelia Rachel Penn-Tracy	Financial West Group other	Vanderbilt Advisory Services other	Other	Jul 6, 2017	Jul 10, 2017
Theresa Timmerman	Financial West Group other	Vanderbilt Advisory Services other	Other	Jul 6, 2017	Jul 5, 2017
Michael Swift Smith	Financial West Group other	Vanderbilt Advisory Services other	Other	Jul 6, 2017	Jul 5, 2017
Michael Damian Evans	Hornor, Townsend & Kent, LLC other	Vanderbilt Advisory Services other	Other	May 30, 2017	May 30, 2017
William Scott Paddor	Moloney Investment Advisory LLC no RAUM	Vanderbilt Advisory Services BD affiliated	Other	Dec 31, 2016	Jan 17, 2025 (2939 d)
Thomas Wayne Meissner	Next Financial Group, Inc. other	Vanderbilt Advisory Services other	Other	Dec 27, 2016	Jan 3, 2017
Larry Dale Worden	Bfc Planning, Inc. other	Vanderbilt Advisory Services other	Other	Dec 9, 2016	Dec 14, 2016
Stephen Jay Kaufman	LPL Financial LLC other	Vanderbilt Advisory Services other	Other	Aug 10, 2016	Sep 22, 2016 (43 d)
Peter Christopher Cook	J P Turner & Company Capital Management, LLC other	Vanderbilt Advisory Services other	Other	Oct 30, 2015	Oct 30, 2015
Philip Michael Scholler	Girard Securities, Inc. other	Vanderbilt Advisory Services other	Other	Aug 3, 2015	Sep 3, 2015 (31 d)
Michael David Ward	Capitol Securities Management, Inc. other	Vanderbilt Advisory Services BD affiliated	Other	Jul 20, 2015	Apr 7, 2021 (2088 d)
Thomas J Kelly	Valic Financial Advisors, Inc. other	Vanderbilt Advisory Services BD affiliated	Other	Mar 26, 2015	Apr 23, 2024 (3316 d)
Renee Danielle Pepia	Morgan Stanley wirehouse	Vanderbilt Advisory Services other	Other	Nov 25, 2014	Jan 8, 2015 (44 d)
Gregory John Mistovich	Oppenheimer & Co. Inc. other	Vanderbilt Advisory Services other	Other	Apr 8, 2014	Jul 12, 2016 (826 d)
Marc Anton Barretta	Wells Fargo Advisors wirehouse	Vanderbilt Advisory Services other	Other	Dec 24, 2013	Dec 24, 2013
Najla Hisham Arekat	Cetera Investment Advisers LLC other	Vanderbilt Advisory Services other	Other	Jul 25, 2013	May 13, 2014 (292 d)
Blake Alan Bjordahl	Absolute Capital Management, LLC other	Vanderbilt Advisory Services other	Other	May 9, 2013	Aug 19, 2010
Stephen E Trask	RBC Capital Markets, LLC national BD	Vanderbilt Advisory Services other	Other	Apr 19, 2012	May 1, 2012
Jeffrey Bill Baker	Avantax Advisory Services other	Vanderbilt Advisory Services other	Other	Jul 11, 2011	Jul 11, 2011
Jeffrey Alan Bowers	MML Investors Services, LLC other	Vanderbilt Advisory Services other	Other	Feb 24, 2011	Mar 7, 2011
Franz Paul Loeber	Tcw Investment Management Company LLC other	Vanderbilt Advisory Services BD affiliated	Other	Jan 19, 2011	Jun 16, 2023 (4531 d)
Kevin Devon Olison	H. Beck, Inc. other	Vanderbilt Advisory Services other	Other	Sep 28, 2010	Sep 2, 2010
Diana Louise Fletcher	Citigroup Global Markets Inc. other	Vanderbilt Advisory Services BD affiliated	Other	Dec 17, 2009	Mar 14, 2022 (4470 d)

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156 moves match.