DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Hsbc Securities (USA) Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Giovanna Pagano-Decker | Wells Fargo Advisors wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2021 | Aug 13, 2021 |
| Christopher Brown | UBS Financial Services Inc. wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2021 | Aug 12, 2021 (48 d) |
| Hugh Michael Tuomey | Build Asset Management asset manager | Hsbc Securities (USA) Inc. BD affiliated | Other | Jun 21, 2021 | Sep 21, 2021 (92 d) |
| Mary C Sillitto | M&T Securities, Inc. unclassified | Hsbc Securities (USA) Inc. BD affiliated | Other | Jun 9, 2021 | Aug 17, 2021 (69 d) |
| Michael H Palumbo | M&T Securities, Inc. unclassified | Hsbc Securities (USA) Inc. BD affiliated | Other | Jun 9, 2021 | Jul 26, 2021 (47 d) |
| Zhengnan Xu | Osaic Fa, Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2021 | Jul 13, 2021 (173 d) |
| Christopher Orcutt | Strategas Asset Management, LLC asset manager | Hsbc Securities (USA) Inc. BD affiliated | Other | Jan 4, 2021 | Nov 24, 2025 (1785 d) |
| Syed Taz Uddin Ahmed | Wells Fargo Advisors wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 4, 2020 | Aug 18, 2020 |
| Tony Peng | Cetera Investment Advisers LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Aug 21, 2020 |
| Bhavesh H Thakkar | J.P. Morgan Securities LLC wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 3, 2020 | Jul 21, 2020 |
| Mark J Sommerville | Northrock Partners, LLC independent RIA | Hsbc Securities (USA) Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2020 | Jul 3, 2020 (50 d) |
| Rong Lu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2020 | Mar 12, 2020 (45 d) |
| Mark Rajendra Singh | Equitable Advisors, LLC national BD | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Aug 20, 2021 (618 d) |
| Eng Y Lian | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Feb 18, 2020 (103 d) |
| Camilo Cantor | J.P. Morgan Securities LLC wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2019 | Oct 7, 2019 |
| Jorge B Garcia | Oppenheimer & Co. Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2019 | Oct 30, 2019 (33 d) |
| Christopher Millar | Morgan Stanley wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2019 | Feb 2, 2022 (870 d) |
| Jonathon Mark Gunn | Truist Advisory Services, Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2019 | Oct 9, 2019 |
| Anthea Lai | Cetera Investment Advisers LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Oct 2, 2019 (33 d) |
| Ana Regina Mota | Morgan Stanley wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2019 | Sep 27, 2019 (31 d) |
| Herbert Daniel Pease | Charles Schwab & Co., Inc. national BD | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2019 | Aug 12, 2019 |
| Jonathan Christopher Wang | Truist Advisory Services, Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jul 24, 2019 |
| Monica Mavignier | Morgan Stanley wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2019 | Jul 16, 2019 |
| Michelline May R Padilla | J.P. Morgan Securities LLC wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2019 | Jul 26, 2019 (42 d) |
| Denny Tsuei | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2019 | Jun 18, 2019 |
| Di Wu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 16, 2019 | Jul 15, 2019 (60 d) |
| Syed Rizvi | U.S. Bancorp Advisors, LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | Jun 21, 2019 (38 d) |
| Steven Verveniotis | Flagstar Securities, Inc. independent RIA | Hsbc Securities (USA) Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 18, 2019 | Apr 24, 2019 |
| Lydia Lam | Cetera Investment Advisers LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2019 | May 23, 2019 (38 d) |
| Lin Lin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2019 | May 7, 2019 |
| Chen Ling | Cetera Investment Advisers LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | May 30, 2019 (66 d) |
| Michael Simon | Equitable Advisors, LLC national BD | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Mar 15, 2019 (39 d) |
| Bradley John Eich | Wells Fargo Advisors wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 18, 2018 | Feb 15, 2019 (59 d) |
| Christine Guo | Wells Fargo Advisors wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 26, 2018 | Dec 27, 2018 (31 d) |
| Jenny Melany Quimbayo | Pnc Wealth Management BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Nov 26, 2018 |
| Todd Haberly | Windrose Advisors LLC independent RIA | Hsbc Securities (USA) Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 21, 2018 | Mar 4, 2020 (530 d) |
| Eric M. Rwiliriza | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2018 | Feb 7, 2019 (140 d) |
| Ron Palmer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2018 | May 17, 2019 (255 d) |
| Manuel Cabielles | We Family Offices independent RIA | Hsbc Securities (USA) Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2018 | Apr 7, 2025 (2432 d) |
| Yan Zhi Huang | Wells Fargo Advisors wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2018 | Jun 20, 2018 |
| Eleanor Golembe | Wells Fargo Advisors wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2018 | Jun 12, 2018 |
| Peter Mcmahon | Wells Fargo Advisors wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 26, 2018 | May 1, 2018 |
| Santiago Robledo | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2018 | Apr 20, 2018 |
| Nicole Schuery | Wells Fargo Advisors wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2018 | Apr 18, 2018 |
| Josin Lin | J.P. Morgan Securities LLC wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2018 | May 8, 2018 (42 d) |
| Chad Ian Akselrad | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2018 | Apr 4, 2018 |
| Mario Somarriba | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Nov 6, 2018 (243 d) |
| David Wayne Hawkins | Wells Fargo Advisors wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2018 | Apr 19, 2018 (44 d) |
| Jason Demeo | Eagle Strategies LLC other | Hsbc Securities (USA) Inc. other | Other | Mar 2, 2018 | Mar 26, 2018 |
| Benjamin Michael Newman | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. other | Other | Mar 1, 2018 | Mar 19, 2018 |
| Robert Wirthwein | Equitable Advisors, LLC national BD | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2018 | Jul 15, 2019 (503 d) |
| Anna Perasso | J.P. Morgan Securities LLC wirehouse | Hsbc Securities (USA) Inc. other | Other | Jan 9, 2018 | Mar 2, 2018 (52 d) |
| Jennifer Won Jin Kang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hsbc Securities (USA) Inc. other | Other | Jan 3, 2018 | Feb 1, 2018 |
| Jason L Smith | Citigroup Global Markets Inc. other | Hsbc Securities (USA) Inc. other | Other | Nov 3, 2017 | Dec 11, 2017 (38 d) |
| Sisi Wu | Equitable Advisors, LLC national BD | Hsbc Securities (USA) Inc. other | Other | Oct 3, 2017 | Nov 16, 2017 (44 d) |
| Ying Juan Xie | LPL Financial LLC other | Hsbc Securities (USA) Inc. BD affiliated | Other | Sep 11, 2017 | Jun 14, 2018 (276 d) |
| Peter Michael Bushman | M&T Securities, Inc. unclassified | Hsbc Securities (USA) Inc. BD affiliated | Other | Aug 11, 2017 | Jan 12, 2021 (1250 d) |
| Craig Vassell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hsbc Securities (USA) Inc. other | Other | Aug 2, 2017 | Aug 25, 2017 |
| Alexander Russo | J.P. Morgan Securities LLC wirehouse | Hsbc Securities (USA) Inc. other | Other | Jul 21, 2017 | Aug 3, 2017 |
| Junia Pan Li | J.P. Morgan Securities LLC wirehouse | Hsbc Securities (USA) Inc. other | Other | Jul 21, 2017 | Oct 9, 2017 (80 d) |
708 moves match.